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ETF Watch: January 29 - February 4 [Updated 2/6]
ETF Watch

ETF Watch: January 29 - February 4 [Updated 2/6]

Related ETFs: RING | FILL | VEGI | INDA | SLVP | AXJS | PICK
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ETFs Filed—By Fund Company

There are currently 892 ETFs in our list of prospectuses filed at the SEC.

You can click on any fund and link directly to the prospectus.

Fund Ticker Exchange ER
AdvisorShares
AdvisorShares Global Echo ETF GIVE NYSE Arca N/A
STAR Global Buy-Write ETF VEGA NYSE Arca N/A
QAM Equity Hedge ETF QEH NYSE Arca N/A
AdvisorShares Global Alpha & Beta ETF RRGR NYSE Arca N/A

. . .
ALPS
Energy Producers ETF N/A N/A N/A
Precious Metals Producers ETF N/A N/A N/A
U.S. Equity Reverse Convertible Index Fund N/A N/A N/A
Riverfront Strategic Income ETF N/A N/A 0.24%
Alerian Natural Gas ETF N/A NYSE Arca N/A
Alerian Plus MLP Infrastructure ETF N/A NYSE Arca N/A
U.S. Equity High Volatility Put Write Fund HVPW NYSE Arca 0.95%

. . .
Barclays Bank (iPath ETNs)
iPath DJ-UBS Commodity Index Total Return Callable ETN DJPC NYSE Arca 0.7%
iPath Dow Jones-UBS Agriculture Subindex Total Return Callable ETN JJAC NYSE Arca 0.7%
iPath Dow Jones-UBS Aluminum Subindex Total Return Callable ETN JJUC NYSE Arca 0.7%
iPath Dow Jones-UBS Cocoa Subindex Total Return Callable ETN NIBC NYSE Arca 0.7%
iPath Dow Jones-UBS Coffee Subindex Total Return Callable ETN CAFE NYSE Arca 0.7%
iPath Dow Jones-UBS Copper Subindex Total Return Callable ETN JJCC NYSE Arca 0.7%
iPath Dow Jones-UBS Cotton Subindex Total Return Callable ETN BALC NYSE Arca 0.7%
iPath Dow Jones-UBS Energy Subindex Total Return Callable ETN JJEC NYSE Arca 0.7%
iPath Dow Jones-UBS Grains Subindex Total Return Callable ETN JJGC NYSE Arca 0.7%
iPath Dow Jones-UBS Industrial Metals Subindex Total Return Callable ETN JJMC NYSE Arca 0.7%
iPath Dow Jones-UBS Lead Subindex Total Return Callable ETN LDC NYSE Arca 0.7%
iPath Dow Jones-UBS Livestock Subindex Total Return Callable ETN COWC NYSE Arca 0.7%
iPath Dow Jones-UBS Natural Gas Subindex Total Return Callable ETN GAZC NYSE Arca 0.7%
iPath Dow Jones-UBS Nickel Subindex Total Return Callable ETN JJNC NYSE Arca 0.7%
iPath Dow Jones-UBS Platinum Subindex Total Return Callable ETN PLAC NYSE Arca 0.7%
iPath Dow Jones-UBS Precious Metals Subindex Total Return Callable ETN JJPC NYSE Arca 0.7%
iPath Dow Jones-UBS Softs Subindex Total Return Callable ETN JJSC NYSE Arca 0.7%
iPath Dow Jones-UBS Sugar Subindex Total Return Callable ETN SGAR NYSE Arca 0.7%
iPath Dow Jones-UBS Tin Subindex Total Return Callable ETN JJTC NYSE Arca 0.7%

. . .
BlackRock - iShares
iShares S&P Global Listed Private Equity Fund N/A N/A N/A
iShares MSCI Egypt Capped Investable Market Index Fund N/A NYSE Arca N/A
iShares Copper Trust N/A N/A N/A
iShares FTSE China A50 Index Fund N/A N/A N/A
iShares MSCI Emerging Markets Growth Index Fund N/A N/A N/A
iShares MSCI Emerging Markets Value Index Fund N/A N/A N/A
iShares MSCI Emerging Markets Asia Index Fund N/A N/A N/A
iShares MSCI India Small Cap Index Fund SMIN BATS N/A
iShares MSCI Consumer Discretionary Index Fund N/A N/A N/A
iShares 2018 S&P AMT-Free Municipal Series N/A N/A N/A
iShares 2019 S&P AMT-Free Series N/A N/A N/A
iShares MSCI South Korea Small Cap Index Fund N/A N/A N/A
iShares MSCI Taiwan Small Cap Index Fund N/A N/A N/A
iShares MSCI United Kingdom Small Cap Index Fund EWUS BATS N/A
iShares MSCI Germany Small Cap Index Fund EWGS BATS N/A
iShares MSCI Canada Small Cap Index Fund EWCS BATS N/A
iShares MSCI Australia Small Cap Index Fund EWAS BATS N/A
iShares MSCI Emerging Markets Energy Sector Capped Index Fund N/A N/A N/A
iShares MSCI All Country Asia Information Technology Index Fund N/A N/A N/A
iShares Utilities Sector Bond Fund N/A N/A N/A
iShares Financial Sector Bond Fund N/A N/A N/A
iShares Barclays U.S. Treasury Bond Fund N/A N/A N/A
iShares Industrials Sector Bond Fund N/A N/A N/A
iShares Aaa-A Rated Corporate Bond Fund N/A N/A N/A
iShares Barclays GNMA Bond Fund N/A N/A N/A
iShares Barclays CMBS Bond Fund N/A N/A N/A
iShares Emerging Market Dividend Index Fund N/A N/A N/A
iShares MSCI Vietnam Investable Market Index Fund N/A N/A N/A
iShares MSCI Frontier Emerging Markets Select Index Fund N/A N/A N/A
iShares Asia/Pacific Dividend 30 Index Fund N/A N/A N/A
iShares DJ-UBS Roll Select Commodity Index Fund N/A N/A N/A
iShares Strategic Beta U.S. Small Cap Fund N/A N/A N/A
iShares Strategic Beta Developed International Small Cap Fund N/A N/A N/A
iShares Strategic Beta U.S. Large Cap Fund N/A N/A N/A
iShares Emerging Markets High Yield Bond Fund N/A N/A N/A
iShares Emerging Markets Corporate Bond Fund N/A N/A N/A

. . .
BNP Paribas
BNP Paribas Enhanced Volatility Fund N/A N/A 1.56%
BNP Paribas S&P Dynamic Roll Global Commodities Fund BNPC NYSE Arca 1.24%

. . .
Charles Schwab
Schwab U.S. Small-Cap Growth ETF SCHJ NYSE Arca N/A
Schwab U.S. Small-Cap Value ETF SCHK NYSE Arca N/A

. . .
Claremont Investment Partners
NASDAQ OMX Industry Leaders Index Fund LEAD NASDAQ 0.49%

