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ETF Watch: December 19 – December 31 - ETFs Watch - Section 1

ETF Watch: December 19 – December 31 - ETFs Watch - Section 1

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ETFs Filed – By Fund Company
There are currently 444 ETFs and ETNs with prospectuses filed at the SEC.
You can click on any fund and link directly to the prospectus. 

Fund Ticker Exchange ER
       
Barclays Global Investors      
iShares GS Commodity Energy Trust N/A NYSE 0.89%
iShares GS Commodity Industrial Metals Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Light Energy Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Livestock Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Natural Gas Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Non-Energy Indexed Trust N/A NYSE 0.89%
iShares MSCI Israel N/A N/A N/A
iShares MSCI Thailand N/A N/A N/A
iShares MSCI Turkey N/A N/A N/A
iShares MSCI Kokusai N/A N/A 0.25%
iShares S&P Global Infrastructure Index Fund N/A N/A N/A
iShares S&P Global Listed Private Equity Fund N/A N/A N/A
iShares MSCI Emerging Markets Small Cap Fund N/A N/A N/A
       
Bear Stearns      
Bear Stearns Current Yield Fund YYY AMEX 0.28%
       
Claymore Advisors      
Claymore/Dorchester US-1: The Capital Markets Index ETF N/A N/A N/A
Claymore/Dorchester: The Capital Markets Bond ETF N/A N/A N/A
Claymore/Dorchester: The Capital Markets Liquidity ETF N/A N/A N/A
Claymore/Dorchester: The Capital Markets Equities ETF N/A N/A N/A
Claymore/AlphaShares China Real Estate ETF N/A N/A N/A
Claymore/AlphaShares China Small Cap ETF N/A N/A N/A
Claymore/Clear Canadian Royalty Trust ETF      
Claymore/BIR All-Star Select N/A N/A 0.50%
Claymore/Sabrient CEF Balanced Opportunity N/A N/A 0.50%
Claymore/Sabrient CEF Income Opportunity N/A N/A 0.50%
Claymore/Zacks Growth & Income N/A N/A 0.50%
       
First Trust      
First Trust DJ STOXX Select Dividend 30 Index Fund N/A N/A N/A
First Trust EPRA/NAREIT Global Real Estate Index Fund N/A N/A N/A
First Trust Europe Select AlphaDEX N/A N/A N/A
First Trust Japan Select AlphaDEX N/A N/A N/A
       
Grail Partners      
Grail U.S. Value Fund (Active) N/A N/A N/A
       
Greenhaven      
Greenhaven Continuous Commodity Index Fund   AMEX 0.85%
       
IndexIQ      
IndexIQ Competitive Momentum Leaders All Cap N/A N/A N/A
IndexIQ Competitive Momentum Leaders Large Cap N/A N/A N/A
IndexIQ Corporate Governance Leaders All Cap N/A N/A N/A
IndexIQ Corporate Governance Leaders Large Cap N/A N/A N/A
IndexIQ Customer Loyalty Leaders All Cap N/A N/A N/A
IndexIQ Customer Loyalty Leaders Large Cap N/A N/A N/A
IndexIQ Effective Workforce Leaders All Cap N/A N/A N/A
IndexIQ Effective Workforce Leaders Large Cap N/A N/A N/A
IndexIQ Efficient Operations Leaders All Cap N/A N/A N/A
IndexIQ Efficient Operations Leaders Large Cap N/A N/A N/A
IndexIQ Innovation Leaders All Cap N/A N/A N/A
IndexIQ Innovative Leaders Small Cap N/A N/A N/A
IndexIQ Market Power Leaders N/A N/A N/A
IndexIQ Market Power Leaders Large Cap N/A N/A N/A
IndexIQ Quality Growth Leaders All Cap N/A N/A N/A
IndexIQ Quality Growth Leaders Companies N/A N/A N/A
IndexIQ Productivity Leaders All Cap N/A N/A N/A
IndexIQ Productivity Leaders Large Cap N/A N/A N/A
IndexIQ Sustainability Leaders All Cap ?? N/A N/A
IndexIQ Sustainability Leaders Large Cap N/A N/A N/A
       
