Principal ETF Channel

Principal ETF Overview

Principal has 13 ETFs traded in the U.S. markets with total assets under management of $3.51 B and an average expense ratio of 0.38%.

The largest Principal ETF is the Principal U.S. Mega-Cap Multi-Factor Index ETF (USMC) with $1.74 B in assets. In the last 12 months, the best performing Principal ETF was the Principal Healthcare Innovators Index ETF (BTEC) at 26.45%. The most-recent ETF launched by Principal was the Principal Investment Grade Corporate Active ETF (IG) in April 2018.

Principal offers ETFs in the following asset classes:

Equity
Asset Allocation
Fixed Income

ETF Results:

13 ETFs

As of 08/16/2018

Display:

100

Page of 1

Ticker	Fund Name	Issuer	Expense Ratio	AUM	Spread %	Segment
USMC	Principal U.S. Mega-Cap Multi-Factor Index ETF	The Principal Financial Group	0.12%	$1.74B	0.17%	Equity: U.S. - Large Cap
GDVD	Principal Active Global Dividend Income ETF	The Principal Financial Group	0.58%	$696.23M	1.16%	Equity: Global - Total Market
PSC	Principal U.S. Small-Cap Multi-Factor Index ETF	The Principal Financial Group	0.38%	$363.72M	0.35%	Equity: U.S. - Small Cap
YLD	Principal EDGE Active Income ETF	The Principal Financial Group	0.65%	$293.98M	0.42%	Asset Allocation: Target Outcome
IG	Principal Investment Grade Corporate Active ETF	The Principal Financial Group	0.26%	$230.48M	0.30%	Fixed Income: U.S. - Corporate Investment Grade
BTEC	Principal Healthcare Innovators Index ETF	The Principal Financial Group	0.42%	$54.07M	0.42%	Equity: U.S. Health Care
PREF	Principal Spectrum Preferred Securities Active ETF	The Principal Financial Group	0.55%	$52.05M	0.25%	Fixed Income: Global - Corporate Preferred Stock
PSET	Principal Price Setters Index ETF	The Principal Financial Group	0.29%	$22.37M	0.17%	Equity: U.S. - Large Cap
GENY	Principal Millennials Index ETF	The Principal Financial Group	0.45%	$20.34M	1.00%	Equity: Global - Total Market
PY	Principal Shareholder Yield Index ETF	The Principal Financial Group	0.29%	$14.86M	0.08%	Equity: U.S. - Total Market
PXUS	Principal International Multi-Factor Index ETF	The Principal Financial Group	0.39%	$14.42M	0.46%	Equity: Developed Markets Ex-U.S. - Total Market
PMOM	Principal Sustainable Momentum Index ETF	The Principal Financial Group	0.29%	$5.77M	0.21%	Equity: U.S. - Total Market
PVAL	Principal Contrarian Value Index ETF	The Principal Financial Group	0.29%	$4.01M	0.27%	Equity: U.S. - Total Market Value

Ticker	Fund Name	1 Month	3 Month	1 Year	5 Year	10 Year	As Of
USMC	Principal U.S. Mega-Cap Multi-Factor Index ETF	2.66%	6.28%	--	--	--	08/16/2018
GDVD	Principal Active Global Dividend Income ETF	-0.54%	-0.37%	9.62%	--	--	08/16/2018
PSC	Principal U.S. Small-Cap Multi-Factor Index ETF	1.91%	6.91%	25.34%	--	--	08/16/2018
YLD	Principal EDGE Active Income ETF	1.11%	2.13%	4.39%	--	--	08/16/2018
IG	Principal Investment Grade Corporate Active ETF	-0.24%	0.59%	--	--	--	08/16/2018
BTEC	Principal Healthcare Innovators Index ETF	-2.81%	4.07%	26.45%	--	--	08/16/2018
PREF	Principal Spectrum Preferred Securities Active ETF	0.55%	0.12%	-1.02%	--	--	08/16/2018
PSET	Principal Price Setters Index ETF	1.76%	7.52%	20.24%	--	--	08/16/2018
GENY	Principal Millennials Index ETF	-0.65%	3.93%	23.77%	--	--	08/16/2018
PY	Principal Shareholder Yield Index ETF	0.88%	2.50%	16.75%	--	--	08/16/2018
PXUS	Principal International Multi-Factor Index ETF	--	1.04%	--	--	--	08/16/2018
PMOM	Principal Sustainable Momentum Index ETF	0.56%	3.15%	--	--	--	08/16/2018
PVAL	Principal Contrarian Value Index ETF	2.33%	6.99%	--	--	--	08/16/2018

