OCTW AllianzIM U.S. Large Cap Buffer20 Oct ETF

*Unless otherwise stated, data provided by FactSet.

What is OCTW?

OCTW aims for specific buffered losses and capped gains on the S&P 500 over a specific holdings period. The actively-managed fund holds options and collateral.

OCTW Factset Analytics Insight

OCTW uses options in an effort to moderate losses on the S&P 500 over a one-year period starting each October. The fund foregoes some upside return as well as the S&P 500s dividend component, because the options are written on the price (not total) return version of the index. In exchange for preventing realization of the first 20% of the S&P 500s losses, investors forego upside participation above a certain threshold, which is reset annually. Investors who buy at any other time than the annual reset day may have a very different protection and buffer zone. The issuer publishes effective interim levels daily on its website. The fund must be held to the end of the period to achieve the intended results. The targeted buffers and caps do not include the funds expense ratio. The fund is actively managed, resets annually and uses listed options exclusively. Prior to October 31, 2022, the fund traded under the ticker, AZBO.

PERFORMANCE [as of 01/20/23] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
OCTW 2.49% 5.55% 2.18% 4.15% -- -- --
OCTW (NAV) 2.58% 5.84% 2.30% 4.17% -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index 3.98% 7.96% 3.56% -11.35% 7.53% 9.14% 12.56%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

OCTW Summary Data

PIMCO
Allianz
09/30/20
Open-Ended Fund
0.74%
$160.87M
$630.48K
0.23%

OCTW Portfolio Data

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N/A
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OCTW Index Data

No Underlying Index
Fixed
Fixed
MSCI USA Large Cap Index

OCTW Portfolio Management

0.74%
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OCTW Tax Exposures

20.00% / 39.60%
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Qualified dividends
No

OCTW Fund Structure

Open-Ended Fund
No
No
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N/A
N/A
Low
Daily

OCTW Factset Analytics Block Liquidity

As of 01/23/23
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of OCTW. OCTW is rated a N/A out of 5.

OCTW Tradability

22,499
$630.48K
15,964
$447.19K
0.23%
$0.06
0.02%
0.86% / -0.46%
None
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25,000
0.64
0.04%
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0
$28.42
N/A

OCTW Top 10 Holdings

99.54%
0.46%
100.00%

OCTW Performance Statistics

0.84
0.29
0.29
0.31
1.13%
MSCI USA Large Cap Index

OCTW Benchmark Comparison Holdings

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OCTW Benchmark Comparison Summary


OCTW
Segment Benchmark
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OCTW Benchmark Comparison Market Cap Size


OCTW
Segment Benchmark
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