. . .
Direxion
Nasdaq-100 Bull 3X Shares N/A N/A 0.75%
Nasdaq-100 Bear 3X Shares N/A N/A 0.75%
Japan Bear 3X Shares N/A N/A 0.75%
Japan Bull 3X Shares N/A N/A 0.75%
Commodity Bull 3X Shares N/A N/A 0.75%
Commodity Bear 3X Shares N/A N/A 0.75%
Total Market Bull 3X Shares N/A N/A 0.95%
Total Market Bull 3X Shares N/A N/A 0.95%
Dow 30 Bull 3X Shares, N/A N/A 0.75%
Dow 30 Bear 3X Shares N/A N/A 0.75%
Homebuilders Bull 3X Shares N/A N/A 0.95%
Homebuilders Bear 3X Shares N/A N/A 0.95%
Clean Energy Bull 3X Shares N/A N/A 0.95%
Clean Energy Bear 3X Shares N/A N/A 0.95%
5-Year Treasury Bull 3X Shares N/A N/A 0.95%
5-Year Treasury Bear 3X Shares N/A N/A 0.95%
Direxion Daily S&P 500 Bull 3X Shares N/A N/A 0.95%
Direxion Daily S&P 500 Bear 3X Shares N/A N/A 0.95%
Direxion Daily Consumer Discretionary Bull 3X Shares N/A N/A 0.95%
Direxion Daily Consumer Discretionary Bear 3X Shares N/A N/A 0.95%
Direxion Daily Consumer Staples Bull 3X Shares N/A N/A 0.95%
Direxion Daily Consumer Staples Bear 3X Shares N/A N/A 0.95%
Direxion Daily Utilities Bull 3X Shares N/A N/A 0.95%
Direxion Daily Utilities Bear 3X Shares N/A N/A 0.95%
Direxion Daily Brazil Bull 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Brazil Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Canada Bull 2X Shares N/A NYSE Arca 0.95%
Direxion Daily Canada Bear 2X Shares N/A NYSE Arca 0.95%
Direxion Daily Commodity Related Bull 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Commodity Related Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Global Infrastructure Bull 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Global Infrastructure Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Indonesia Bull 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Indonesia Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Malaysia Bull 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Malaysia Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Regional Banks Bull 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Regional Banks Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Daily South Korea Bull 3X Shares N/A NYSE Arca 0.95%
Direxion Daily South Korea Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Taiwan Bull 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Taiwan Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Thailand Bull 3X Shares NYSE Arca 0.95%
Direxion Daily Thailand Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Water Bull 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Water Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Wind Energy Bull 3X Shares N/A NYSE Arca 0.95%
Direxion Daily Wind Energy Bear 3X Shares N/A NYSE Arca 0.95%
Direxion Auto Shares N/A NYSE Arca 0.35%
Direxion Daily Gold Bull 3X Shares N/A NYSE Arca N/A
Direxion Daily Gold Bear 3X Shares N/A NYSE Arca N/A
Direxion Daily Silver Bull 3X Shares N/A NYSE Arca N/A
Direxion Daily Silver Bear 3X Shares N/A NYSE Arca N/A
Direxion Daily Japanese Yen Bull 3X Shares N/A NYSE Arca N/A
Direxion Daily Japanese Yen Bear 3X Shares N/A NYSE Arca N/A
Direxion Daily Euro Bull 3X Shares N/A NYSE Arca N/A
Direxion Daily Euro Bear 3X Shares N/A NYSE Arca N/A
Direxion Daily Dollar Bull 3X Shares N/A NYSE Arca N/A
Direxion Daily Dollar Bear 3X Shares N/A NYSE Arca N/A
Direxion S&P 500 Dynamic VEQTOR Shares N/A NYSE Arca N/A
Direxion NASDAQ - 100 Equal Weighted Index Shares N/A N/A N/A
Direxion Daily Corporate Bond Bear 1X Shares N/A N/A N/A
Direxion Daily Corporate Bond Bear 3X Shares N/A N/A N/A
Direxion Daily Corporate Bond Bull 3X Shares N/A N/A N/A
Direxion Daily Developed Markets Bear 1X Shares N/A N/A N/A
Direxion Daily Dow 30 Bear 1X Shares N/A N/A N/A
Direxion Daily Emerging Market Bear 1X Shares N/A N/A N/A
Direxion Daily High Yield Bear 3X Shares N/A N/A N/A
Direxion Daily High Yield Bull 3X Shares N/A N/A N/A
Direxion Daily Large Cap Bear 1X Shares N/A N/A N/A
Direxion Daily Large Cap Growth Bear 3X Shares N/A N/A N/A
Direxion Daily Large Cap Growth Bull 3X Shares N/A N/A N/A
Direxion Daily Large Cap Value Bear 3X Shares N/A N/A N/A
Direxion Daily Large Cap Value Bull 3X Shares N/A N/A N/A
Direxion Daily Municipal Bear 3X Shares N/A N/A N/A
Direxion Daily Municipal Bond Bull 3X Shares N/A N/A N/A
Direxion Daily Small Cap Bear 1X Shares N/A N/A N/A
Direxion Daily TIPs Bear 3X Shares N/A N/A N/A
Direxion Daily TIPs Bull 3X Shares N/A N/A N/A
Direxion Daily Total Bond Market Bull 3X Shares N/A N/A N/A
Direxion NASDAQ Volatility Index Shares N/A N/A N/A
Direxion Wireless Communications Shares N/A N/A N/A
IndiaShares Fixed-Income Shares N/A N/A 0.95%
IndiaShares Mid- & Small- Cap Shares N/A N/A 0.95%
IndiaShares Consumer Shares N/A N/A 0.95%
IndiaShares Energy & Utilities Shares N/A N/A 0.95%
IndiaShares Financial Shares N/A N/A 0.95%
IndiaShares Industrial Shares N/A N/A 0.95%
IndiaShares Infrastructure Shares N/A N/A 0.95%
IndiaShares Materials Shares N/A N/A 0.95%
IndiaShares Technology & Telecommunication Shares N/A N/A 0.95%
Direxion S&P 600 Volatility Response Shares N/A N/A 0.65%
Direxion Daily Turkey Bull 3X Shares N/A N/A 0.95%
Direxion Daily Turkey Bear 3X Shares N/A N/A 0.95%
Direxion Daily Industrial Bull 3X Shares N/A N/A 0.95%
Direxion Daily Industrial Bear 3X Shares N/A N/A 0.95%
Direxion Daily Junior Gold Miners Index Bull 3X Shares N/A N/A 0.95%
Direxion Daily Junior Gold Miners Index Bear 3X Shares N/A N/A 0.95%
Direxion Daily Silver Miners Bull 3X Shares N/A N/A 0.95%
Direxion Daily Silver Miners Bear 3X Shares N/A N/A 0.95%
Direxion Primary Tactical Advantage Shares N/A N/A 0.65%
Quantum-ISE Enhanced Broad Market Shares N/A N/A 0.85%
Quantum-ISE Enhanced Large-Cap Shares N/A N/A 0.85%
Quantum-ISE Enhanced Small-Cap Shares N/A N/A 0.85%

. . .
EGA Emerging Global Shares Trust
Emerging Global Shares INDXX India Mid Cap Index Fund
N/A
NYSE Arca
0.85%
Emerging Global Shares INDXX China Mid Cap Index Fund
N/A
NYSE Arca
0.85%
Emerging Global Shares INDXX Brazil Mid Cap Index Fund
N/A
NYSE Arca
0.85%
Emerging Global Shares INDXX Growing Asia Large Cap Index Fund
N/A
NYSE Arca
0.85%
EG Shares India Financials ETF N/A NYSE Arca 0.89%
EG Shares India Health Care ETF N/A NYSE Arca 0.89%
EG Shares India Telecom ETF N/A NYSE Arca 0.89%
EG Shares India Industrials ETF N/A NYSE Arca 0.89%
EG Shares India Technology ETF N/A NYSE Arca 0.89%
EG Shares India Utilities ETF N/A NYSE Arca 0.89%
EG Shares India Basic Materials ETF N/A NYSE Arca 0.89%
EG Shares India Energy ETF N/A NYSE Arca 0.89%
EG Shares India High Income Low Beta ETF N/A NYSE Arca 0.89%
EG Shares Emerging Markets Food and Agriculture ETF N/A NYSE Arca 0.89%
EGShares Low Volatility China Dividend ETF N/A NYSE Arca 0.85%
EGShares Low Volatility Brazil Dividend ETF N/A NYSE Arca 0.85%
EGShares Turkey Small Cap ETF N/A NYSE Arca 0.85%
EGShares South Africa Small Cap ETF N/A NYSE Arca 0.85%
EGShares India Consumer Goods ETF N/A NYSE Arca 0.89%
EGShares Emerging Markets Consumer Small Cap ETF N/A NYSE Arca 0.85%
EGShares Emerging Markets Balanced Income ETF N/A NYSE Arca 0.75%
EGShares Emerging Markets Real Estate ETF N/A NYSE Arca 0.85%
EGShares Beyond BRICs Emerging Asia Small Cap ETF N/A NYSE Arca 0.85%
EGShares Beyond BRICs Emerging Asia Consumer ETF N/A NYSE Arca 0.85%
EGShares Beyond BRICs Emerging Asia Infrastructure ETF N/A NYSE Arca 0.85%
EGShares Beyond BRICs ETF N/A NYSE Arca 0.85%
EGShares Emerging Markets Domestic Demand ETF N/A NYSE Arca 0.85%