Ticker	Fund Name	Issuer	Segment	Grade	E	T	F
USMC	Principal U.S. Mega-Cap Multi-Factor Index ETF	The Principal Financial Group	Equity: U.S. - Large Cap	--	--	--	--
GDVD	Principal Active Global Dividend Income ETF	The Principal Financial Group	Equity: Global - Total Market	C	84	35	74
PSC	Principal U.S. Small-Cap Multi-Factor Index ETF	The Principal Financial Group	Equity: U.S. - Small Cap	--	--	--	--
YLD	Principal EDGE Active Income ETF	The Principal Financial Group	Asset Allocation: Target Outcome	--	--	--	--
IG	Principal Investment Grade Corporate Active ETF	The Principal Financial Group	Fixed Income: U.S. - Corporate Investment Grade	--	--	--	--
BTEC	Principal Healthcare Innovators Index ETF	The Principal Financial Group	Equity: U.S. Health Care	C	87	58	27
PREF	Principal Spectrum Preferred Securities Active ETF	The Principal Financial Group	Fixed Income: Global - Corporate Preferred Stock	--	--	--	--
PSET	Principal Price Setters Index ETF	The Principal Financial Group	Equity: U.S. - Large Cap	--	--	--	--
GENY	Principal Millennials Index ETF	The Principal Financial Group	Equity: Global - Total Market	F	59	36	41
PY	Principal Shareholder Yield Index ETF	The Principal Financial Group	Equity: U.S. - Total Market	--	--	--	--
PXUS	Principal International Multi-Factor Index ETF	The Principal Financial Group	Equity: Developed Markets Ex-U.S. - Total Market	--	--	--	--
PMOM	Principal Sustainable Momentum Index ETF	The Principal Financial Group	Equity: U.S. - Total Market	--	--	--	--
PVAL	Principal Contrarian Value Index ETF	The Principal Financial Group	Equity: U.S. - Total Market Value	--	--	--	--

Ticker	Fund Name	Dividend Yield	P/E	P/B	Duration	Credit Quality	YTM
USMC	Principal U.S. Mega-Cap Multi-Factor Index ETF	--	23.11	3.61	--	--	--
GDVD	Principal Active Global Dividend Income ETF	2.70%	18.17	2.56	--	--	--
PSC	Principal U.S. Small-Cap Multi-Factor Index ETF	--	21.00	2.66	--	--	--
YLD	Principal EDGE Active Income ETF	5.71%	--	--	--	--	--
IG	Principal Investment Grade Corporate Active ETF	--	--	--	--	--	--
BTEC	Principal Healthcare Innovators Index ETF	0.15%	-12.04	5.99	--	--	--
PREF	Principal Spectrum Preferred Securities Active ETF	5.24%	--	--	--	--	--
PSET	Principal Price Setters Index ETF	1.04%	20.21	4.69	--	--	--
GENY	Principal Millennials Index ETF	0.85%	34.72	5.29	--	--	--
PY	Principal Shareholder Yield Index ETF	1.73%	17.31	2.52	--	--	--
PXUS	Principal International Multi-Factor Index ETF	--	14.57	2.31	--	--	--
PMOM	Principal Sustainable Momentum Index ETF	--	31.41	5.43	--	--	--
PVAL	Principal Contrarian Value Index ETF	--	21.06	1.88	--	--	--