Northern Trust      
NETS Dow Jones Wilshire Global Total Market Index Fund N/A N/A N/A
NETS FTSE CNBC Global 300 Index Fund N/A N/A N/A
NETS Dow Jones Wilshire Global Ex-US Index Fund N/A N/A N/A
NETS FTSE EPRA NAREIT Americas Index Fund N/A N/A N/A
NETS FTSE EPRA NAREIT Asia Index Fund N/A N/A N/A
NETS FTSE EPRA NAREIT Europe Index Fund N/A N/A N/A
NETS Tokyo Stock Exchange REIT Index Fund N/A N/A N/A
NETS S&P/ASX 200 Index Fund N/A N/A N/A
NETS Hang Seng China Enterprises Index Fund N/A N/A N/A
NETS DAX Index Fund N/A N/A N/A
NETS Hang Seng Index Fund N/A N/A N/A
NETS TA-25 Index Fund N/A N/A N/A
NETS TOPIX Index Fund N/A N/A N/A
NETS AEX-index Index Fund N/A N/A N/A
NETS RTS Index Fund N/A N/A N/A
NETS FTSE/JSE Top 40 Index Fund N/A N/A N/A
NETS FTSE 100 Index Fund N/A N/A N/A
NETS BEL 20 Index Fund N/A N/A N/A
NETS CAC40 Index Fund N/A N/A N/A
NETS FTSE/ATHEX 20 Index Fund N/A N/A N/A
NETS ISEQ 20 Index Fund N/A N/A N/A
NETS S&P/MIB Index Fund N/A N/A N/A
NETS FTSE Bursa Malaysia Index Fund 100 N/A N/A N/A
NETS PSI 20 Index Fund N/A N/A N/A
NETS FTSE Singapore Straits Times Index Fund N/A N/A N/A
NETS TSEC Taiwan 50 Index Fund N/A N/A N/A
NETS DJ Wilshire 4500 Index Fund N/A N/A N/A
       
PowerShares      
PowerShares Active AlphaQ Fund N/A N/A N/A
PowerShares Active Alpha Multi-Cap Fund N/A N/A N/A
PowerShares Active Mega-Cap Portfolio N/A N/A N/A
PowerShares Active Low Duration Portfolio N/A N/A N/A
PowerShares India Portfolio N/A N/A N/A
PowerShares Nasdaq-100 BuyWrite Portfolio N/A N/A N/A
PowerShares DJIA BuyWrite Portfolio N/A N/A N/A
PowerShares Automatic Allocation RAFI PZF AMEX 0.70%
PowerShares Cohen & Steers Global Realty Majors Portfolio PSR   0.75%
PowerShares India Tiger PGK AMEX 0.70%
PowerShares NASDAQ Dividend Achievers DIVQ NDAQ 0.60%
PowerShares NASDAQ Internet Services N/A NDAQ  
PowerShares REIT Preferred N/A AMEX 0.70%
PowerShares ValueLine 400 N/A AMEX  
PowerShares Zacks Rank Large Cap Portfolio N/A N/A N/A
PowerShares Dynamic Brand Name Portfolio N/A N/A N/A
PowerShares Dynamic Internet Software and Services      
PowerShares Dynamic Developed Int’l Growth Portfolio N/A N/A N/A
PowerShares Dynamic Developed Int’l Value Portfolio N/A N/A N/A
PowerShares Dynamic Australia N/A N/A N/A
PowerShares Dynamic Canada N/A N/A N/A
PowerShares Dynamic Germany N/A N/A N/A
PowerShares Dynamic France N/A N/A N/A
PowerShares Dynamic Japan N/A N/A N/A
PowerShares Dynamic UK N/A N/A N/A
PowerShares FTSE RAFI Latin America Portfolio N/A N/A N/A
PowerShares FTSE RAFI Australia N/A N/A N/A
PowerShares FTSE RAFI Brazil N/A N/A N/A
PowerShares FTSE RAFI Canada N/A N/A N/A
PowerShares FTSE RAFI China N/A N/A N/A
PowerShares FTSE RAFI France N/A N/A N/A
PowerShares FTSE RAFI Germany N/A N/A N/A
PowerShares FTSE RAFI Hong Kong      
PowerShares FTSE RAFI Mexico N/A N/A N/A
PowerShares FTSE RAFI South Africa N/A N/A N/A
PowerShares FTSE RAFI South Korea N/A N/A N/A
PowerShares FTSE RAFI Taiwan N/A N/A N/A
PowerShares FTSE RAFI UK N/A N/A N/A
PowerShares 1-5 Laddered Treasury N/A N/A N/A
PowerShares 1-10 Laddered Treasury N/A N/A N/A
PowerShares 1-20 Laddered Treasury N/A N/A N/A
PowerShares Aggregate Bond N/A N/A N/A
PowerShares Investment Grade Corporate Bond N/A N/A N/A
PowerShares Aggregate Preferred N/A N/A N/A
PowerShares Autonomic Growth NFA Global Asset Portfolio N/A N/A N/A
PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio N/A N/A N/A
PowerShares Autonomic Balanced NFA Global Asset Portfolio N/A N/A N/A
       