. . .
ETF Securities
ETFS ex-U.S. Oil N/A N/A N/A
ETFS Natural Gas N/A N/A N/A
ETFS Copper N/A N/A N/A
ETFS Wheat N/A N/A N/A
ETFS Composite Agriculture N/A N/A N/A
ETFS Composite Industrial Metals N/A N/A N/A
ETFS Composite Energy N/A N/A N/A
ETFS All Commodities N/A N/A N/A
ETFS Short ex-U.S. Oil N/A N/A N/A
ETFS Short Natural Gas N/A N/A N/A
ETFS Short Copper N/A N/A N/A
ETFS Short Wheat N/A N/A N/A
ETFS Short Gold N/A N/A N/A
ETFS Leveraged ex-U.S. Oil N/A N/A N/A
ETFS Leveraged Natural Gas N/A N/A N/A
ETFS Leveraged Copper N/A N/A N/A
ETFS Leveraged Wheat N/A N/A N/A
ETFS Leveraged Gold N/A N/A N/A
ETFS Physical Aluminum N/A N/A N/A
ETFS Physical Copper N/A N/A N/A
ETFS Physical Lead N/A N/A N/A
ETFS Physical Nickel N/A N/A N/A
ETFS Physical Tin N/A N/A N/A
ETFS Physical Zinc N/A N/A N/A
ETFS Physical IM Basket N/A N/A N/A

. . .
ETSpreads
ETSpreads High Yield CDS Tighten Fund N/A N/A N/A
ETSpreads High Yield CDS Widen Fund N/A N/A N/A
ETSpreads Investment Grade CDS Tighten Fund N/A N/A N/A
ETSpreads Investment Grade CDS Widen Fund N/A N/A N/A
ETS Offshore RMB Bond Fund N/A N/A N/A

. . .
Exchange Traded Concepts
KraneShares China Alternative Energy ETF N/A N/A N/A
KraneShares China Internet ETF N/A N/A N/A
KraneShares China Consumer Staples ETF N/A N/A N/A
KraneShares China Consumer Discretionary ETF N/A N/A N/A
KraneShares China Urbanization ETF N/A N/A N/A
KraneShares China Five Year Plan ETF N/A N/A N/A
Yorkville High Income MLP ETF YMLP NYSE Arca N/A
Sustainable North American Oil Sands ETF SNDS NYSE Arca N/A




First Trust
First Trust Developed International Markets AlphaDEX Fund N/A N/A N/A
First Trust North American Energy Infrastructure Fund N/A N/A N/A
First Trust ISE Global Oil Refiners Index Fund N/A N/A N/A
First Trust Inflation Managed Fund N/A N/A N/A
First Trust Senior Loan Fund N/A N/A N/A
First Trust Preferred Securities and Income ETF N/A N/A N/A
First Trust CBOE VIX Tail Hedge Index Fund N/A N/A N/A
First Trust Developed Markets ex-U.S. Small Cap AlphaDex Fund N/A NYSE Arca 0.80%
First Trust Emerging Markets Small Cap AlphaDex Fund N/A NYSE Arca 0.80%

. . .
Global X
Global X Egypt ETF N/A N/A N/A
Global X Philippines N/A N/A N/A
Global X Denmark ETF N/A N/A N/A
Global X Emerging Africa ETF N/A N/A N/A
Global X Finland ETF N/A N/A N/A
Global X Pakistan ETF N/A N/A N/A
Global X Poland ETF N/A N/A N/A
Global X United Arab Emirates ETF N/A N/A N/A
Global X Platinum Miners ETF N/A NYSE Arca N/A
Global X Brazil Materials ETF N/A NYSE Arca N/A
Global X Brazil Industrials ETF N/A NYSE Arca N/A
Global X Brazil Utilities ETF N/A NYSE Arca N/A
Global X China Mid Cap ETF N/A NYSE Arca N/A
Global X Shipping ETF N/A NYSE Arca N/A
Global X Next 11 ETF NXTE NYSE Arca 0.75%
Global X UK Mid-Cap ETF N/A N/A N/A
Global X Germany Small-Cap ETF N/A N/A N/A
Global X Hong Kong Small-Cap ETF N/A N/A N/A
Global X Korea Small-Cap ETF N/A N/A N/A
Global X Singapore Small-Cap ETF N/A N/A N/A
Global X Taiwan Small-Cap ETF N/A N/A N/A
Global X Rare Earths ETF N/A N/A N/A
Global X Strategic Metals ETF N/A N/A N/A
Global X Super Dividend ETF N/A N/A N/A
Global X FTSE Portugal 20 ETF N/A NYSE Arca N/A
Global X FTSE Ukraine ETF N/A NYSE Arca N/A
Global X Hungary ETF N/A NYSE Arca N/A
Global X Luxembourg ETF N/A NYSE Arca N/A
Global X FTSE Morocco 20 ETF N/A NYSE Arca N/A
Global X Czech Republic ETF N/A NYSE Arca N/A
Global X Slovakia ETF N/A NYSE Arca N/A
Global X Qatar ETF N/A NYSE Arca N/A
Global X Kuwait ETF N/A NYSE Arca N/A
Global X Nigeria ETF N/A NYSE Arca N/A
Global X FTSE Bangladesh ETF N/A NYSE Arca N/A
Global X FTSE Sri Lanka ETF N/A NYSE Arca N/A
Global X Kazakhstan ETF N/A NYSE Arca N/A
Global X FTSE Frontier Markets ETF N/A NYSE Arca N/A
Global X Central America ETF N/A NYSE Arca N/A
Global X Central and Northern Europe ETF N/A NYSE Arca N/A
Global X Southern Europe ETF N/A NYSE Arca N/A
Global X Eastern Europe ETF N/A NYSE Arca N/A
Global X Central Asia ETF N/A NYSE Arca N/A
Global X Sub-Saharan Africa ETF N/A NYSE Arca N/A
Global X S&P Pan Arab ETF N/A NYSE Arca N/A
Global X FTSE Toll Roads & Ports ETF N/A N/A N/A
Global X FTSE Railroads ETF N/A N/A N/A
Global X Farmland & Timberland ETF N/A N/A N/A
Global X Cement ETF N/A N/A N/A
Global X Advanced Materials ETF N/A N/A N/A
Global X Nasdaq 100 Global Technology ETF N/A N/A N/A
Global X Permanent ETF N/A N/A N/A

. . .
Grail Advisors
Grail American Beacon International Equity ETF N/A N/A N/A
Grail Western Asset Enhanced Liquidity ETF N/A NYSE Arca 0.30%
Grail DoubleLine Emerging Markets Fixed Income ETF N/A NYSE Arca 0.95%

