##  [# ETF Launches](/sections/etf-watch-tables/etf-launches) 

 

# ETF Launches

 

 

A comprehensive and regularly updated list of the ETFs that have launched over the past few years.



 

 

 

 

 [![HeatherBell_green_bg](/sites/default/files/styles/author_image_icon/public/2023-03/heather2.png?itok=5J9vBlda)](/contributors/heather-bell) 

[By Heather Bell](/contributors/heather-bell)

 Mar 08, 2023

 Edited by: Heather Bell

 

 

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# The following ETFs and ETNs have been launched in 2023 YTD:

LaunchFundTickerExchangeComments2/22/2023Global X Nasdaq 100 ESG Covered Call ETFQYLENasdaqPassive, equity, U.S., options strategy, ESG2/22/2023Global X S&amp;P 500 ESG Covered Call ETFXYLENasdaqPassive, equity, U.S., options strategy, ESG2/22/2023Horizon Kinetics Energy and Remediation ETFNVIRNYSE ArcaActive, equity, global, thematic2/22/2023MicroSectors Gold -3X Inverse Leveraged ETNDULLNYSE ArcaPassive, physical gold, inverse2/22/2023MicroSectors Gold 3X Leveraged ETNSHNYNYSE ArcaPassive, physical gold, leveraged2/21/2023FT Cboe Vest U.S. Equity Moderate Buffer ETF - FebruaryGFEBCboe Global MarketsActive, equity, U.S., defined outcome2/16/2023iShares Future Metaverse Tech and Communications ETFIVRSNYSE ArcaPassive, equity, global, thematic2/15/2023Engine No. 1 Transform Supply Chain ETFSUPPCboe Global MarketsActive, equity, U.S., thematic2/15/2023MicroSectors Energy -3X Inverse Leveraged ETNWTIDNYSE ArcaPassive, equity, U.S., inverse2/15/2023MicroSectors Energy 3X Leveraged ETNWTIUNYSE ArcaPassive, equity, U.S., leveraged2/13/2023Cambiar Aggressive Value ETFCAMXNYSE ArcaActive, equity, U.S.2/8/2023Return Stacked Bonds &amp; Managed Futures ETFRSBTCboe Global MarketsActive, fixed income, managed futures2/8/2023Simplify Propel Opportunities ETFSURINYSE ArcaActive, fixed income, futures2/7/2023Unusual Whales Subversive Republican Trading ETFKRUZCboe Global MarketsActive, equity, global2/7/2023Unusual Whales Subversive Democratic Trading ETFNANCCboe Global MarketsActive, equity, global2/7/2023WisdomTree Voya Yield Enhanced USD Universal Bond FundUNIYNasdaqPassive, fixed income, US2/6/2023Calamos Antetokounmpo Global Sustainable Equities ETFSROINYSE ArcaActive, equity, ESG, global2/3/2023Cboe Vest 10 Year Interest Rate Hedge ETFRYSECboe Global MarketsActive, alternatives, derivatives2/2/2023Sprott Junior Copper Miners ETFCOPJNasdaqPassive, equity, thematic2/2/2023Sprott Lithium Miners ETFLITPNasdaqPassive, equity, thematic2/2/2023Sprott Energy Transition Materials ETFSETMNasdaqPassive, equity, thematic2/2/2023Sprott Junior Uranium Miners ETFURNJNasdaqPassive, equity, thematic2/2/2023iShares ESG Aware MSCI USA Growth ETFEGUSCboe Global MarketsPassive, equity, ESG, US2/2/2023iShares ESG Aware MSCI USA Value ETFEVUSCboe Global MarketsPassive, equity, ESG, US2/1/2023Calvert US Large-Cap Diversity, Equity and Inclusion Index ETFCDEINYSE ArcaActive, equity, ESG, US2/1/2023Calvert International Responsible Index ETFCVIENYSE ArcaActive, equity, ESG, international2/1/2023Calvert US Large-Cap Core Responsible Index ETFCVLCNYSE ArcaActive, equity, ESG, US2/1/2023Calvert US Mid-Cap Core Responsible Index ETFCVMCNYSE ArcaActive, equity, ESG, US2/1/2023Calvert Ultra-Short Investment Grade ETFCVSBNYSE ArcaActive, fixed income, ESG, Global2/1/2023Calvert US Select Equity ETFCVSENYSE ArcaActive, equity, ESG, US2/1/2023AllianzIM U.S. Large Cap Buffer10 Feb ETFFEBTNYSE ArcaActive, equity, defined outcome, U.S., options strategy2/1/2023AllianzIM U.S. Large Cap Buffer20 Feb ETFFEBWNYSE ArcaActive, equity, defined outcome, U.S., options strategy2/1/2023First Trust Multi-Strategy Alternative ETFLALTNYSE ArcaActive, alternatives, derivatives2/1/2023ASYMmetric Smart Income ETFMORENYSE ArcaPassive, multi-asset, income strategy2/1/2023ASYMmetric Smart Alpha S&amp;P 500 ETFZSPYNYSE ArcaPassive, leveraged, short1/31/2023Strive Emerging Markets Ex-China ETF STXENYSE ArcaPassive, equity, emerging markets1/30/2023Horizon Kinetics Medical ETFMEDXNasdaqActive, equity, sector1/30/2023Horizon Kinetics SPAC Active ETFSPAQNasdaqActive, equity, thematic1/26/2023Fidelity Tactical Bond ETFFTBDNYSE ArcaActive, fixed income, global1/25/2023Timothy Plan Market Neutral ETFTPMNNYSE ArcaActive, equity, biblically responsible1/24/2023Panagram BBB-B CLO ETFCLOZNYSE ArcaActive, fixed income1/23/2023Goldman Sachs Defensive Equity ETFGDEFNYSE ArcaActive, equity, options strategy1/23/2023FT Cboe Vest U.S. Equity Moderate Buffer ETF - JanuaryGJANCboe Global MarketsActive, equity, defined outcome, U.S., options strategy1/20/2023Putnam ESG Core Bond ETFPCRBNYSE ArcaActive, fixed income, ESG, U.S.1/20/2023Putnam ESG High Yield ETFPHYDNYSE ArcaActive, fixed income, ESG, U.S.1/20/2023Putnam ESG Ultra Short ETFPULTNYSE ArcaActive, fixed income, ESG, U.S.1/20/2023Putnam PanAgora ESG Emerging Markets Equity ETFPPEMNYSE ArcaActive, equity, ESG, emerging markets1/20/2023Putnam PanAgora ESG International Equity ETFPPIENYSE ArcaActive, equity, ESG, developed markets1/19/2023PIMCO Preferred and Capital Securities Active Exchange-Traded FundPRFDNYSE ArcaActive, fixed income1/12/2023BlackRock AAA CLO ETFCLOANasdaqActive, fixed income, U.S.1/12/2023KraneShares China Internet and Covered Call Strategy ETFKLIPNYSE ArcaActive, equity, China, options overlay, thematic1/11/2023Mohr Sector Navigator ETFENAVCboe Global MarketsActive, equity, sector strategy, ETF-of-ETFs1/11/2023Matthews Emerging Markets ex China Active ETFMEMXNYSE ArcaActive, equity, emerging markets1/11/2023USCF Sustainable Battery Metals Strategy FundZSBNYSE ArcaActive, multi-asset, thematic, ESG1/9/2023Hypatia Women CEO ETFWCEONYSE ArcaActive, equity, ESG, U.S.1/4/2023Gabelli Commercial Aerospace &amp; Defense ETFGCADNYSE ArcaActive, nontransparent, equity, thematic, U.S.# The following ETFs and ETNs have been launched in 2022 YTD:

LaunchFundTickerExchangeComments12/30/2022Pinnacle Focused Opportunities ETFFCUSNYSE ArcaActive, multi-asset, U.S.12/29/2022Element EV, Solar &amp; Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETFCHRGNYSE ArcaActive, commodities, thematic, ESG12/28/2022Alpha Architect 1-3 Month Box ETFBOXXCboe Global MarketsActive, fixed income, options strategy12/23/2022Subversive Mental Health ETFSANECboe Global MarketsActive, equity, thematic12/22/2022PMV Adaptive Risk Parity ETFARPNYSE ArcaActive, multi-asset, ETF-of-ETFs12/22/2022Pacer US Large Cap Cash Cows Growth Leaders ETFCOWGNasdaqPassive, equity, U.S., smart beta12/22/2022Subversive Decarbonization ETFDKRBCboe Global MarketsActive, equity, global, thematic, ESG12/22/2022Subversive Food Security ETFKCALCboe Global MarketsActive, equity, global, thematic12/22/2022VanEck Commodity Strategy ETFPITCboe Global MarketsActive, commodities12/21/2022John Hancock International High Dividend ETFJHIDNYSE ArcaActive, equity, developed markets, dividend strategy12/20/2022Teucrium AiLA Long-Short Agriculture Strategy ETFOAIANYSE ArcaPassive, commodities, agricultural12/16/2022ClearBridge Sustainable Infrastructure ETFINFRNasdaqActive, equity, thematic, ESG12/15/2022WisdomTree U.S. Quality Growth FundQGRWNYSE ArcaPassive, equity, smart beta, U.S.12/14/2022PGIM Portfolio Ballast ETFPBLCboe Global MarketsActive, equity, options strategy, risk management12/14/2022PGIM Jennison Focused Growth ETFPJFGNYSE ArcaActive, equity, growth strategy12/14/2022PGIM Jennison Focused Value ETFPJFVNYSE ArcaActive, equity, value strategy12/13/2022GraniteShares 1.75x Long BABA Daily ETFBABXNasdaqActive, equity, leveraged, single stock12/13/2022GraniteShares 1.5x Long META Daily ETFFBLNasdaqActive, equity, leveraged, single stock12/13/2022GraniteShares 1.5x Long NVDA Daily ETFNVDLNasdaqActive, equity, leveraged, single stock12/13/2022Virtus Stone Harbor Emerging Markets High Yield Bond ETFVEMYNYSE ArcaActive, fixed income, junk bond, emerging markets12/13/2022BTD Capital FundDIPNYSE ArcaActive, equity, U.S.12/12/2022Kovitz Core Equity ETFEQTYNYSE ArcaActive, equity, developed markets, value strategy12/9/2022TrueShares Eagle Global Renewable Energy Income ETFRNWZNYSE ArcaActive, equity, ESG12/9/2022Invesco High Yield Select ETFHIYSCboe Global MarketsActive, fixed income, junk bond12/9/2022Invesco AAA CLO Floating Rate Note ETFICLOCboe Global MarketsActive, fixed income, floating rate12/9/2022Invesco Municipal Strategic Income ETFIMSICboe Global MarketsActive, fixed income, municipal12/9/2022Invesco Short Duration Bond ETFISDBCboe Global MarketsActive, fixed income, short duration12/7/2022Q3 All-Season Active Rotation ETFQVOYCboe Global marketsActive, multi-asset class, fund-of-funds12/7/2022Dimensional US Large Cap Value ETFDFLVNYSE ArcaActive, equity, U.S.12/7/2022Dimensional Global Real Estate ETFDFGRNYSE ArcaActive, equity, global12/6/2022Senior Secured Credit Opportunities ETFSECDNYSE ArcaActive, fixed income, credit12/2/2022Main International ETFINTLCboe Global MarketsActive, equity, ETF-of-ETFs, int'l12/1//2022ProShares S&amp;P Global Core Battery Metals ETFIONNYSE ArcaPassive, equity, thematic, global12/1//2022AllianzIM U.S. Large Cap Buffer10 Dec ETFDECTNYSE ArcaActive, equity, defined outcome12/1//2022AllianzIM U.S. Large Cap Buffer20 Dec ETFDECWNYSE ArcaActive, equity, defined outcome11/30/2022Nicholas Fixed Income Alternative ETFFIAXNYSE ArcaActive, fixed income, options strategy, U.S.11/29/2022The Meet Kevin Pricing Power ETFPPNYSE ArcaActive, equity, thematic, disruptive innovation, U.S.11/23/2022YieldMax ARKK Option Income Strategy ETFOARKNYSE ArcaActive, equity, options strategy, single security11/23/2022YieldMax TSLA Option Income Strategy ETFTSLYNYSE ArcaActive, equity, options strategy, single security11/22/2022Global X Financials Covered Call &amp; Growth ETFFYLGNYSE ArcaPassive, equity, options strategy, sector11/22/2022Global X Health Care Covered Call &amp; Growth ETFHYLGNYSE ArcaPassive, equity, options strategy, sector11/22/2022Global X Information Technology Covered Call &amp; Growth ETFTYLGNYSE ArcaPassive, equity, options strategy, sector, single security11/17/2022iShares Environmentally Aware Real Estate ETFERETNasdaqPassive, equity, REIT, ESG11/17/2022Hartford Disciplined US Equity ETFHDUSNYSE ArcaPassive, equity, smart beta11/17/2022Alpha Architect High Inflation and Deflation ETFHIDECboe Global MarketsActive, equity, commodities, fixed income, ETF-of-ETFs11/17/2022Innovator Gradient Tactical Rotation Strategy ETFIGTRNYSE ArcaActive, equity, global11/17/2022Harbor Health Care ETFMEDINYSE ArcaActive, equity, sector, global11/17/2022T. Rowe Price Floating Rate ETFTFLRNYSE ArcaActive, fixed income, USD-denominated11/16/2022Dimensional Global Sustainability Fixed Income ETFDFSBNYSE ArcaActive, fixed income, global, ESG11/16/2022Federated Hermes U.S. Strategic Dividend ETFFDVNYSE ArcaActive, equity, dividend strategy, U.S.11/15/2022Simplify Short Term Treasury Futures Strategy ETFTUANYSE ArcaActive, fixed income, derivatives strategy11/15/2022US Treasury 12 Month Bill ETFOBILNasdaqPassive, fixed income, single security11/10/2022Strive 1000 Dividend Growth ETFSTXDNasdaqPassive, equity, smart beta, dividend, U.S.11/10/2022Strive 1000 Growth