       
ProShares      
ProShares 130/30 Fund N/A N/A N/A
ProShares Ultra S&P 500 Growth N/A N/A 0.95%
ProShares Short S&P 500 Growth N/A N/A 0.95%
ProShares UltraShort S&P 500 Growth N/A N/A 0.95%
ProShares Ultra S&P 500 Value N/A N/A 0.95%
ProShares Short S&P 500 Value N/A N/A 0.95%
ProShares UltraShort S&P 500 Value N/A N/A 0.95%
ProShares Ultra S&P MidCap 400 Growth N/A N/A 0.95%
ProShares Short S&P MidCap 400 Growth N/A N/A 0.95%
ProShares UltraShort S&P MidCap 400 Growth N/A N/A 0.95%
ProShares Ultra S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares Short S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares UltraShort S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares Ultra S&P Small Cap 600 Value N/A N/A 0.95%
ProShares Short S&P Small Cap 600 Value N/A N/A 0.95%
ProShares UltraShort S&P Small Cap 600 Value N/A N/A 0.95%
ProShares Ultra U.S. Biotechnology N/A N/A 0.95%
ProShares UltraShort U.S. Biotechnology N/A N/A 0.95%
ProShares Ultra U.S. Precious Metals N/A N/A 0.95%
ProShares UltraShort U.S. Precious Metals N/A N/A 0.95%
ProShares Ultra Telecommunications N/A N/A 0.95%
ProShares UltraShort Telecommunications N/A N/A 0.95%
ProShares Short Basic Materials N/A N/A 0.95%
ProShares Short Biotechnology N/A N/A 0.95%
ProShares Short Consumer Goods N/A N/A 0.95%
ProShares Short Consumer Services N/A N/A 0.95%
ProShares Short Financials N/A N/A 0.95%
ProShares Short Healthcare N/A N/A 0.95%
ProShares Short Industrial N/A N/A 0.95%
ProShares Short Oil & Gas N/A N/A 0.95%
ProShares Short Precious Metals N/A N/A 0.95%
ProShares Short Real Estate N/A N/A 0.95%
ProShares Short Semiconductors N/A N/A 0.95%
ProShares Short Technology N/A N/A 0.95%
ProShares Short Telecommunications N/A N/A 0.95%
ProShares Short Utilities N/A N/A 0.95%
ProShares Ultra NASDAQ Biotechnology N/A N/A 0.95%
ProShares Short NASDAQ Biotechnology N/A N/A 0.95%
ProShares Ultra Short NASDAQ Biotechnology N/A N/A 0.95%
ProShares Ultra Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Short Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Ultra Short Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Ultra Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Short Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Ultra Short Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Short Japan N/A N/A 0.95%
ProShares Short FTSE/Xinhua China 25 N/A N/A 0.95%
ProShares Short Lehman Brothers 7-10 Year U.S. Treasury N/A N/A 0.95%
ProShares Ultra Short Lehman Brothers 7-10 Year U.S. Treasury N/A N/A 0.95%
ProShares Short Lehman Brothers 20+ Year U.S. Treasury N/A N/A 0.95%
ProShares Ultra Short Lehman Brothers 20+ Year U.S. Treasury N/A N/A 0.95%
ProShares Short iBoxx $ Liquid Investment Grade N/A N/A 0.95%
ProShares Ultra Short iBoxx $ Liquid Investment Grade N/A N/A 0.95%
ProShares Short iBoxx $ Liquid High Yield N/A N/A 0.95%
ProShares Ultra Short iBoxx $ Liquid High Yield N/A N/A 0.95%
ProShares Ultra NASDAQ-100 Equal Weighted N/A NDAQ 0.95%
ProShares Short NASDAQ-100 Equal Weighted N/A NDAQ 0.95%
ProShares UltraShort NASDAQ-100 Equal Weighted N/A   0.95%
ProShares Ultra NASDAQ Composite N/A NDAQ 0.95%
ProShares Short NASDAQ Composite N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Composite N/A NDAQ 0.95%
ProShares Ultra NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares Short NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares Ultra NASDAQ Clean Edge US Liquid Series N/A NDAQ 0.95%
ProShares Short NASDAQ Clean Edge US Liquid Series N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Clean Edge US Liquid Series N/A NDAQ 0.95%
ProShares Ultra Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares Ultra Gold N/A N/A 0.95%
ProShares Short Gold N/A N/A 0.95%
ProShares UltraShort Gold N/A N/A 0.95%
ProShares Ultra Silver N/A N/A 0.95%
ProShares Short Silver N/A N/A 0.95%
ProShares UltraShort Silver N/A N/A 0.95%
ProShares Ultra Crude Oil N/A N/A 0.95%
ProShares Short Crude Oil N/A N/A 0.95%
ProShares UltraShort Crude Oil N/A N/A 0.95%
ProShares Ultra Natural Gas N/A N/A 0.95%
ProShares Short Natural Gas N/A N/A 0.95%
ProShares UltraShort Natural Gas N/A N/A 0.95%
ProShares Ultra Euro N/A N/A 0.95%
ProShares Short Euro N/A N/A 0.95%
ProShares UltraShort Euro N/A N/A 0.95%
ProShares Ultra Australian Dollar N/A N/A 0.95%
ProShares Short Australian Dollar N/A N/A 0.95%
ProShares UltraShort Australian Dollar N/A N/A 0.95%
ProShares Ultra Canadian Dollar N/A N/A 0.95%
ProShares Short Canadian Dollar N/A N/A 0.95%
ProShares UltraShort Canadian Dollar N/A N/A 0.95%
ProShares Ultra British Pound N/A N/A 0.95%
ProShares Short British Pound N/A N/A 0.95%
ProShares UltraShort British Pound N/A N/A 0.95%
ProShares Ultra Japanese Yen N/A N/A 0.95%
ProShares Short Japanese Yen N/A N/A 0.95%
ProShares UltraShort Japanese Yen N/A N/A 0.95%
ProShares Ultra Mexican Peso N/A N/A 0.95%
ProShares Short Mexican Peso N/A N/A 0.95%
ProShares UltraShort Mexican Peso N/A N/A 0.95%
ProShares Ultra Swedish Krona N/A N/A 0.95%
ProShares Short Swedish Krona N/A N/A 0.95%
ProShares UltraShort Swedish Krona N/A N/A 0.95%
ProShares Ultra Swiss Franc N/A N/A 0.95%
ProShares Short Swiss Franc N/A N/A 0.95%
ProShares UltraShort Swiss Franc N/A N/A 0.95%
       