. . .
Guggenheim
Guggenheim/S&P Commodity Trends Strategy ETF CTI NYSE Arca N/A
Guggenheim Active National Municipal ETF N/A N/A N/A
Guggenheim Laffer MacroEconomic Global Equity ETF N/A N/A N/A
Guggenheim Corporate Bond 2018 ETF N/A NYSE Arca N/A
Guggenheim Corporate Bond 2019 ETF N/A NYSE Arca N/A
Guggenheim Corporate Bond 2020 ETF N/A NYSE Arca N/A
Guggenheim China Consumer ETF RAO NYSE Arca 0.70%
Guggenheim China Infrastructure ETF GAO NYSE Arca 0.70%
Wilshire 5000 Equal-Weighted ETF N/A NYSE Arca N/A
Wilshire Large-Cap ETF N/A N/A N/A
Wilshire Large-Cap Growth ETF N/A N/A N/A
Wilshire Large-Cap Value ETF N/A N/A N/A
Wilshire Mid-Cap ETF N/A N/A N/A
Wilshire Mid-Cap Growth ETF N/A N/A N/A
Wilshire Mid-Cap Value ETF N/A N/A N/A
Wilshire Small-Cap ETF N/A N/A N/A
Wilshire Small-Cap Growth ETF N/A N/A N/A
Wilshire Small-Cap Value ETF N/A N/A N/A
Wilshire Ex-U.S. Real Estate ETF N/A NYSE Arca N/A
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF N/A NYSE Arca N/A
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF N/A NYSE Arca N/A
Guggenheim BulletShares 2018 High Yield Corporate Bond ETF N/A NYSE Arca N/A
Guggenheim BulletShares 2019 High Yield Corporate Bond ETF N/A NYSE Arca N/A
Guggenheim BulletShares 2020 High Yield Corporate Bond ETF N/A NYSE Arca N/A
Guggenheim Enhanced Short Duration High Yield Bond ETF N/A N/A N/A
Guggenheim BMAC Commodity Producers ETF N/A N/A N/A
Guggenheim Small-Mid Cap BRIC ETF N/A N/A N/A
Guggenheim International High Dividend ETF N/A N/A N/A
Guggenheim Enhanced Adjustable Rate Senior Loan ETF N/A N/A N/A
Guggenheim BulletShares 2021 Corporate Bond ETF N/A NYSE Arca N/A

. . .
Huntington Bank
Huntington US Equity Rotation Strategy ETF HUSE NYSE Arca 0.95%
Huntington Ecological Strategy ETF HECO NYSE Arca 0.95%

. . .
IndexIQ
IQ Hedge Long/Short Equity N/A N/A N/A
IQ Hedge Event-Driven N/A N/A N/A
IQ Hedge Market Neutral N/A N/A N/A
IQ Hedge Equal Weight Multi-Strategy Tracker ETF N/A N/A N/A
IQ Hedge Asset Weight Multi-Strategy Tracker ETF N/A N/A N/A
IQ Hedge Inverse Multi-Strategy Tracker ETF N/A N/A N/A
IQ Hedge Distressed Tracker ETF N/A N/A N/A
IQ Hedge Convertible Arbitrage Tracker ETF N/A N/A N/A
IQ Hedge Dedicated Short Bias Tracker ETF N/A N/A N/A
IQ Hedge Managed Futures Tracker ETF N/A N/A N/A
IQ Hedge Market Directional Tracker ETF N/A N/A N/A
IQ Hedge Absolute Return Tracker ETF N/A N/A N/A
IQ Hedge Relative Value Tracker ETF N/A N/A N/A
IQ ARB Global Real Estate ETF N/A N/A N/A
IQ ARB Global Infrastructure ETF N/A N/A N/A
IQ International Indonesia Small Cap ETF N/A N/A N/A
IQ International Malaysia Small Cap ETF N/A N/A N/A
IQ International Singapore Small Cap ETF N/A N/A N/A
IQ International Thailand Small Cap ETF N/A N/A N/A
IQ Global Natural Gas Small Cap Equity ETF N/A N/A N/A
IQ Global Gold Small Cap Equity ETF N/A N/A N/A
IQ Mexico Small Cap ETF N/A N/A N/A
IQ Asian Tigers ETF N/A N/A N/A
IQ Asian Tigers Consumer ETF N/A N/A N/A
IQ Asian Tigers Small Cap ETF N/A N/A N/A
IQ Asia Pacific ex-Japan Small Cap ETF N/A N/A N/A
IQ Australia Mid Cap ETF N/A N/A N/A
IQ Canada Mid Cap ETF N/A N/A N/A
IQ Global Precious Metals Small Cap ETF N/A N/A N/A
IQ U.S. Real Estate Small Cap ETF N/A N/A N/A

. . .
J.P. Morgan
J.P. Morgan Physical Copper Shares ETF N/A N/A N/A

. . .
Jefferies
Jefferies Natural Gas Equity ETF N/A N/A N/A
Jefferies TR/J CRB Commodity Index ETF N/A N/A N/A
Jefferies Commodity Real Return ETF N/A N/A N/A
Jefferies S&P 500 VIX Short-Term Futures ETF VIXX NYSE Arca 0.49

. . .
Legg Mason
Legg Mason Western Asset Ultra-Short Duration ETF N/A N/A N/A

. . .
Northern Lights
ArrowShares Global ETF N/A N/A N/A

. . .
Northern Trust
FlexShares iBoxx 7-Year Target Duration TIPS Index Fund N/A N/A N/A
FlexShares Liquid Access Fund N/A N/A N/A
FlexShares Morningstar Developed ex-U.S. Markets Factor Tilt Index Fund TLTD N/A N/A

. . .
Pax World
sShares FTSE Environmental Technologies (ET50) Index ETF N/A N/A 0.60%

. . .
PIMCO
Pimco Short Maturity U.S. TIPS Index Fund N/A N/A N/A
Pimco Government Limited Maturity Strategy Fund N/A N/A N/A
Pimco Prime Limited Maturity Strategy Fund N/A N/A N/A
Pimco 0-1 Year U.S. Treasury Index Fund N/A N/A N/A
Pimco 0-3 Year Banking Sector Corporate Bond Index Fund N/A NYSE Arca N/A
Pimco Emerging Markets Aggregate US $ Denominated Bond Index Fund N/A NYSE Arca N/A
Pimco High Yield Corporate Bond Index Fund N/A NYSE Arca N/A
Pimco Global Advantage Inflation-Linked Bond Strategy Fund N/A N/A N/A
Pimco Total Return ETF TRXT NYSE Arca N/A
Pimco Foreign Currency Strategy N/A NYSE Arca N/A

. . .
PowerShares
PowerShares Emerging Markets Infrastructure ETF N/A N/A N/A
PowerShares Cohen & Steers Global Realty Majors Portfolio PSR N/A 0.75%
PowerShares Zacks Rank Large Cap Portfolio N/A N/A N/A
PowerShares Dynamic Internet Software and Services N/A N/A N/A
PowerShares Dynamic Developed Int'l Growth Portfolio N/A N/A N/A
PowerShares Dynamic Developed Int'l Value Portfolio N/A N/A N/A
PowerShares Dynamic Australia N/A N/A N/A
PowerShares Dynamic Canada N/A N/A N/A
PowerShares Dynamic Germany N/A N/A N/A
PowerShares Dynamic France N/A N/A N/A
PowerShares Dynamic Japan N/A N/A N/A
PowerShares Dynamic UK N/A N/A N/A
PowerShares FTSE RAFI Latin America Portfolio N/A N/A N/A
PowerShares FTSE RAFI Australia N/A N/A N/A
PowerShares FTSE RAFI Brazil N/A N/A N/A
PowerShares FTSE RAFI Canada N/A N/A N/A
PowerShares FTSE RAFI China N/A N/A N/A
PowerShares FTSE RAFI France N/A N/A N/A
PowerShares FTSE RAFI Germany N/A N/A N/A
PowerShares FTSE RAFI Hong Kong N/A N/A N/A
PowerShares FTSE RAFI Mexico N/A N/A N/A
PowerShares FTSE RAFI South Africa N/A N/A N/A
PowerShares FTSE RAFI South Korea N/A N/A N/A
PowerShares FTSE RAFI Taiwan N/A N/A N/A
PowerShares FTSE RAFI UK N/A N/A N/A
PowerShares 1-5 Laddered Treasury N/A N/A N/A
PowerShares 1-10 Laddered Treasury N/A N/A N/A
PowerShares 1-20 Laddered Treasury N/A N/A N/A
PowerShares Aggregate Bond N/A N/A N/A
PowerShares Intermediate Build America Bond Portfolio BABI NYSE Arca N/A
PowerShares Investment Grade Corporate Bond N/A N/A N/A
PowerShares Ireland Portfolio N/A N/A N/A
PowerShares Financial Corporate Bond Portfolio N/A N/A N/A
PowerShares Industrial Corporate Bond Portfolio N/A N/A N/A
PowerShares Utilities Corporate Bond Portfolio N/A N/A N/A
PowerShares S&P 500 Low Beta Portfolio N/A N/A N/A
PowerShares S&P 500 High Momentum Portfolio N/A N/A N/A
PowerShares S&P 500 High Volatility Beta Portfolio N/A N/A N/A
PowerShares CSI Fundamental Greater China Portfolio N/A N/A N/A
PowerShares S&P International Developed High Beta Portfolio IDBH NYSE Arca N/A
PowerShares S&P Emerging Markets High Beta Portfolio EEHB NYSE Arca N/A
PowerShares Equity Allocation Portfolio N/A N/A N/A
PowerShares Commodity Rotation Portfolio N/A N/A N/A