ETFSTXGNasdaqPassive, equity, smart beta, U.S.11/10/2022Strive 2000 ETFSTXKNasdaqPassive, equity, U.S.11/10/2022Strive 1000 Value ETFSTXVNasdaqPassive, equity, smart beta, U.S.11/10/2022AXS Brendan Wood TopGun Index ETFTGNNYSE ArcaPassive, equity, U.S., ESG11/9/2022Innovator Equity Managed Floor ETFSFLRNYSE ArcaActive, equity, defined outcome, options strategy, U.S.11/9/2022Xtrackers S&amp;P ESG Dividend Aristocrats ETFSNPDCboe Global MarketsPassive, equity, dividend, ESG, U.S.11/9/2022Xtrackers S&amp;P 500 Growth ESG ETFSNPGCboe Global MarketsPassive, equity, smart beta, ESG, U.S.11/9/2022Xtrackers S&amp;P 500 Value ESG ETFSNPVCboe Global MarketsPassive, equity, smart beta, ESG, U.S.11/8/2022Angel Oak Income ETFCARYNYSE ArcaActive, fixed income11/4/2022Adaptiv Select ETFADPVNYSE ArcaActive, equity, risk managed, U.S.11/4/2022Reverb ETFRVRBCboe Global MarketsActive, equity, U.S., sentiment based11/3/2022iShares Environmental Infrastructure and Industrials ETFEFRANasdaqPassive, equity, thematic, global, ESG11/3/2022BNY Mellon Global Infrastructure Income ETBKGICboe Global MarketsActive, equity, global, infrastructure11/3/2022FT Energy Income Partners Strategy ETFEIPXNYSE ArcaActive, equity, global, dividend11/3/2022VanEck Dynamic High Income ETFINCNYSE ArcaActive, equity, fixed income, dividend11/2/2022Dimensional US Sustainability Core 1 ETFDFSUNYSE ArcaActive, equity, ESG, U.S.11/2/2022Dimensional International Sustainability Core 1 ETFDFSINYSE ArcaActive, equity, ESG, Dev. Ex-U.S.11/2/2022Dimensional Emerging Markets Sustainability Core 1 ETFDFSENYSE ArcaActive, equity, ESG, emerging markets11/1/2022Aptus Enhanced Yield ETFJUCYCboe Global MarketsActive, fixed income, U.S., options strategy11/1/2022AllianzIM U.S. Large Cap Buffer10 Nov ETFNVBTNYSE ArcaActive, equity, options strategy, U.S., defined outcome11/1/2022AllianzIM U.S. Large Cap Buffer20 Nov ETFNVBWNYSE ArcaActive, equity, options strategy, U.S., defined outcome10/31/2022BrandywineGLOBAL - Dynamic US Large Cap Value ETFDVALNasdaqActive, equity, U.S.10/31/2022Martin Currie Sustainable International Equity ETFMCSENasdaqActive, equity, global, ESG10/28/2022Simplify Stable Income ETFBUCKNYSE ArcaActive, fixed income, options strategy10/28/2022Simplify Enhanced Income ETFHIGHNYSE ArcaActive, fixed income, options strategy10/27/2022Capital Group Short Duration Income ETF CGSDNYSE ArcaActive, fixed income, short-term10/27/2022Capital Group Municipal Income ETFCGMUNYSE ArcaActive, fixed income, municipal10/27/2022Capital Group U.S. Multi-Sector Income ETFCGMSNYSE ArcaActive, fixed income, U.S., corporate10/26/2022First Trust Growth Strength ETFFTGSNasdaqPassive, equity, smart beta10/26/2022First Trust Indxx Aerospace &amp; Defense ETFMISLNYSE ArcaPassive, equity, thematic, U.S.10/26/2022T. Rowe Price U.S. High Yield ETFTHYFNYSE ArcaActive, fixed income, U.S., high yield10/25/2022IQ MacKay ESG High Income ETFIQHINYSE ArcaActive, fixed income, global, ESG10/25/2022IQ Candriam ESG U.S. Mid Cap Equity ETFIQSMNYSE ArcaPassive, equity, U.S., ESG10/25/2022Angel Oak UltraShort Income ETFUYLDNYSE ArcaActive, fixed income, ultrashort10/24/2022Neuberger Berman Commodity Strategy ETFNBCMNYSE ArcaActive, commodities, futures-based10/24/2022Soundwatch Hedged Equity ETFSHDGCboe Global MarketsActive, equity, U.S., options strategy, hedged10/20/2022First Trust Cboe Vest Rising Dividend Achievers Target Income ETFRDVICboe Global MarketsActive, equity, U.S., options strategy, dividend strategy10/20/2022VanEck Green Infrastructure ETFRNEWNasdaqPassive, equity, U.S., thematic, ESG10/17/2022EA Bridgeway Blue Chip ETFBBLUNYSE ArcaActive, equity, U.S.10/17/2022FundX ETFXCORNYSE ArcaActive, equity, global, ETF-of-ETFs10/17/2022FundX Aggresive ETFXNAVNYSE ArcaActive, multi-asset, ETF-of-ETFs10/14/2022Burney U.S. Factor Rotation ETFBRNYNYSE ArcaActive, equity, U.S.10/13/2022Harbor Corporate Culture ETFHAPINYSE ArcaPassive, equity, U.S., thematic10/13/2022KraneShares Electrification Metals Strategy ETFKMETNYSE ArcaPassive, commodities, futures strategy, thematic10/13/2022Invesco NASDAQ Future Gen 200 ETFQQQSNasdaqPassive, equity, U.S.10/13/2022American Century Short Duration Strategic Income ETFSDSINasdaqActive, fixed income, short-term10/12/2022VictoryShares WestEnd U.S. Sector ETFMODLNasdaqActive, equity, ETF-of-ETFs10/12/2022Schwab Municipal Bond ETFSCMBNYSE ArcaPassive, fixed income, municipal bonds10/11/2022Unlimited HFND Multi-Strategy Return Tracker ETFHFNDNYSE ArcaActive, equity, long/short, ETF-of-ETFs10/11/2022God Bless America ETFYALLNYSE ArcaActive, equity, U.S.10/6/2022BlackRock Floating Rate Loan ETFBRLNCboe Global MarketsActive, fixed income, global10/6/2022Distillate Small/Mid Cash Flow ETFDSMCNYSE ArcaActive, equity, U.S.10/6/2022NightShares 500 1x/1.5x ETFNSPLNYSE ArcaActive, equity, U.S., leveraged10/6/2022VanEck Morningstar SMID Moat ETFSMOTCboe Global MarketsPassive, equity, U.S., smart beta10/6/2022Strive U.S. Semiconductor ETFSHOCNYSE ArcaPassive, equity, U.S.10/5/2022Global X Russell 2000 Covered Call &amp; Growth ETFRYLGNYSE ArcaPassive, equity, U.S., options strategy10/5/2022SRH U.S. Quality ETFSRHQNYSE ArcaPassive, equity, U.S., smart beta10/5/2022Thrivent Small-Mid Cap ESG ETFTSMENYSE ArcaActive nontransparent, equity, U.S., ESG10/4/2022Bitwise