Rydex Funds      
Rydex Inverse S&P 500 N/A N/A N/A
Rydex Dynamic S&P 500 Growth N/A N/A N/A
Rydex Inverse S&P 500 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P 500 Growth N/A N/A N/A
Rydex Dynamic S&P 500 Value N/A N/A N/A
Rydex Inverse S&P 500 Value N/A N/A N/A
Rydex Dynamic Inverse S&P 500 Value N/A N/A N/A
Rydex Inverse S&P MidCap 400 N/A N/A N/A
Rydex Dynamic S&P MidCap 400 Growth N/A N/A N/A
Rydex Inverse S&P MidCap 400 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P MidCap 400 Growth N/A N/A N/A
Rydex Dynamic S&P MidCap 400 Value N/A N/A N/A
Rydex Inverse S&P MidCap 400 Value N/A N/A N/A
Rydex Dynamic Inverse S&P MidCap 400 Value N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 N/A N/A N/A
Rydex Inverse S&P SmallCap 600 N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 Growth N/A N/A N/A
Rydex Inverse S&P SmallCap 600 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 Growth N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 Value N/A N/A N/A
Rydex Inverse S&P SmallCap 600 Value N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 Value N/A N/A N/A
Rydex Dynamic Russell 1000 N/A N/A N/A
Rydex Inverse Russell 1000 N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 N/A N/A N/A
Rydex Dynamic Russell 1000 Growth N/A N/A N/A
Rydex Inverse Russell 1000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 Growth N/A N/A N/A
Rydex Dynamic Russell 1000 Value N/A N/A N/A
Rydex Inverse Russell 1000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 Value N/A N/A N/A
Rydex Inverse Russell 2000 N/A N/A N/A
Rydex Dynamic Russell 2000 Growth N/A N/A N/A
Rydex Inverse Russell 2000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 2000 Growth N/A N/A N/A
Rydex Dynamic Russell 2000 Value N/A N/A N/A
Rydex Inverse Russell 2000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 2000 Value N/A N/A N/A
Rydex Dynamic Russell MidCap N/A N/A N/A
Rydex Inverse Russell MidCap N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap N/A N/A N/A
Rydex Dynamic Russell MidCap Growth N/A N/A N/A
Rydex Inverse Russell MidCap Growth N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap Growth N/A N/A N/A
Rydex Dynamic Russell MidCap Value N/A N/A N/A
Rydex Inverse Russell MidCap Value N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap Value N/A N/A N/A
Rydex Dynamic Russell 3000 N/A N/A N/A
Rydex Inverse Russell 3000 N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 N/A N/A N/A
Rydex Dynamic Russell 3000 Growth N/A N/A N/A
Rydex Inverse Russell 3000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 Growth N/A N/A N/A
Rydex Dynamic Russell 3000 Value N/A N/A N/A
Rydex Inverse Russell 3000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 Value N/A N/A N/A
Rydex Dynamic Nasdaq-100 N/A N/A N/A
Rydex Inverse Nasdaq-100 N/A N/A N/A
Rydex Dynamic Inverse Nasdaq-100 N/A N/A N/A
Rydex Dynamic Nasdaq Biotechnology N/A N/A N/A
Rydex Inverse Nasdaq Biotechnology N/A N/A N/A
Rydex Dynamic Inverse Nasdaq Biotechnology N/A N/A N/A
Rydex Dynamic Consumer Discretionary N/A N/A N/A
Rydex Inverse Consumer Discretionary N/A N/A N/A
Rydex Dynamic Inverse Consumer Discretionary N/A N/A N/A
Rydex Dynamic Consumer Staples N/A N/A N/A
Rydex Inverse Consumer Staples N/A N/A N/A
Rydex Dynamic Inverse Consumer Staples N/A N/A N/A
Rydex Dynamic Energy N/A N/A N/A
Rydex Inverse Energy N/A N/A N/A
Rydex Dynamic Inverse Energy N/A N/A N/A
Rydex Dynamic Financials N/A N/A N/A
Rydex Inverse Financials N/A N/A N/A
Rydex Dynamic Inverse Financials N/A N/A N/A
Rydex Dynamic Healthcare N/A N/A N/A
Rydex Inverse Healthcare N/A N/A N/A
Rydex Dynamic Inverse Healthcare N/A N/A N/A
Rydex Dynamic Materials N/A N/A N/A
Rydex Inverse Materials N/A N/A N/A
Rydex Dynamic Inverse Materials N/A N/A N/A
Rydex Dynamic Utilities N/A N/A N/A
Rydex Inverse Utilities N/A N/A N/A
Rydex Dynamic Inverse Utilities N/A N/A N/A
Rydex Dynamic Energy N/A N/A N/A
Rydex Inverse Energy N/A N/A N/A
Rydex Dynamic Inverse Energy N/A N/A N/A
       