. . .
ProShares
ProShares Barron's 400 N/A N/A 0.95%
ProShares Ultra S&P 500 Growth N/A N/A 0.95%
ProShares Short S&P 500 Growth N/A N/A 0.95%
ProShares UltraShort S&P 500 Growth N/A N/A 0.95%
ProShares Ultra S&P 500 Value N/A N/A 0.95%
ProShares Short S&P 500 Value N/A N/A 0.95%
ProShares UltraShort S&P 500 Value N/A N/A 0.95%
ProShares Ultra S&P MidCap 400 Growth N/A N/A 0.95%
ProShares Short S&P MidCap 400 Growth N/A N/A 0.95%
ProShares UltraShort S&P MidCap 400 Growth N/A N/A 0.95%
ProShares Ultra S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares Short S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares UltraShort S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares Ultra S&P Small Cap 600 Value N/A N/A 0.95%
ProShares Short S&P Small Cap 600 Value N/A N/A 0.95%
ProShares UltraShort S&P Small Cap 600 Value N/A N/A 0.95%
ProShares Ultra U.S. Biotechnology N/A N/A 0.95%
ProShares UltraShort U.S. Biotechnology N/A N/A 0.95%
ProShares Ultra U.S. Precious Metals N/A N/A 0.95%
ProShares UltraShort U.S. Precious Metals N/A N/A 0.95%
ProShares Short Biotechnology N/A N/A 0.95%
ProShares Short Consumer Goods N/A N/A 0.95%
ProShares Short Consumer Services N/A N/A 0.95%
ProShares Short Healthcare N/A N/A 0.95%
ProShares Short Industrial N/A N/A 0.95%
ProShares Short Precious Metals N/A N/A 0.95%
ProShares Short Semiconductors N/A N/A 0.95%
ProShares Short Technology N/A N/A 0.95%
ProShares Short Telecommunications N/A N/A 0.95%
ProShares Short Utilities N/A N/A 0.95%
ProShares Short NASDAQ Biotechnology N/A N/A 0.95%
ProShares Ultra Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Short Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Ultra Short Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Ultra Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Short Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Ultra Short Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Short Japan N/A N/A 0.95%
ProShares Short Lehman Brothers 7-10 Year U.S. Treasury N/A N/A 0.95%
ProShares Short Lehman Brothers 20+ Year U.S. Treasury N/A N/A 0.95%
ProShares Ultra Short iBoxx $ Liquid Investment Grade N/A N/A 0.95%
ProShares Ultra Short iBoxx $ Liquid High Yield N/A N/A 0.95%
ProShares Ultra NASDAQ-100 Equal Weighted N/A NDAQ 0.95%
ProShares Short NASDAQ-100 Equal Weighted N/A NDAQ 0.95%
ProShares UltraShort NASDAQ-100 Equal Weighted N/A N/A 0.95%
ProShares Ultra NASDAQ Composite N/A NDAQ 0.95%
ProShares Short NASDAQ Composite N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Composite N/A NDAQ 0.95%
ProShares Ultra NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares Short NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares Ultra NASDAQ Clean Edge US Liquid Series N/A NDAQ 0.95%
ProShares Ultra DJ Wilshire Total Market N/A N/A 0.95%
ProShares UltraShort DJ Wilshire Total Market N/A N/A 0.95%
ProShares UltraShort MSCI Australia N/A N/A 0.95%
ProShares UltraShort MSCI BRIC N/A N/A 0.95%
ProShares UltraShort MSCI Latin America N/A N/A 0.95%
ProShares UltraShort MSCI South Korea N/A N/A 0.95%
ProShares UltraShort MSCI Taiwan N/A N/A 0.95%
ProShares UltraShort S&P Europe 350 N/A N/A 0.95%
ProShares Short Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares Short Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares Short Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares Short Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares Short Gold N/A N/A 0.95%
ProShares Short Silver N/A N/A 0.95%
ProShares Short Crude Oil N/A N/A 0.95%
ProShares Short Natural Gas N/A N/A 0.95%
ProShares Short Euro N/A N/A 0.95%
ProShares Ultra Australian Dollar N/A N/A 0.95%
ProShares Short Australian Dollar N/A N/A 0.95%
ProShares UltraShort Australian Dollar N/A N/A 0.95%
ProShares Ultra Canadian Dollar N/A N/A 0.95%
ProShares Short Canadian Dollar N/A N/A 0.95%
ProShares UltraShort Canadian Dollar N/A N/A 0.95%
ProShares Ultra British Pound N/A N/A 0.95%
ProShares Short British Pound N/A N/A 0.95%
ProShares UltraShort British Pound N/A N/A 0.95%
ProShares Short Japanese Yen N/A N/A 0.95%
ProShares Ultra Mexican Peso N/A N/A 0.95%
ProShares Short Mexican Peso N/A N/A 0.95%
ProShares UltraShort Mexican Peso N/A N/A 0.95%
ProShares Ultra Swedish Krona N/A N/A 0.95%
ProShares Short Swedish Krona N/A N/A 0.95%
ProShares UltraShort Swedish Krona N/A N/A 0.95%
ProShares Ultra Swiss Franc N/A N/A 0.95%
ProShares Short Swiss Franc N/A N/A 0.95%
ProShares CDX North America High Yield N/A N/A 0.95%
ProShares CDX North America Investment Grade N/A N/A 0.95%
Pro Shares Short CDX North America High Yield N/A N/A N/A
Pro Shares Short CDX North America Investment Grade N/A N/A N/A
Pro Shares UltraShort CDX North America High Yield N/A N/A N/A
Pro Shares UltraShort CDX North America Investment Grade N/A N/A N/A
ProShares Ultra CDX North America High Yield N/A N/A N/A
ProShares Ultra CDX North America Investment Grade N/A N/A N/A
ProShares UltraPro MSCI EAFE N/A N/A N/A
ProShares UltraPro MSCI Emerging Markets N/A N/A N/A
ProShares UltraPro 7-10 Year Treasury N/A N/A N/A
ProShares UltraPro 20+ Year Treasury N/A N/A N/A
ProShares UltraPro Short MSCI EAFE N/A N/A N/A
ProShares UltraPro Short MSCI Emerging Markets N/A N/A N/A
ProShares UltraPro Short 7-10 Year Treasury N/A N/A N/A
ProShares UltraPro Short 20+ Year Treasury N/A N/A N/A
ProShares UltraShort KBW Regional Banking N/A N/A 0.95%
ProShares Ultra 3-7 Year Treasury N/A N/A 0.95%
ProShares UltraPro 3-7 Year Treasury N/A N/A 0.95%
ProShares Short 3-7 Year Treasury N/A N/A 0.95%
ProShares UltraShort 3-7 Year Treasury N/A N/A 0.95%
ProShares UltraPro Short 3-7 Year Treasury N/A N/A 0.95%
ProShares Ultra Tips N/A N/A 0.95%
ProShares Short TIPs N/A N/A 0.95%
ProShares Ultra MSCI Canada N/A N/A 0.95%
ProShares Short MSCI Canada N/A N/A 0.95%
ProShares UltraShort MSCI Canada N/A N/A 0.95%
ProShares Ultra Gold Miners N/A N/A 0.95%
ProShares Short Gold Miners N/A N/A 0.95%
ProShares UltraShort Gold Miners N/A N/A 0.95%
ProShares Ultra S&P Retail N/A N/A 0.95%
ProShares Short S&P Retail N/A N/A 0.95%
ProShares Ultra Short S&P Retail N/A N/A 0.95%
10yr Rising Inflation ETF N/A N/A N/A
10yr Falling Inflation ETF N/A N/A N/A
ProShares Sovereign Fiscal Strength ETF N/A N/A N/A
ProShares Managed Futures Strategy N/A N/A N/A
ProShares Commodity Managed Futures Strategy N/A N/A N/A
ProShares Financial Managed Futures Strategy N/A N/A N/A
ProShares Nasdaq 100 – 15 % Volatility Target N/A N/A N/A
ProShares Dow 30 – 15% Volatility Target N/A N/A N/A
ProShares Russell 2000 – 15% Volatility Target N/A N/A N/A
ProShares Russell 1000 – 15% Volatility Target N/A N/A N/A
ProShares MSCI EAFE – 15% Volatility Target N/A N/A N/A
ProShares MSCI Emerging Markets – 15% Volatility Target N/A N/A N/A
ProShares S&P MidCap400 – 15% Volatility Target N/A N/A N/A
ProShares USD Covered Bond Fund N/A N/A N/A