Web3 ETFBWEBNYSE ArcaPassive, equity, global, thematic9/30/2022Altrius Global Dividend ETFDIVDNasdaqActive, equity, global, dividend strategy9/30/2022Simplify Bitcoin Strategy PLUS Income ETFMAXINasdaqActive, bitcoin futures, options strategy9/30/2022Putnam BDC Income ETFPBDCNYSE ArcaActive, equity, BDC9/30/2022Putnam BioRevolution ETFSYNBNYSE ArcaActive, equity, thematic9/29/2022Avantis All Equity Markets ETFAVGENYSE ArcaActive, equity, global, ETF of ETFs9/29/2022Avantis Inflation Focused Equity ETFAVIENYSE ArcaActive, equity, U.S., thematic9/29/2022Noble Absolute Return ETFNOPENYSE ArcaActive, equity, global, long/short strategy9/29/2022AXS Green Alpha ETFNXTENYSE ArcaActive, equity, ESG9/28/2022John Hancock U.S. High Dividend ETF JHDVNYSE ArcaActive, equity, U.S, dividend strategy9/22/2022iShares MSCI Water Management Multisector ETFIWTRNasdaqPassive, equity, theme investing, ESG, global9/22/2022WisdomTree Emerging Markets ex-China FundXCNYSE ArcaPassive, equity, emerging markets9/22/2022FT Cboe Vest U.S. Equity Enhance &amp; Moderate Buffer ETF - SeptemberXSEPCboe Global MarketsActive, defined outcome, options strategy9/20/2022Carbon Collective Climate Solutions U.S. Equity ETFCCSONasdaqActive, equity, U.S., ESG9/16/2022Hashdex Bitcoin Futures ETFDEFINYSE ArcaPassive, bitcoin, futures 9/15/2022KraneShares S&amp;P Pan Asia Dividend Aristocrats Index ETFKDIVNYSE ArcaPassive, equity, Asia, dividend strategy9/15/2022OneAscent Emerging Markets ETFOAEMNYSE ArcaActive, Equity, emerging markets, ESG9/15/2022OneAscent International Equity ETFOAIMNYSE ArcaActive, equity, international, ESG9/15/2022Strive 500 ETFSTRVNYSE ArcaPassive, equity, U.S.9/15/2022BondBloxx Bloomberg Six Month Target Duration US Treasury ETFXHLFNYSE ArcaPassive, fixed income, target duration, Treasury9/15/2022BondBloxx Bloomberg One Year Target Duration US Treasury ETFXONENYSE ArcaPassive, fixed income, target duration, Treasury9/15/2022BondBloxx Bloomberg Two Year Target Duration US Treasury ETFXTWONYSE ArcaPassive, fixed income, target duration, Treasury9/15/2022BondBloxx Bloomberg Three Year Target Duration US Treasury ETFXTRENYSE ArcaPassive, fixed income, target duration, Treasury9/15/2022BondBloxx Bloomberg Five Year Target Duration US Treasury ETFXFIVNYSE ArcaPassive, fixed income, target duration, Treasury9/15/2022BondBloxx Bloomberg Seven Year Target Duration US Treasury ETFXSVNNYSE ArcaPassive, fixed income, target duration, Treasury9/15/2022BondBloxx Bloomberg Ten Year Target Duration US Treasury ETFXTENNYSE ArcaPassive, fixed income, target duration, Treasury9/15/2022BondBloxx Bloomberg Twenty Year Target Duration US Treasury ETFXTWYNYSE ArcaPassive, fixed income, target duration, Treasury9/14/2022AB Tax-Aware Short Duration Municipal ETFTAFINYSE ArcaActive, fixed income, U.S., municipal9/14/2022AB Ultra Short Income ETFYEARNYSE ArcaActive, fixed income, U.S., ultrashort9/13/2022Carbon Strategy ETFKARBNYSE ArcaActive, carbon credit futures, ESG9/13/2022Newday Sustainable Development Equity ETFSDGSNYSE ArcaActive, equity, global, ESG9/13/2022THOR Low Volatility ETFTHLVNYSE ArcaPassive, equity, U.S., smart beta, ETF of ETFs9/12/2022Main BuyWrite ETFBUYWCboe Global MarketsActive, equity, global, optios strategy9/9/2022Emerge EMPWR Sustainable Select Growth Equity ETFEMGCCboe Global MarketsActive, equity, emerging markets9/9/2022Emerge EMPWR Unified Sustainable Equity ETFEMPWCboe Global MarketsActive, equity, emerging markets9/8/2022Amplify International Enhanced Dividend Income ETFIDVONYSE ArcaActive, equity, international, options strategy9/8/2022Defiance Daily Short Digitizing the Economy ETFIBITNasdaqActive, equity, inverse, thematic 9/8/2022Emerge EMPWR Sustainable Dividend Equity ETFEMCACboe Global MarketsActive, equity, U.S., ESG9/8/2022Emerge EMPWR Sustainable Emerging Markets Equity ETFEMCHCboe Global MarketsActive, equity, emerging markets, ESG9/8/2022Emerge EMPWR Sustainable Global Core Equity ETFEMZACboe Global MarketsActive, equity, global, ESG9/8/2022Harbor International Compounders ETFOSEANYSE ArcaActive, equity, ex-U.S.9/8/2022Invesco BulletShares 2030 High Yield Corporate Bond ETFBSJUNasdaqPassive, fixed income, target duration, junk bond9/8/2022Invesco BulletShares 2032 Corporate Bond ETFBSCWNasdaqPassive, fixed income, target duration, corporate9/8/2022JPMorgan Social Advancement ETFUPWDNasdaqActive, equity, ESG9/8/2022JPMorgan Sustainable Consumption ETFCIRCNasdaqActive, equity, ESG, thematic9/8/2022JPMorgan Sustainable Infrastructure ETFBLLDNasdaqActive, equity, ESG, thematic9/7/2022Direxion Daily AMZN Bear 1X SharesAMZDNasdaqActive, equity, inverse, single-security9/7/2022Direxion Daily AMZN Bull 1.5X SharesAMZUNasdaqActive, equity, leveraged, single-security9/7/2022Direxion Daily GOOGL Bull 1.5X SharesGGLLNasdaqActive, equity, leveraged, single-security9/7/2022Direxion Daily GOOGL Bear 1X SharesGGLSNasdaqActive, equity, inverse, single-security9/7/2022Direxion Daily MSFT Bear 1X SharesMSFDNasdaqActive, equity, inverse, single-security9/7/2022Direxion Daily MSFT Bull 1.5X SharesMSFUNasdaqActive, equity, leveraged, single-security9/1/2022KPOP and Korean Entertainment ETFKPOPNYSE ArcaPassive, equity, thematic8/30/2022NEOS Enhanced Income Aggregate Bond ETF