Ticker	Fund Name
USMC	Principal U.S. Mega-Cap Multi-Factor Index ETF
GDVD	Principal Active Global Dividend Income ETF
PSC	Principal U.S. Small-Cap Multi-Factor Index ETF
YLD	Principal EDGE Active Income ETF
IG	Principal Investment Grade Corporate Active ETF
BTEC	Principal Healthcare Innovators Index ETF
PREF	Principal Spectrum Preferred Securities Active ETF
PSET	Principal Price Setters Index ETF
GENY	Principal Millennials Index ETF
PY	Principal Shareholder Yield Index ETF
PXUS	Principal International Multi-Factor Index ETF
PMOM	Principal Sustainable Momentum Index ETF
PVAL	Principal Contrarian Value Index ETF

Fund Name	Ticker	Asset Class	Strategy	Region	Geography	Category	Focus	Niche	Inverse	Leveraged	ETN	Underlying Index	Index Provider	Selection Criteria	Weighting Scheme	Active per SEC
Principal U.S. Mega-Cap Multi-Factor Index ETF	USMC	Equity	Low Volatility	North America	U.S.	Size and Style	Large Cap	Broad-based	No	No	No	NASDAQ US Mega Cap Select Leaders Index	No Underlying Index	Market Cap	Tiered	No
Principal Active Global Dividend Income ETF	GDVD	Equity	Active	Global	Global	Size and Style	Total Market	Broad-based	No	No	No	No Underlying Index	No Underlying Index	Proprietary	Proprietary	Yes
Principal U.S. Small-Cap Multi-Factor Index ETF	PSC	Equity	Multi-factor	North America	U.S.	Size and Style	Small Cap	Broad-based	No	No	No	NASDAQ US Small Cap Select Leaders Index	NASDAQ	Multi-Factor	Technical	No
Principal EDGE Active Income ETF	YLD	Asset Allocation	Active	Global	Global	Asset Allocation	Target Outcome	Income	No	No	No	No Underlying Index	No Underlying Index	Proprietary	Proprietary	Yes
Principal Investment Grade Corporate Active ETF	IG	Fixed Income	Active	North America	U.S.	Corporate	Investment Grade	Broad Maturities	No	No	No	No Underlying Index	No Underlying Index	Proprietary	Proprietary	Yes
Principal Healthcare Innovators Index ETF	BTEC	Equity	Fundamental	North America	U.S.	Sector	Health Care	Broad-based	No	No	No	NASDAQ U.S. Healthcare Innovators Index	NASDAQ	Proprietary	Market Cap	No
Principal Spectrum Preferred Securities Active ETF	PREF	Fixed Income	Active	Global	Global	Corporate	Preferred Stock	Broad Maturities	No	No	No	No Underlying Index	No Underlying Index	Proprietary	Proprietary	Yes
Principal Price Setters Index ETF	PSET	Equity	Multi-factor	North America	U.S.	Size and Style	Large Cap	Broad-based	No	No	No	NASDAQ US Price Setters Index	NASDAQ	Multi-Factor	Tiered	No
Principal Millennials Index ETF	GENY	Equity	Fundamental	Global	Global	Size and Style	Total Market	Broad-based	No	No	No	NASDAQ Global Millennial Opportunity Index	NASDAQ	Proprietary	Tiered	No
Principal Shareholder Yield Index ETF	PY	Equity	Fundamental	North America	U.S.	Size and Style	Total Market	Broad-based	No	No	No	NASDAQ U.S. Shareholder Yield Index	NASDAQ	Fundamental	Tiered	No
Principal International Multi-Factor Index ETF	PXUS	Equity	Multi-factor	Developed Markets	Developed Markets Ex-U.S.	Size and Style	Total Market	Broad-based	No	No	No	Nasdaq Developed Select Leaders Index	No Underlying Index	Multi-Factor	Technical	No
Principal Sustainable Momentum Index ETF	PMOM	Equity	Momentum	North America	U.S.	Size and Style	Total Market	Broad-based	No	No	No	NASDAQ U.S. Sustainable Momentum Index	No Underlying Index	Momentum	Momentum	No
Principal Contrarian Value Index ETF	PVAL	Equity	Value	North America	U.S.	Size and Style	Total Market	Value	No	No	No	NASDAQ U.S. Contrarian Value Index	No Underlying Index	Multi-Factor	Multi-Factor	No