. . .
Revenue Shares
RevenueShares S&P 500 Consumer Discretionary Sector Fund N/A N/A N/A
RevenueShares S&P 500 Consumer Staples Sector Fund N/A N/A N/A
RevenueShares S&P 500 Energy Sector Fund N/A N/A N/A
RevenueShares S&P 500 Health Care Sector Fund N/A N/A N/A
RevenueShares S&P 500 Industrials Sector Fund N/A N/A N/A
RevenueShares S&P 500 Information Technology Sector Fund N/A N/A N/A
RevenueShares S&P 500 Materials Sector Fund N/A N/A N/A
RevenueShares S&P 500 Utilities Sector Fund N/A N/A N/A

. . .
Russell
Russell Developed Ex US Large Cap ETF N/A N/A N/A
Russell Emerging Markets Large Cap ETF N/A N/A N/A
Russell Small & Mid Cap Defensive Value ETF N/A N/A N/A
Russell Small Cap Defensive Value ETF N/A N/A N/A
Russell Global Opportunity ETF ONEO NYSE Arca N/A
Russell Bond ETF ONEB NYSE Arca N/A
Russell Real Return ETF ONER NYSE Arca N/A
Russell Total Return Fixed Income ETF N/A N/A N/A
Russell Core Fixed Income ETF N/A N/A N/A
Russell Emerging Markets Fixed Income ETF N/A N/A N/A
Russell Large Cap ETF N/A N/A N/A
Russell Large Cap Growth ETF N/A N/A N/A
Russell Large Cap Value ETF N/A N/A N/A
Russell All Cap ETF N/A N/A N/A
Russell Mid Cap ETF N/A N/A N/A
Russell Small Cap ETF N/A N/A N/A
Russell High Dividend Yield ETF HDIV N/A N/A
Russell Small Cap High Dividend Yield ETF DIVS N/A N/A
Russell International High Dividend Yield ETF IDIV N/A N/A

. . .
Rydex Funds
Rydex Inverse S&P 500 N/A N/A N/A
Rydex Dynamic S&P 500 Growth N/A N/A N/A
Rydex Inverse S&P 500 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P 500 Growth N/A N/A N/A
Rydex Dynamic S&P 500 Value N/A N/A N/A
Rydex Inverse S&P 500 Value N/A N/A N/A
Rydex Dynamic Inverse S&P 500 Value N/A N/A N/A
Rydex Inverse S&P MidCap 400 N/A N/A N/A
Rydex Dynamic S&P MidCap 400 Growth N/A N/A N/A
Rydex Inverse S&P MidCap 400 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P MidCap 400 Growth N/A N/A N/A
Rydex Dynamic S&P MidCap 400 Value N/A N/A N/A
Rydex Inverse S&P MidCap 400 Value N/A N/A N/A
Rydex Dynamic Inverse S&P MidCap 400 Value N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 N/A N/A N/A
Rydex Inverse S&P SmallCap 600 N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 Growth N/A N/A N/A
Rydex Inverse S&P SmallCap 600 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 Growth N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 Value N/A N/A N/A
Rydex Inverse S&P SmallCap 600 Value N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 Value N/A N/A N/A
Rydex Dynamic Russell 1000 N/A N/A N/A
Rydex Inverse Russell 1000 N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 N/A N/A N/A
Rydex Dynamic Russell 1000 Growth N/A N/A N/A
Rydex Inverse Russell 1000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 Growth N/A N/A N/A
Rydex Dynamic Russell 1000 Value N/A N/A N/A
Rydex Inverse Russell 1000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 Value N/A N/A N/A
Rydex Inverse Russell 2000 N/A N/A N/A
Rydex Dynamic Russell 2000 Growth N/A N/A N/A
Rydex Inverse Russell 2000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 2000 Growth N/A N/A N/A
Rydex Dynamic Russell 2000 Value N/A N/A N/A
Rydex Inverse Russell 2000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 2000 Value N/A N/A N/A
Rydex Dynamic Russell MidCap N/A N/A N/A
Rydex Inverse Russell MidCap N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap N/A N/A N/A
Rydex Dynamic Russell MidCap Growth N/A N/A N/A
Rydex Inverse Russell MidCap Growth N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap Growth N/A N/A N/A
Rydex Dynamic Russell MidCap Value N/A N/A N/A
Rydex Inverse Russell MidCap Value N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap Value N/A N/A N/A
Rydex Dynamic Russell 3000 N/A N/A N/A
Rydex Inverse Russell 3000 N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 N/A N/A N/A
Rydex Dynamic Russell 3000 Growth N/A N/A N/A
Rydex Inverse Russell 3000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 Growth N/A N/A N/A
Rydex Dynamic Russell 3000 Value N/A N/A N/A
Rydex Inverse Russell 3000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 Value N/A N/A N/A
Rydex Dynamic Nasdaq-100 N/A N/A N/A
Rydex Inverse Nasdaq-100 N/A N/A N/A
Rydex Dynamic Inverse Nasdaq-100 N/A N/A N/A
Rydex Dynamic Nasdaq Biotechnology N/A N/A N/A
Rydex Inverse Nasdaq Biotechnology N/A N/A N/A
Rydex Dynamic Inverse Nasdaq Biotechnology N/A N/A N/A
Rydex Dynamic Consumer Discretionary N/A N/A N/A
Rydex Inverse Consumer Discretionary N/A N/A N/A
Rydex Dynamic Inverse Consumer Discretionary N/A N/A N/A
Rydex Dynamic Consumer Staples N/A N/A N/A
Rydex Inverse Consumer Staples N/A N/A N/A
Rydex Dynamic Inverse Consumer Staples N/A N/A N/A
Rydex Inverse Energy N/A N/A N/A
Rydex Inverse Financials N/A N/A N/A
Rydex Inverse Healthcare N/A N/A N/A
Rydex Dynamic Materials N/A N/A N/A
Rydex Inverse Materials N/A N/A N/A
Rydex Dynamic Inverse Materials N/A N/A N/A
Rydex Dynamic Utilities N/A N/A N/A
Rydex Inverse Utilities N/A N/A N/A
Rydex Dynamic Inverse Utilities N/A N/A N/A
Rydex Inverse Energy N/A N/A N/A
Rydex 2x Commodities Investing Fund N/A N/A 0.95%
Rydex 2x Energy Investing Fund N/A N/A 0.95%
Rydex 2x Precious Metals Investing Fund N/A N/A 0.95%
Rydex 2x Industrial Metals Investing Fund N/A N/A 0.95%
Rydex 2x Agricultural Investing Fund N/A N/A 0.95%
Rydex Inverse 2x Commodities Investing Fund N/A N/A 0.95%
Rydex 2x Inverse Energy Investing Fund N/A N/A 0.95%
Rydex Inverse 2x Precious Metals Investing Fund N/A N/A 0.95%
Rydex Inverse 2x Industrial Metals Investing Fund N/A N/A 0.95%
Rydex Inverse 2x Agricultural Investing Fund N/A N/A 0.95%
CurrencyShares Hong Kong Dollar Trust N/A N/A 0.40%
CurrencyShares Singapore Dollar Trust N/A N/A 0.40%
CurrencyShares South African Rand Trust N/A N/A 0.40%
Rydex Russell 1000 Growth Equal Weight ETF N/A N/A 0.55%
Rydex Russell 1000 Value Equal Weight ETF N/A N/A 0.55%
Rydex Russell 2000 Growth Equal Weight ETF N/A N/A 0.55%
Rydex Russell 2000 Value Equal Weight ETF N/A N/A 0.55%
Rydex Russell 3000 Growth Equal Weight ETF N/A N/A 0.55%
Rydex Russell 3000 Equal Weight ETF N/A N/A 0.55%
Rydex Russell Global 1000 Equal Weight ETF N/A N/A 0.70%
Rydex Russell Global Ex-U.S. Large Cap Equal Weight ETF N/A N/A 0.70%
Rydex Russell Emerging Markets Large Cap Equal Weight ETF N/A N/A 0.90%
Rydex Russell Emerging EMEA Large Cap Equal Weight ETF N/A N/A 0.90%
Rydex Russell 3000 Value Equal Weight ETF N/A N/A 0.55%
Rydex Russell BRIC Equal Weight ETF N/A N/A 0.90%
Rydex Russell Greater China Large Cap Equal Weight ETF N/A N/A 0.90%