BNDINYSE ArcaActive, fixed income, options strategy8/30/2022NEOS Enhanced Income Cash Alternative ETF

CSHINYSE ArcaActive, fixed income, options strategy

8/30/2022NEOS S&amp;P 500 High Income ETF

SPYICboe Global MarketsActive, equity, options strategy

8/26/2022iShares Neuroscience and Healthcare ETF

IBRNNYSE ArcaPassive, equity, global, thematic8/24/2022Inspire Fidelis Multi Factor ETF

FDLSNYSE ArcaPassive, equity, U.S., ESG8/24/2022

AdvisorShares MSOS 2X Daily ETF

MSOXNYSE ArcaActive, equity, thematic, leveraged8/24/2022

Amplify Natural Resources Dividend Income ETF

NDIVNYSE ArcaPassive, equity, U.S., thematic8/24/2022

Invesco Agriculture Commodity Strategy No K-1 ETF

PDBANasdaqActive, commodities8/22/2022iShares High Yield Corporate Bond BuyWrite Strategy ETFHYGWCboe Global MarketsPassive, fixed income, options strategy8/22/2022iShares Investment Grade Corporate Bond BuyWrite Strategy ETFLQDWCboe Global MarketsPassive, fixed income, options strategy8/22/2022iShares 20+ Year Treasury Bond BuyWrite Strategy ETFTLTWCboe Global MarketsPassive, fixed income, options strategy8/18/2022Aztlan Global Stock Selection DM SMID ETFAZTDNYSE ArcaPassive, equity, U.S., small/midcap8/18/2022BlackRock Future Financial and Technology ETFBPAYNYSE ArcaActive, equity, global, thematic8/17/2022Argent Mid Cap ETFAMIDNasdaqActive, equity, U.S., midcap8/16/2022ConvexityShares 1x SPIKES Futures ETFSPKXNYSE ArcaPassive, futures strategy8/16/2022ConvexityShares Daily 1.5x SPIKES Futures ETFSPKYNYSE ArcaPassive, futures strategy, leveraged8/11/2022Direxion Daily Electric and Autonomous Vehicles Bull 2x SharesEVAVNYSE ArcaPassive, equity, thematic, leveraged8/11/2022Innovator Uncapped Accelerated U.S. Equity ETFXUSPCboe Global MarketsActive, equity, options strategy8/9/2022GraniteShares 1.75x Long AAPL Daily ETFAAPBNasdaqPassive, equity, leveraged, single security8/9/2022GraniteShares 1.5x Long COIN Daily ETFCONLNasdaqPassive, equity, leveraged, single security8/9/2022GraniteShares 1.25x Long TSLA Daily ETFTSLNasdaqPassive, equity, leveraged, single security8/9/2022GraniteShares 1x Short TSLA Daily ETFTSLINasdaqPassive, equity, inverse, single security8/9/2022Direxion Daily AAPL Bear 1X SharesAAPDNasdaqPassive, equity, inverse, single security8/9/2022Direxion Daily AAPL Bull 1.5X SharesAAPUNasdaqPassive, equity, leveraged, single security8/9/2022Direxion Daily TSLA Bull 1.5X SharesTSLLNasdaqPassive, equity, leveraged, single security8/9/2022Direxion Daily TSLA Bear 1x SharesTSLSNasdaqPassive, equity, inverse, single security8/9/2022US Treasury 10 Year Note ETFUTENNasdaqPassive, fixed income, U.S., single security8/9/2022US Treasury 2 Year Note ETFUTWONasdaqPassive, fixed income, U.S., single security8/9/2022US Treasury 3 Month Bill ETFTBILNasdaqPassive, fixed income, U.S., single security8/9/2022Strive US Energy ETFDRLLNYSE ArcaPassive, equity, U.S.8/9/2022SoFi Web 3 ETFTWEBNasdaqPassive, equity, global, thematic8/9/2022JPMorgan Active Growth ETFJGRONYSE ArcaActive, equity, U.S.8/8/2022Logan Capital Broad Innovative Growth ETFLCLGNYSE ArcaActive, equity, U.S.8/8/2022Touchstone Ultra Short Income ETFTUSICboe Global MarketsActive, fixed income, U.S.8/4/2022Touchstone Dividend Select ETFDVNDNYSE ArcaActive, equity, U.S.8/4/2022Schwab Crypto Thematic ETFSTCENYSE ArcaPassive, equity, global, thematic8/2/2022Horizon Kinetics Blockchain Development ETFBCDFNYSE ArcaActive, equity, global, thematic8/2/2022Sprott ESG Gold ETFSESGNYSE ArcaPassive, commodity8/1/2022Conductor Global Equity Value ETFCGVNYSE ArcaActive, equity, global7/29/2022Touchstone US Large Cap Focused ETFLCFCboe Global MarketsActive, equity, U.S.7/26/2022IQ MacKay Multi-Sector Income ETFMMSBNYSE ArcaActive, fixed income, global7/26/2022Innovator Hedged TSLA Strategy ETFTSLHCboe Global MarketsActive, equity, options strategy, single security7/25/2022Touchstone Strategic Income Opportunities ETFSIONYSE ArcaActive, fixed income, global7/14/2022Matthews China Active ETFMCHNYSE ArcaActive, equity, China7/14/2022Matthews Emerging Markets Equity Active ETFMEMNYSE ArcaActive, equity, emerging markets7/14/2022Matthews Asia Innovators Active ETFMINVNYSE ArcaActive, equity, Asia, thematic7/14/2022AXS 2X NKE Bull Daily ETFNKELNasdaqActive, equity, leveraged, single security7/14/2022AXS 2X