ROOF

IQ U.S. Real Estate Small Cap ETF
*Unless otherwise stated, data provided by FactSet.

ROOF Fund Description

ROOF tracks an index of REITs and real estate holding companies with market capitalizations in the bottom 10% of the broad US real estate sector.

ROOF Factset Analytics Insight

ROOF delivers representative exposure to small-cap REITs and real estate holding companies in the US. Although ROOF only considers the bottom 10% in capitalization, thereby trimming its portfolio of larger caps, this vanilla fund’s exposure to various sub-sectors—commercial, residential and specialized REITs—is surprisingly market-like. Additionally, the underlying index simply selects and weights securities by market cap. The index is reconstituted and rebalanced on a quarterly basis.

ROOF MSCI ESG Analytics Insight

IQ U.S. Real Estate Small Cap ETF has an MSCI ESG Fund Rating of CCC based on a score of 1.27 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. IQ U.S. Real Estate Small Cap ETF ranks in the 1st percentile within its peer group and in the 2nd percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

ROOF MSCI FaCS and Factor Box

MSCI FaCS is a standard method for evaluating and reporting the Factor characteristics of equity portfolios including ETFs. The Factor Box includes 6 Factors that MSCI has identified that historically provided a return premium. On the vertical axis, the Factor Groups, are displayed and the horizontal axis displays the Factor exposure, overweight, underweight or neutral.

PERFORMANCE [as of 05/06/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
ROOF 2.31% 11.37% 17.32% 60.04% 6.17% 5.05% --
ROOF (NAV) 2.10% 11.40% 17.45% 64.20% 6.24% 4.84% --
IQ US Real Estate Small Cap Index 2.17% 11.63% 17.77% 65.55% 6.96% 5.60% --
Thomson Reuters US Residential & Commercial REITs 3.20% 11.00% 14.63% 39.13% 11.95% 8.11% 9.23%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

ROOF Summary Data

New York Life
IndexIQ
06/14/11
Open-Ended Fund
0.70%
$51.46M
$208.64K
0.23%

ROOF Portfolio Data

$2.23B
-9.70
1.38
3.17%
N/A
80

ROOF Index Data

Market Cap
Market Cap
Thomson Reuters US Residential & Commercial REITs

ROOF Portfolio Management

0.70%
-0.55%
-0.36%
-1.73%

ROOF Tax Exposures

20.00% / 39.60%
--
Ordinary income
No

ROOF Fund Structure

Open-Ended Fund
No
Yes
100% / 0%
N/A
N/A
Medium
Daily
Cboe Book Viewer
Top Of Book
Last 10 Trades
Bats BZX Real-time Quote -

ROOF Factset Analytics Block Liquidity

As of 05/07/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of ROOF. ROOF is rated a 4 out of 5.

ROOF Tradability

8,439
$208.64K
7,007
$172.38K
0.23%
$0.06
-0.05%
0.53% / -0.32%
None
99.00%
50,000
0.14
0.00%
0.14%
0
$25.13
4

ROOF Sector/Industry Breakdown


ROOF
Segment Benchmark
43.83%
46.19%
41.85%
38.52%
7.95%
0.91%
3.10%
13.25%
2.01%
--

ROOF Countries


ROOF
Segment Benchmark
100.00%
100.00%

ROOF Regions


ROOF
Segment Benchmark
100.00%
100.00%

ROOF Economic Development


ROOF
Segment Benchmark
100.00%
100.00%

ROOF Performance Statistics

0.78
1.29
1.33
1.27
0.91%
Thomson Reuters US Residential & Commercial REITs

ROOF MSCI ESG Ratings

1.27 / 10
2.27
0.62
--
5.79%
62.29

ROOF Benchmark Comparison Holdings

80
168
67
8.10%

ROOF Benchmark Comparison Summary


ROOF
Segment Benchmark
80
168
$2.23B
$33.64B
-9.70
211.88
1.38
2.65
4.77%
3.30%
Low
Medium

ROOF Benchmark Comparison Market Cap Size


ROOF
Segment Benchmark
0.00%
62.28%
31.27%
30.85%
64.90%
6.70%
3.83%
0.17%