. . .
State Street Global Advisors
SPDR Barclays Global TIPS ETF N/A N/A N/A
SPDR Lehman Intermediate Term Corporate Bond IBE N/A N/A
SPDR Lehman Long Term Corporate Bond CLO N/A N/A
SPDR S&P Asia Pacific GAO N/A N/A
SPDR S&P EPAC GEK N/A N/A
SPDR S&P Europe GEU N/A N/A
SPDR Building & Construction N/A N/A N/A
SPDR Computer Hardware N/A N/A N/A
SPDR Leisuretime N/A N/A N/A
SPDR Outsourcing & IT Consulting N/A N/A N/A
SPDR S&P Emerging Markets South East Asia ETF N/A N/A N/A
SPDR S&P Emerging GCC-Middle East ETF N/A N/A N/A
SPDR S&P Emerging Africa ETF N/A N/A N/A
SPDR Ireland ETF N/A N/A N/A
SPDR S&P Commercial Paper ETF N/A N/A N/A
SPDR S&P Brazil ETF N/A N/A N/A
SPDR S&P India ETF N/A N/A N/A
SPDR S&P Food & Beverage ETF N/A N/A N/A
SPDR S&P Agency Bond ETF N/A NYSE Arca N/A
SPDR Barclays Capital Corporate Bond ETF N/A NYSE Arca N/A
SPDR Barclays Capital Corporate Industrial Bond ETF N/A NYSE Arca N/A
SPDR Barclays Capital Corporate Financial Bond ETF N/A NYSE Arca N/A
SPDR Barclays Capital Corporate Utilities Bond ETF N/A NYSE Arca N/A
SPDR Barclays Capital Zero Coupon Bond ETF N/A NYSE Arca N/A
SPDR Barclays Capital CMBS ETF N/A NYSE Arca N/A
SPDR Nuveen Barclays Capital 2012 Municipal Bond ETF N/A NYSE Arca N/A
SPDR Nuveen Barclays Capital 2013 Municipal Bond ETF N/A NYSE Arca N/A
SPDR Nuveen Barclays Capital 2014 Municipal Bond ETF N/A NYSE Arca N/A
SPDR Nuveen Barclays Capital 2015 Municipal Bond ETF N/A NYSE Arca N/A
SPDR Nuveen Barclays Capital 2016 Municipal Bond ETF N/A NYSE Arca N/A
SPDR Nuveen Barclays Capital 2017 Municipal Bond ETF N/A NYSE Arca N/A
SPDR Nuveen Barclays Capital 2018 Municipal Bond ETF N/A NYSE Arca N/A
SPDR Nuveen Barclays Capital 2019 Municipal Bond ETF N/A NYSE Arca N/A
SPDR Nuveen Barclays Capital 2020 Municipal Bond ETF N/A NYSE Arca N/A
SPDR Nuveen Barclays Capital 2021 Municipal Bond ETF N/A NYSE Arca N/A
SPDR S&P Small Cap Emerging Europe ETF N/A NYSE Arca N/A
SPDR S&P Small Cap Emerging Latin America ETF N/A NYSE Arca N/A
SPDR S&P Small Cap Emerging Middle East & Africa ETF N/A NYSE Arca N/A
SPDR S&P 1500 Value Tilt ETF N/A NYSE Arca N/A
SPDR S&P 1500 Momentum Tilt ETF N/A NYSE Arca N/A
SPDR S&P 1500 Volatility Tilt ETF N/A NYSE Arca N/A
SPDR Barclays Capital Global Convertible Securities ETF N/A NYSE Arca N/A
SSgA Real Assets ETF N/A N/A N/A
SSgA Income Opportunities ETF N/A N/A N/A
SSgA Conservative Allocation ETF N/A N/A N/A
SSgA Moderate Allocation ETF N/A N/A N/A
SSgA Aggressive Allocation ETF N/A N/A N/A
SSgA Blackstone/GSO Senior Loan ETF N/A N/A N/A
SPDR Barclays Capital Breakeven Inflation ETF N/A N/A N/A
SPDR S&P Commercial Paper Ex-Financials ETF N/A N/A N/A
SPDR MSCI EM-50 ETF N/A N/A N/A
SPDR MSCI ACWI IMI ETF N/A N/A N/A
SPDR S&P MILA 40 ETF N/A N/A N/A
SPDR Barclays Capital Short Term High Yield Bond ETF N/A N/A N/A

. . .
Teucrium
Teucrium Agricultural Fund TAGS NYSE Arca -

. . .
US Commodity Funds
United States Metals Index Fund N/A N/A N/A
United States Agriculture Index Fund N/A N/A N/A
United States Natural Gas Double Inverse Fund UNGD NYSE Arca 1.12%
United States Sugar Fund USSF NYSE Arca 1.08%
United States Asian Commodity Basket Fund USABF NYSE Arca 0.90%