SPA MarketGrader      
SPA MarketGrader Energy Sector N/A N/A N/A
SPA MarketGrader Industrials Sector N/A N/A N/A
SPA MarketGrader Materials Sector N/A N/A N/A
SPA MarketGrader Technology Sector N/A N/A N/A
       
StateShares      
StateShares California 50 N/A NYSE N/A
StateShares Colorado 50 N/A NYSE N/A
StateShares Connecticut 50 N/A NYSE N/A
StateShares Florida 50 N/A NYSE N/A
StateShares Georgia 50 N/A NYSE N/A
StateShares Illinois 50 N/A NYSE N/A
StateShares Indiana 50 N/A NYSE N/A
StateShares Maryland 50 N/A NYSE N/A
StateShares Massachusetts 50 N/A NYSE N/A
StateShares Michigan 50 N/A NYSE N/A
StateShares Minnesota 50 N/A NYSE N/A
StateShares Missouri 50 N/A NYSE N/A
StateShares New Jersey 50 N/A NYSE N/A
StateShares New York 50 N/A NYSE N/A
StateShares North Carolina 50 N/A NYSE N/A
StateShares Ohio 50 N/A NYSE N/A
StateShares Pennsylvania 50 N/A NYSE N/A
StateShares Tennessee 50 N/A NYSE N/A
StateShares Texas 50 N/A NYSE N/A
StateShares Virginia 50 N/A NYSE N/A
StateShares Washington 50 N/A NYSE N/A
StateShares Composite N/A NYSE N/A
       