NKE Bear Daily ETFNKEQNasdaqActive, equity, inverse, single security7/14/2022AXS 1.25X NVDA Bear Daily ETFNVDSNasdaqActive, equity, inverse, single security7/14/2022AXS 2X PFE Bull Daily ETFPFELNasdaqActive, equity, leveraged, single security7/14/2022AXS 2X PFE Bear Daily ETFPFESNasdaqActive, equity, inverse, single security7/14/2022AXS 1.5X PYPL Bear Daily ETFPYPSNasdaqActive, equity, inverse, single security7/14/2022AXS 1.5X PYPL Bull Daily ETFPYPTNasdaqActive, equity, leveraged, single security7/14/2022AXS TSLA Bear Daily ETFTSLQNasdaqActive, equity, inverse, single security7/14/2022Harbor Energy Transition Strategy ETFRENWNYSE ArcaPassive, commodities, thematic7/12/2022RiverNorth Enhanced Pre-Merger SPAC ETFSPCZNYSE ArcaActive, equity, thematic, SPAC7/12/2022AAM Transformers ETFTRFMNYSE ArcaPassive, equity, U.S., smart beta, thematic7/8/2022iShares iBonds Dec 2032 Term Treasury ETFIBTMNasdaqPassive, fixed income, U.S.7/6/2022Global X Interest Rate Hedge ETFIRHGNYSE ArcaActive, interest rates, options strategy7/6/2022Global X Interest Rate Volatility &amp; Inflation Hedge ETFIRVHNYSE ArcaActive, interest rates/inflation, options strategy7/1/2022Day Hagan/Ned Davis Research Smart Sector International ETFSSXUNYSE ArcaActive, equity, global ex-U.S., ETF of ETFs6/30/2022Franklin Responsibly Sourced Gold ETF FGLDNYSE ArcaPassive, physical gold6/30/2022BondBloxx JP Morgan USD Emerging Markets 1-10 Year Bond ETFXEMDCboe Global MarketsPassive, fixed income, emerging markets6/30/2022iShares iBonds Dec 2032 Term Corporate ETFIBDXNYSE ArcaPassive, fixed income, corporate6/29/2022AOT Growth and Innovation ETFAOTGNasdaqActive, equity, U.S.6/29/2022Ionic Inflation Protection ETFCPIINYSE ArcaActive, options-based strategy, fixed income6/28/2022NightShares 500 ETFNSPYNYSE ArcaActive, futures-based, equity6/28/2022NightShares 2000 ETFNIWMNYSE ArcaActive, futures-based, equity6/28/2022Xtrackers Net Zero Pathway Paris Aligned US Equity ETFUSNZNYSE ArcaPassive, equity, ESG, U.S.6/24/2022iShares Inflation Hedged US Aggregate Bond ETFAGIHNYSE ArcaPassive, fixed income, hedged6/24/2022iShares Interest Rate Hedged US Aggregate Bond ETFAGRHNYSE ArcaPassive, fixed income, hedged6/24/2022iShares Inflation Hedged High Yield Bond ETFHYGINYSE ArcaPassive, fixed income, hedged6/24/2022Nuveen Global Net Zero Transition ETFNTZGNasdaqActive, equity, ESG, global6/23/2022VanEck CLO ETFCLOINYSE ArcaActive, fixed income, CLO6/23/2022IQ Winslow Focused Large Cap Growth ETFIWFGNYSE ArcaActive, equity, growth, U.S.6/23/2022IQ Winslow Large Cap Growth ETFIWLGNYSE ArcaActive, equity, growth, U.S.6/22/2022MicroSectors Travel -3x Inverse Leveraged ETNFLYDNYSE ArcaPassive, inverse, thematic6/22/2022MicroSectors Travel 3x Leveraged ETNFLYUNYSE ArcaPassive, leveraged, thematic6/21/2022ProShares Short Bitcoin Strategy ETFBITINYSE ArcaPassive, inverse, bitcoin futures6/17/2022Syntax Stratified Total Market II ETFSYIINYSE ArcaActive, equity, U.S.6/16/2022FT Cboe Vest Fund of Nasdaq-100 Buffer ETFBUFQCboe Global MarketsActive, ETF-of-ETFs, defined outcome6/16/2022Optimize AI Smart Sentiment Event Driven ETFOAIENYSE ArcaActive, AI-enhanced, equity6/13/2022JPMorgan International Research Enhanced Equity ETFJIRENYSE ArcaActive, equity, developed ex-US6/9/2022PIMCO Senior Loan Active Exchange-Traded FundLONZNYSE ArcaActive, fixed income, senior loans6/9/2022Pacer Industrials and Logistics ETFSHPPNYSE ArcaPassive, equity, thematic6/9/2022Pacer Data and Digital Revolution ETFTRFKNYSE ArcaPassive, equity, thematic6/9/2022V-Shares MSCI World ESG Materiality and Carbon Transition ETFVMATCboe Global MarketsPassive, equity, ESG6/8/2022Gotham 1000 Value ETFGVLUNYSE ArcaActive, U.S., equity, quantitative6/8/2022USCF Dividend Income FundUDINYSE ArcaActive, equity, dividend6/7/2022Newday Ocean Health ETFAHOYNYSE ArcaActive, equity, ESG, thematic6/1/2022Direxion Breakfast Commodities Strategy ETFBRKYNYSE ArcaPassive, commodity6/1/2022Procure Disaster Recovery Strategy ETFFEMANasdaqPassive, equity, global, thematic5/26/2022BondBloxx CCC Rated USD High Yield Corporate Bond ETFXCCCNYSE ArcaPassive, fixed income, high yield5/26/2022BondBloxx B Rated USD High Yield Corporate Bond ETF

XBNYSE ArcaPassive, fixed income, high yield5/26/2022BondBloxx BB Rated USD High Yield Corporate Bond ETF

