TSOC

Innovator Triple Stacker ETF - October
*Unless otherwise stated, data provided by FactSet.

TSOC Fund Description

TSOC aims for cumulative capped gains on SPY, QQQ and IWM shares over a specific holding period. The actively-managed fund holds options and collateral.

TSOC Factset Analytics Insight

TSOC uses FLEX options to provide exposure to SPY, QQQ and IWM shares over a one-year period starting each October. Unlike other ETFs with a defined outcome strategy, the fund does not provide any buffer protection but allows triple upside participation subject to a cumulative return cap. As such, investors forego the upside participation above a certain threshold, which is reset annually. In a down market, the fund only offers downside exposure on the SPY. Investors who buy at any other time than the annual reset day may have a very different investment returns. The issuer publishes effective interim levels daily on its website. The fund must be held the entire period to achieve the intended results. The targeted caps do not include the fund’s expense ratio. The fund is actively managed, resets annually and uses FLEX options exclusively. Prior to buying or selling, investors should read the Characteristics and Risks of Standardized Options.

PERFORMANCE [as of 09/22/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
TSOC 0.33% 1.19% 8.74% -- -- -- --
TSOC (NAV) -0.13% 0.96% 9.30% -- -- -- --
No Underlying Index -- -- -- -- -- -- --
N/A -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

TSOC Summary Data

Innovator
10/01/20
Open-Ended Fund
0.79%
$16.85M
0.34%
N/A

TSOC Portfolio Data

--
N/A

TSOC Index Data

No Underlying Index
Equal
Fixed
N/A

TSOC Fund Structure

No
N/A
-- / --
N/A
N/A
High
Variable
N/A

TSOC Tax Exposures

20.00% / 39.60%
--
No

TSOC Factset Analytics Block Liquidity

As of 09/23/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of TSOC. TSOC is rated a N/A out of 5.

TSOC Tradability

6,202
$188.67K
386
$11.80K
0.34%
$0.10
0.08%
1.03% / -0.49%
None
100.00%
25,000
0.02
0.03%
--
0
$30.61
N/A