Ticker	Fund Name	Legal Structure	MAX LT Capital Gains Rate	Max ST Capital Gains Rate	Tax Reporting
USMC	Principal U.S. Mega-Cap Multi-Factor Index ETF	Open-Ended Fund	20.00	39.60	1099
GDVD	Principal Active Global Dividend Income ETF	Open-Ended Fund	20.00	39.60	1099
PSC	Principal U.S. Small-Cap Multi-Factor Index ETF	Open-Ended Fund	20.00	39.60	1099
YLD	Principal EDGE Active Income ETF	Open-Ended Fund	20.00	39.60	1099
IG	Principal Investment Grade Corporate Active ETF	Open-Ended Fund	20.00	39.60	1099
BTEC	Principal Healthcare Innovators Index ETF	Open-Ended Fund	20.00	39.60	1099
PREF	Principal Spectrum Preferred Securities Active ETF	Open-Ended Fund	20.00	39.60	1099
PSET	Principal Price Setters Index ETF	Open-Ended Fund	20.00	39.60	1099
GENY	Principal Millennials Index ETF	Open-Ended Fund	20.00	39.60	1099
PY	Principal Shareholder Yield Index ETF	Open-Ended Fund	20.00	39.60	1099
PXUS	Principal International Multi-Factor Index ETF	Open-Ended Fund	20.00	39.60	1099
PMOM	Principal Sustainable Momentum Index ETF	Open-Ended Fund	20.00	39.60	1099
PVAL	Principal Contrarian Value Index ETF	Open-Ended Fund	20.00	39.60	1099

Ticker	Fund Name	MSCI ESG Quality Score	ESG Score Peer Rank	ESG Score Global Rank	Carbon Intensity Tons CO2e/$M Sales	Sustainable Impact Exposure	SRI Screening Criteria Exposure
USMC	Principal U.S. Mega-Cap Multi-Factor Index ETF	5.56 / 10	77.68	52.31	84.72	5.07%	19.19%
GDVD	Principal Active Global Dividend Income ETF	6.30 / 10	67.07	77.45	183.73	6.75%	7.67%
PSC	Principal U.S. Small-Cap Multi-Factor Index ETF	3.95 / 10	18.79	7.20	171.32	2.67%	4.05%
YLD	Principal EDGE Active Income ETF	3.74 / 10	4.17	4.86	713.98	3.39%	5.76%
IG	Principal Investment Grade Corporate Active ETF	--	--	--	--	--	--
BTEC	Principal Healthcare Innovators Index ETF	3.90 / 10	5.56	6.71	25.31	6.14%	0.73%
PREF	Principal Spectrum Preferred Securities Active ETF	5.23 / 10	54.01	39.74	346.82	0.40%	6.72%
PSET	Principal Price Setters Index ETF	5.26 / 10	47.57	40.86	266.27	6.43%	7.54%
GENY	Principal Millennials Index ETF	5.06 / 10	11.20	34.24	29.39	0.89%	8.17%
PY	Principal Shareholder Yield Index ETF	4.95 / 10	24.51	28.70	93.80	3.67%	3.32%
PXUS	Principal International Multi-Factor Index ETF	6.66 / 10	85.92	86.20	138.52	7.38%	12.21%
PMOM	Principal Sustainable Momentum Index ETF	4.94 / 10	23.39	28.16	86.18	4.95%	9.27%
PVAL	Principal Contrarian Value Index ETF	4.49 / 10	75.54	16.95	152.56	4.44%	4.68%