XBBNYSE ArcaPassive, fixed income, high yield

5/24/2022PGIM Floating Rate Income ETFPFRLNYSE ArcaActive, fixed income, floating rate bonds5/23/2022Harbor Dividend Growth Leaders ETFGDIVNYSE ArcaActive, dividend strategy5/23/2022JPMorgan Realty Income ETFJPRENYSE ArcaActive, real estate5/20/2022ALPS Intermediate Municipal Bond ETFMNBDNYSE ArcaActive, fixed income, muni5/19/2022Relative Sentiment Tactical Allocation ETFMOODNYSE ArcaActive, multi-asset5/19/2022Principal Real Estate Active Opportunities ETFBYRENYSE ArcaActive (nontransparent), real estate5/19/2022STF Tactical Growth ETFTUGNasdaqActive, multi-asset5/19/2022STF Tactical Growth &amp; Income ETFTUGNNasdaqActive, multi-asset5/18/2022Constrained Capital ESG Orphan ETFORFNNYSE ArcaPassive, equity5/18/2022SEI Enhanced U.S. Large Cap Momentum Factor ETFSEIMCboe Global MarketsActive, equity, factor strategy5/18/2022SEI Enhanced U.S. Large Cap Quality Factor ETFSEIQCboe Global MarketsActive, equity, factor strategy5/18/2022SEI Enhanced U.S. Large Cap Value Factor ETFSEIVCboe Global MarketsActive, equity, factor strategy5/18/2022SEI Enhanced Low Volatility U.S. Large Cap ETFSELVCboe Global MarketsActive, equity, factor strategy5/17/2022Simplify Macro Strategy ETFFIGNYSE ArcaActive, multi-asset5/17/2022Teucrium Agricultural Strategy No K-1 ETFTILLNYSE ArcaActive, commodities futures, agriculture5/12/2022SPDR MarketAxess Investment Grade 400 Corporate Bond ETFLQIGNYSE ArcaPassive, fixed income, smart beta5/10/2022Gabelli Financial Services Opportunities ETFGABFNYSE ArcaActive (nontransparent), equity, global5/9/2022JPMorgan Market Expansion Enhanced Equity ETFJMEENYSE ArcaPassive, equity, domestic5/9/2022Dimensional US Marketwide Value ETFDFUVNYSE ArcaActive, equity5/6/2022Akros Monthly Payout ETFMPAYNYSE ArcaPassive, multi-asset, ETF-of-ETFs5/5/2022Pacer BlueStar Engineering The Future ETFBULDNasdaqPassive, equity, thematic5/4/2022JPMorgan Nasdaq Equity Premium Income ETF JEPQNasdaqActive, equity, options strategy5/4/2022Merk Stagflation ETFSTGFNYSE ArcaPassive, multi-asset, ETF-of-ETFs5/2/2022AXS 2X Innovation ETF TARKNasdaqActive, leveragted, thematic5/2/2022AXS Short CSI China Internet ETFSWEBNasdaqActive, inverse, thematic4/28/2022Global X Metaverse ETFVRNasdaqPassive, equity, thematic4/27/2022Dimensional Emerging Markets High Profitability ETFDEHPNYSE ArcaActive, equity, emerging markets4/27/2022Dimensional Emerging Markets Core Equity 2 ETFDFEMNYSE ArcaActive, equity, emerging markets4/27/2022Dimensional Emerging Markets Value ETFDFEVNYSE ArcaActive, equity, emerging markets4/27/2022Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETFEVMTNasdaqActive, commodities futures, thematic4/27/2022iShares Blockchain and Tech ETFIBLCNYSE ArcaPassive, equity, thematic4/27/2022iShares Emergent Food and AgTech Multisector ETFIVEGNasdaqPassive, equity, thematic4/27/2022KraneShares Global Carbon Offset Strategy ETFKSETNYSE ArcaActive, carbon futures strategy, thematic4/27/2022AdvisorShares Managed Bitcoin Strategy ETFCRYPNYSE ArcaActive, bitcoin futures strategy4/27/2022AdvisorShares Drone Technology ETFUAVNYSE ArcaActive, equity, thematic4/25/2022FMC Excelsior Focus Equity ETFFMCXNYSE ArcaActive (nontransparent), equity, U.S.4/22/2022SPDR MSCI USA Climate Paris Aligned ETFNZUSNasdaqPassive, equity, ESG4/21/2022Fidelity Sustainable Low Duration Bond ETFFSLDNYSE ArcaActive, fixed income, ESG4/21/2022Fidelity Sustainable Core Plus Bond ETFFSBDNYSE ArcaActive, fixed income, ESG4/21/2022Fidelity Metaverse ETFFMETNasdaqPassive, equity, thematic4/21/2022Fidelity Crypto Industry and Digital Payments ETFFDIGNasdaqPassive, equity, thematic, cryptocurrency4/21/2022FlexShares ESG &amp; Climate Emerging Markets Core Index FundFEEMNYSE ArcaPassive, equity, ESG4/20/2022First Trust Indxx Metaverse ETFARVRNasdaqPassive, equity, thematic4/20/2022Roundhill Cannabis ETFWEEDCboe Global MarketsActive, equity, thematic4/13/2022Global X Green Building ETFGRNRNasdaqPassive, equity, ESG, thematic4/12/2022Goldman Sachs MarketBeta U.S. 1000 Equity ETFGUSANYSE ArcaPassive, equity4/11/2022JPMorgan Inflation Managed Bond ETFJCPICboe Global MarketsActive, fixed income, inflation strategy4/11/2022Pacer BlueStar Digital Entertainment ETFODDSNasdaqPassive, equity, thematic4/7/2022Neuberger Berman Next Generation Connected Consumer ETFNBCCNYSE ArcaActive, equity, thematic4/7/2022Neuberger Berman Carbon Transition &amp; Infrastructure ETFNBCTNYSE ArcaActive, equity, ESG, thematic4/7/2022Neuberger Berman Disrupters ETFNBDSNYSE ArcaActive, equity, thematic4/7/2022ProShares Supply Chain Logistics ETFSUPLNYSE ArcaPassive, equity, thematic4/7/2022Direxion Daily TIPS Bear 2X Shares ETFTIPDNYSE ArcaPassive, fixed income, inverse4/7/2022Direxion Daily TIPS Bull 2X Shares ETFTIPLNYSE ArcaPassive, fixed income, leveraged4/6/2022India Internet &amp; Ecommerce ETFINQQNYSE ArcaPassive, equity, thematic4/5/2022DoubleLine Opportunistic Bond ETF DBNDNYSE ArcaActive, fixed income, global4/5/2022DoubleLine Shiller CAPE U.S. Equities ETFDCPENYSE ArcaActive (nontransparent), equity4/5/2022SPDR Nuveen Municipal Bond ESG ETFMBNECboe Global MarketsActive, fixed income, ESG3/31/2022R3 Global Dividend Growth ETFGDVDNYSE ArcaActive, equity, dividend strategy3/31/2022OneAscent Core Plus Bond ETFOACPNYSE ArcaActive, fixed income, ESG3/31/2022Regents Park Hedged Market Strategy ETFRPHSCboe Global MarketsActive, equity, derivatives strategy3/30/2022Avantis Responsible Emerging Markets Equity ETFAVSENYSE ArcaActive, equity, emerging markets3/30/2022Columbia Seligman Semiconductor and Technology ETFSEMINYSE ArcaActive, equity, thematic3/30/2022-1x Short VIX Futures ETFSVIXCboe Global MarketsActive, futures strategy, inverse3/30/20222x Long VIX Futures ETFUVIXCboe Global MarketsActive, futures strategy, leveraged3/29/2022Optica Rare Earths &amp; Critical Materials ETFCRITNYSE ArcaPassive, equity, thematic3/24/2022Dimensional International Small Cap Value ETFDISVCboe Global MarketsActive, international, equity3/24/2022

