TERM

EquityCompass Tactical Risk Manager ETF
*Unless otherwise stated, data provided by FactSet.

TERM Fund Description

TERM is an actively-managed fund that provides long-term capital appreciation with capital preservation as a secondary objective.

TERM Factset Analytics Insight

TERM takes an active approach by allocating between US equity, short-term fixed income, cash equivalents, and at times, short exposure to broad US market indexes. The allocation may shift based on a monthly fundamental and technical screening process used by the fund’s sub-advisor. The fundamental screening process is based on earnings expectations for the S&P 500 Index. The technical screen is based on the level of the Dow Jones Industrial Average. Shareholders of TERM have approved the fund to be merged with similar fund, Equity Compass Risk Manager ETF (Ticker: ERM), with ERM being the surviving fund. The reorganization is expected to take place no later than the second quarter of 2021.

TERM MSCI ESG Analytics Insight

EquityCompass Tactical Risk Manager ETF has an MSCI ESG Fund Rating of A based on a score of 6.69 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. EquityCompass Tactical Risk Manager ETF ranks in the 67th percentile within its peer group and in the 83th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

PERFORMANCE [as of 07/28/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
TERM -0.03% 3.01% 20.53% 41.94% -1.21% -- --
TERM (NAV) 0.43% 2.82% 20.11% 42.16% -1.18% -- --
No Underlying Index -- -- -- -- -- -- --
N/A -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

TERM Summary Data

First Trust
04/10/17
Open-Ended Fund
0.67%
$12.10M
0.23%

TERM Portfolio Data

1.08%
N/A

TERM Index Data

No Underlying Index
Proprietary
Proprietary
N/A

TERM Fund Structure

No
No
-- / --
N/A
N/A
High
N/A
N/A

TERM Tax Exposures

20.00% / 39.60%
--
No

TERM Factset Analytics Block Liquidity

As of 07/29/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of TERM. TERM is rated a N/A out of 5.

TERM Tradability

1,210
$25.77K
326
$7.12K
0.23%
$0.05
-0.08%
0.23% / -0.47%
None
100.00%
50,000
0.01
0.05%
--
0
$21.99
N/A

TERM MSCI ESG Ratings

6.69 / 10
83.29
66.74
10.04%
4.90%
190.26