DSOC

Innovator Double Stacker ETF
*Unless otherwise stated, data provided by FactSet.

DSOC Fund Description

DSOC aims for cumulative capped gains on SPY and QQQ shares over a specific holding period. The actively-managed fund holds options and collateral.

DSOC Factset Analytics Insight

DSOC uses FLEX options to provide exposure to both SPY and QQQ shares over a one-year period starting each October. Unlike other ETF with defined outcome strategy, the fund does not provide any buffer protection but allows double upside participation subject to a cumulative return cap. As such, investors forego the upside participation above a certain threshold, which is reset annually. In a down market, the fund only offers downside exposure on the SPY. Investors who buy at any other time than the annual reset day may have a very different investment returns. The issuer publishes effective interim levels daily on its website. The fund must be held the entire period to achieve the intended results. The targeted caps do not include the fund’s expense ratio. The fund is actively managed, resets annually and uses FLEX options exclusively. Prior to buying or selling, investors should read the Characteristics and Risks of Standardized Options.

PERFORMANCE [as of 12/01/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
DSOC -0.79% 4.39% 15.13% 18.35% -- -- --
DSOC (NAV) -1.86% 3.46% 14.55% 16.90% -- -- --
No Underlying Index -- -- -- -- -- -- --
N/A -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

DSOC Summary Data

Innovator
10/01/20
Open-Ended Fund
0.80%
$8.89M
0.33%

DSOC Portfolio Data

--
N/A

DSOC Index Data

No Underlying Index
Fixed
Fixed
N/A

DSOC Fund Structure

No
No
-- / --
N/A
N/A
High
Variable
N/A

DSOC Tax Exposures

20.00% / 39.60%
--
No

DSOC Factset Analytics Block Liquidity

As of 12/02/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of DSOC. DSOC is rated a N/A out of 5.

DSOC Tradability

2,234
$69.35K
151
$1.65K
0.33%
$0.11
0.17%
0.76% / -0.26%
None
100.00%
25,000
0.01
0.06%
--
0
$32.06
N/A