State Street Global Advisors      
SPDR S&P International Mid Cap ETF ? ? ?
SPDR S&P Emerging Markets Small Cap ? ? ?
SPDR Barclays Global TIPS ETF N/A N/A N/A
SPDR S&P International Dividend ETF N/A AMEX N/A
SPDR Lehman Short Term Corporate Bond SBE AMEX N/A
SPDR Lehman Intermediate Term Corporate Bond IBE AMEX N/A
SPDR Lehman Long Term Corporate Bond CLO AMEX N/A
SPDR Lehman Short Term Treasury TST AMEX  
SPDR S&P Asia Pacific GAO AMEX N/A
SPDR S&P EPAC GEK AMEX N/A
SPDR S&P Europe GEU AMEX N/A
SPDR Aerospace and Defense N/A N/A N/A
SPDR Building & Construction N/A N/A N/A
SPDR Computer Hardware N/A N/A N/A
SPDR Computer Software N/A N/A N/A
SPDR Health Care Services N/A N/A N/A
SPDR Leisuretime N/A N/A N/A
SPDR Outsourcing & IT Consulting N/A N/A N/A
SPDR Telecom N/A N/A N/A
SPDR Transportation N/A N/A N/A
streetTRACKS KBW Mortgage Finance N/A N/A N/A
       
Van Eck      
Market Vectors-Lehman Brothers 1-5 Year Municipal N/A N/A N/A
Market Vectors-Lehman Brothers Long Municipal N/A N/A N/A
Market Vectors-Lehman Brothers High Yield Municipal N/A N/A N/A
Market Vectors-Lehman Brothers California Municipal N/A N/A N/A
Market Vectors-Lehman Brothers New York Municipal N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Massachusetts N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free New Jersey N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Ohio N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Pennsylvania N/A N/A N/A
Market Vectors – Coal N/A N/A N/A
Market Vectors – Gaming N/A N/A N/A
       
Victoria Bay      
United States Heating Oil Fund N/A Amex 0.60%
United States Gasoline Fund
N/A Amex 0.65%
       
Voskian      
Voskian Citigroup Semiconductor 50 Index N/A N/A N/A
       
VTL Associates      
TIGERS Revenue-Weighted Large Cap Index Fund N/A N/A 0.50%
TIGERS Revenue-Weighted Mid Cap Index Fund N/A N/A 0.55%
TIGERS Revenue-Weighted Small Cap Index Fund N/A N/A 0.55%
       
WShares      
Wilder Asian Emerging Markets N/A N/A N/A
Wilder Brazil N/A N/A N/A
Wilder China N/A N/A N/A
Wilder Israel N/A N/A N/A
Wilder Latin America N/A N/A N/A
Wilder Worldwide Emerging Markets N/A N/A N/A
Wilder Diversified Healthcare N/A N/A N/A
Wilder Healthy Lifestyle N/A N/A N/A
       
WisdomTree      
WisdomTree Asia Emerging Markets Total Dividend N/A N/A N/A
WisdomTree Asia Emerging Markets High-Yield N/A N/A N/A
WisdomTree DIPR Fund N/A N/A N/A
WisdomTree DIPR High-Yielding Equity Fund N/A N/A N/A
WisdomTree Emerging Markets Total Dividend N/A N/A N/A
WisdomTree Emerging Markets Dividend Top 100 N/A N/A N/A
WisdomTree Latin America Total Dividend N/A N/A N/A
WisdomTree Australia Total Dividend N/A N/A N/A
WisdomTree Canada Total Dividend N/A N/A N/A
WisdomTree China Total Dividend N/A N/A N/A
WisdomTree France Total Dividend N/A N/A N/A
WisdomTree Germany Total Dividend N/A N/A N/A
WisdomTree Hong Kong Total Dividend N/A N/A N/A
WisdomTree India Total Dividend N/A N/A N/A
WisdomTree India Earnings Index ETF N/A N/A N/A
WisdomTree Malaysia Total Dividend N/A N/A N/A
WisdomTree Singapore Total Dividend N/A N/A N/A
WisdomTree South Africa Total Dividend N/A N/A N/A
WisdomTree South Korea Total Dividend N/A N/A N/A
WisdomTree Taiwan Total Dividend N/A N/A N/A
WisdomTree United Kingdom Total Dividend N/A N/A N/A
WisdomTree United Kingdom High-Yielding Equity N/A N/A N/A
WisdomTree Communications Sector N/A N/A N/A
WisdomTree Financial Sector N/A N/A N/A
WisdomTree REIT Sector N/A N/A N/A
       
XShares      
AirShares EU Carbon Allowances N/A N/A 0.95%
HealthShares Asian Health HRG NYSE 0.95%
HealthShares BioPharmaceutical Giants N/A N/A N/A
 

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