. . .
Van Eck
Market Vectors - Emerging Europe N/A N/A N/A
Market Vectors - Global Frontier N/A N/A N/A
Market Vectors-Lehman Brothers California Municipal N/A N/A N/A
Market Vectors-Lehman Brothers New York Municipal N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Massachusetts N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free New Jersey N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Ohio N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Pennsylvania N/A N/A N/A
Market Vectors - Municipal Index ETF N/A N/A N/A
Market Vectors - Kuwait N/A N/A N/A
Market Vectors High-Yield Floating Rate ETF N/A N/A N/A
Market Vectors Fixed Income II ETF N/A N/A N/A
Market Vectors Regional Sector ETF N/A N/A N/A
Market Vectors Metals ETF N/A N/A N/A
The Market Vectors GDP International Equity Index ETF N/A N/A N/A
Market Vectors GDP Emerging Markets Equity Index ETF N/A N/A N/A
Market Vectors MLP ETF Trust N/A NYSE Arca N/A
Market Vectors Asia ex-Japan Aggregate Bond ETF N/A NYSE Arca N/A
Market Vectors All China All-Cap ETF N/A N/A N/A
Market Vectors All China Consumer Discretionary Sector ETF N/A N/A N/A
Market Vectors All China Consumer Staples Sector ETF N/A N/A N/A
Market Vectors All China Energy Sector ETF N/A N/A N/A
Market Vectors All China Financial Services Sector ETF N/A N/A N/A
Market Vectors All China Healthcare ETF N/A N/A N/A
Market Vectors All China Industrials Sector ETF N/A N/A N/A
Market Vectors All China Information Technology Sector ETF N/A N/A N/A
Market Vectors All China Materials Sector ETF N/A N/A N/A
Market Vectors All China Utilities Sector ETF N/A N/A N/A
Market Vectors All China Small Cap ETF N/A N/A N/A
Market Vectors Andean Equity ETF N/A NYSE Arca N/A
Market Vectors CM Commodity Index ETF N/A N/A N/A
Market Vectors Germany Mid-Cap ETF N/A NYSE Arca N/A
Market Vectors Russia Small-Cap ETF N/A NYSE Arca N/A
Market Vectors GDP Emerging Markets Small-Cap Equity ETF N/A NYSE Arca N/A
Market Vectors Japanese Bond ETF N/A NYSE Arca N/A
Market Vectors Sovereign Bond ETF N/A NYSE Arca N/A
Market Vectors European High Yield Bond ETF N/A NYSE Arca N/A
Market Vectors Business Development Company/Specialty Finance ETF N/A NYSE Arca N/A
Market Vectors International High Yield Bond ETF N/A NYSE Arca N/A
Market Vectors Business Development Company N/A NYSE Arca N/A
Market Vectors Nigeria ETF N/A NYSE Arca N/A
Market Vectors China Private Company ETF N/A NYSE Arca N/A
Market Vectors Dim Sum Bond ETF N/A NYSE Arca N/A
Market Vectors Indonesia Small-Cap ETF N/A NYSE Arca N/A
Market Vectors Yuan Bond ETF N/A NYSE Arca N/A
Market Vectors Unconventional Oil & Gas ETF N/A NYSE Arca N/A
Market Vectors Nigeria-Focused Western Africa ETF N/A NYSE Arca N/A
Market Vectors Morningstar Wide Moat Research ETF N/A N/A N/A
Market Vectors International US$ High Yield Bond ETF N/A N/A N/A
Market Vectors Emerging Markets US$ High Yield Bond ETF N/A N/A N/A
Market Vectors Global High Yield Bond ETF N/A N/A N/A
Market Vectors Global High Yield $US Bond ETF N/A N/A N/A
Market Vectors US Fallen Angel Bond ETF N/A N/A N/A
Market Vectors Global Fallen Angel Bond ETF, N/A N/A N/A

. . .
Vanguard
Vanguard Total International Bond ETF N/A NYSE Arca N/A
Vanguard Emerging Markets Government Bond ETF N/A NYSE Arca N/A

. . .
WisdomTree
WisdomTree Asia Emerging Markets Total Dividend N/A N/A N/A
WisdomTree Asia Emerging Markets High-Yield N/A N/A N/A
WisdomTree DIPR Fund N/A N/A N/A
WisdomTree DIPR High-Yielding Equity Fund N/A N/A N/A
WisdomTree Emerging Markets Total Dividend N/A N/A N/A
WisdomTree Emerging Markets Dividend Top 100 N/A N/A N/A
WisdomTree Latin America Total Dividend N/A N/A N/A
WisdomTree Australia Total Dividend N/A N/A N/A
WisdomTree Canada Total Dividend N/A N/A N/A
WisdomTree China Total Dividend N/A N/A N/A
WisdomTree France Total Dividend N/A N/A N/A
WisdomTree Germany Total Dividend N/A N/A N/A
WisdomTree Hong Kong Total Dividend N/A N/A N/A
WisdomTree India Total Dividend N/A N/A N/A
WisdomTree Malaysia Total Dividend N/A N/A N/A
WisdomTree Singapore Total Dividend N/A N/A N/A
WisdomTree South Africa Total Dividend N/A N/A N/A
WisdomTree South Korea Total Dividend N/A N/A N/A
WisdomTree Taiwan Total Dividend N/A N/A N/A
WisdomTree United Kingdom Total Dividend N/A N/A N/A
WisdomTree United Kingdom High-Yielding Equity N/A N/A N/A
WisdomTree Communications Sector N/A N/A N/A
WisdomTree Financial Sector N/A N/A N/A
WisdomTree REIT Sector N/A N/A N/A
WisdomTree U.S. Cash Fund N/A N/A N/A
WisdomTree U.S. Government Cash Fund N/A N/A N/A
WisdomTree Australian Dollar Fund N/A N/A N/A
WisdomTree British Pound Sterling Fund N/A N/A N/A
WisdomTree Canadian Dollar Fund N/A N/A N/A
WisdomTree South Korean Won Fund N/A N/A N/A
WisdomTree Developing Markets Fund N/A N/A N/A
WisdomTree International LargeCap Growth Fund N/A N/A N/A
WisdomTree Global SmallCap Dividend Fund N/A N/A N/A
WisdomTree Global Equity Income Fund N/A N/A N/A
WisdomTree Global Dividend Fund N/A N/A N/A
WisdomTree Currency Hedged Emerging Markets Fund N/A N/A N/A
WisdomTree Dreyfus Chilean Peso Fund N/A N/A N/A
WisdomTree Dreyfus Czech Koruna Fund N/A N/A N/A
WisdomTree Dreyfus Hong Kong Dollar Fund N/A N/A N/A
WisdomTree Dreyfus Hungarian Forint Fund N/A N/A N/A
WisdomTree Dreyfus Israeli Shekel Fund N/A N/A N/A
WisdomTree Dreyfus Icelandic Krona Fund N/A N/A N/A
WisdomTree Dreyfus Indonesian Rupiah Fund N/A N/A N/A
WisdomTree Dreyfus Malaysian Ringgit Fund N/A N/A N/A
WisdomTree Dreyfus Mexican Peso Fund N/A N/A N/A
WisdomTree Dreyfus Norwegian Krone N/A N/A N/A
WisdomTree Dreyfus Polish Zloty Fund N/A N/A N/A
WisdomTree Dreyfus Russian Ruble Fund N/A N/A N/A
WisdomTree Dreyfus Singapore Dollar Fund N/A N/A N/A
WisdomTree Dreyfus Swedish Krona N/A N/A N/A
WisdomTree Dreyfus Swiss Franc Fund N/A N/A N/A
WisdomTree Dreyfus Taiwan Dollar Fund N/A N/A N/A
WisdomTree Dreyfus Thai Baht Fund N/A N/A N/A
WisdomTree Dreyfus Turkish Lira Fund N/A N/A N/A
WisdomTree Dreyfus BRIC Currency Fund N/A N/A N/A
WisdomTree Dreyfus Developed Currency Fund N/A N/A N/A
WisdomTree Dreyfus Emerging Asia Currency Fund N/A N/A N/A
WisdomTree Dreyfus Emerging Europe Currency Fund N/A N/A N/A
WisdomTree Dreyfus Emerging Latin America Currency Fund N/A N/A N/A
WisdomTree Dreyfus Gulf Currency Fund N/A N/A N/A
WisdomTree Dreyfus Oil Exporters Currency Fund N/A N/A N/A
WisdomTree CEF Fixed Income Fund N/A N/A N/A
WisdomTree Long-Short Equity Fund N/A N/A N/A
WisdomTree Israel Total Dividend Fund N/A N/A N/A
WisdomTree Rising Dollar Fund N/A NYSE Arca N/A
WisdomTree Brazil Bond Fund N/A N/A N/A
WisdomTree EMEA Bond Fund N/A N/A N/A
WisdomTree LatAm Bond Fund N/A N/A N/A
WisdomTree China Local Debt Fund N/A NYSE Arca N/A
WisdomTree Emerging Markets Corporate Bond Fund N/A NYSE Arca N/A
WisdomTree Emerging Markets Inflation Protection Bond Fund N/A NYSE Arca N/A
WisdomTree Germany Hedged Equity Fund N/A N/A N/A
WisdomTree Asia Small Cap Fund N/A N/A N/A
WisdomTree China Divided Ex-Financials Fund N/A N/A N/A


 

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