Dimensional International Core Equity 2 ETF

DFICCboe Global Markets

Active, international, equity

3/24/2022

Dimensional International Small Cap ETF

DFISCboe Global Markets

Active, international, equity

3/24/2022

Dimensional International High Profitability ETF

DIHPCboe Global Markets

Active, international, equity

3/24/2022ROC ETFROCICboe Global MarketsActive, equity, thematic3/23/2022First Trust Nasdaq Lux Digital Health Solutions ETFEKGNasdaqPassive, equity, thematic3/23/2022Fairlead Tactical Sector ETFTACKNYSE ArcaActive, ETF-of-ETFs3/22/2022BNY Mellon Responsible Horizons Corporate Bond ETFRHCBNYSE ArcaActive, fixed income, ESG3/17/2022Avantis Responsible U.S Equity ETFAVSUNYSE ArcaActive, equity, ESG3/17/2022Avantis Responsible International Equity ETFAVSDNYSE ArcaActive, equity, ESG3/17/2022WisdomTree Efficient Gold Plus Equity Strategy FundGDECboe Global MarketsActive, equity, futures, multi-asset3/17/2022Goldman Sachs ActiveBeta World Low Vol Plus Equity ETFGLOVCboe Global MarketsPassive, equity, smart beta3/17/2022ProShares Metaverse ETFVERSNYSE ArcaPassive, equity, thematic3/16/2022KraneShares Global Carbon Transformation ETFKGHGNYSE ArcaActive, equity, ESG3/15/2022LHA Market State Tactical Q ETFMSTQCboe Global MarketsActive, equity, options strategy3/10/2022iShares iBonds 2028 Term High Yield and Income ETFIBHHCboe Global MarketsPassive, fixed income, high yield3/10/2022iShares iBonds 2029 Term High Yield and Income ETFIBHICboe Global MarketsPassive, fixed income, high yield3/9/2022VanEck Digital Assets Mining ETFDAMNasdaqPassive, equity, thematic3/8/2022Simplify Managed Futures Strategy ETFCTANYSE ArcaActive, long/short futures strategy3/8/2022Innovator Buffer Step-Up Strategy ETFBSTPNYSE ArcaActive, ETF-of-ETFs, options strategy3/8/2022Innovator Power Buffer Step-Up Strategy ETFPSTPNYSE ArcaActive, ETF-of-ETFs, options strategy3/7/2022Dividend Performers ETFIPDPCboe Global MarketsActive, income strategy, options overlay3/7/2022Preferred-Plus ETFIPPPCboe Global MarketsActive, income strategy, options overlay3/1/2022The Home Appreciation U.S. REIT ETFHAUSCboe Global MarketsActive, REIT2/24/2022Capital Group Core Plus Income ETFCGCPNYSE ArcaActive, fixed income2/24/2022Capital Group Dividend Value ETFCGDVNYSE ArcaActive, equity, dividend strategy2/24/2022Capital Group Global Growth Equity ETFCGGONYSE ArcaActive, international equity2/24/2022Capital Group Growth ETFCGGRNYSE ArcaActive, equity2/24/2022Capital Group Core Equity ETFCGUSNYSE ArcaActive, equity2/24/2022Capital Group International Focus Equity ETFCGXUNYSE ArcaActive, international equity2/24/2022Dimensional US Real Estate ETFDFARNYSE ArcaActive, equity2/24/2022Dimensional US Small Cap Value ETFDFSVNYSE ArcaActive, equity2/24/2022Dimensional US High Profitability ETFDUHPNYSE ArcaActive, equity2/24/2022Global X Dow 30 Covered Call ETFDJIANYSE ArcaPassive, equity, options strategy2/24/2022Harbor Corporate Culture Leaders ETFHAPYNYSE ArcaPassive, equity, thematic2/22/2022Convergence Long/Short Equity ETFCLSENYSE ArcaActive, long/short, mutual fund conversion2/17/2022VanEck Digital India ETFDGINNYSE ArcaPassive, India market, thematic2/17/2022Fidelity Sustainable High Yield ETFFSYDNYSE ArcaActive, fixed income, ESG, high yield 2/17/2022Goldman Sachs Access Emerging Markets USD Bond ETFGEMDCboe Global MarketsPassive, fixed income, emerging markets2/17/2022SPDR Blackstone High Income ETFHYBLCboe Global MarketsActive, fixed income, high yield2/17/2022WisdomTree Battery Value Chain and Innovation FundWBATCboe Global MarketsPassive, equity, thematic2/17/2022BondBloxx US High Yield Energy Sector ETFXHYENYSE ArcaPassive, fixed income, high yield2/17/2022BondBloxx US High Yield Industrial Sector ETFXHYINYSE ArcaPassive, fixed income, high yield

2/17/2022BondBloxx US High Yield Financial and REIT Sector ETFXHYFNYSE ArcaPassive, fixed income, high yield2/17/2022BondBloxx US High Yield Telecom Media &amp; Technology Sector ETFXHYTNYSE ArcaPassive, fixed income, high yield2/17/2022BondBloxx US High Yield Healthcare Sector ETFXHYHNYSE ArcaPassive, fixed income, high yield2/17/2022BondBloxx US High Yield Consumer Cyclicals Sector ETFXHYCNYSE ArcaPassive, fixed income, high yield2/17/2022BondBloxx US High Yield Consumer Non-Cyclicals Sector ETFXHYDNYSE ArcaPassive, fixed income, high yield2/15/2022Simplify Aggregate Bond PLUS Credit Hedge ETFAGGHNYSE ArcaActive, fixed income, options strategy2/15/2022Simplify High Yield PLUS Credit Hedge ETFCDXNYSE ArcaActive, fixed income, options strategy2/10/2022Build Bond Innovation Innovation ETFBFIXNYSE ArcaActive, fixed income, options strategy2/10/2022Goldman Sachs Bloomberg Clean Energy Equity ETFGCLNCboe Global MarketsPassive, equity, thematic, ESG2/10/2022Harbor All-Weather Inflation Focus ETFHGERNYSE ArcaPassive, commodity2/10/2022Xtrackers Risk Managed USD High Yield Strategy ETFHYRMNYSE ArcaPassive, high-yield debt, tactical strategy2/10/2022iShares Paris-Aligned Climate MSCI USA ETFPABUNasdaqPassive, equity, ESG2/9/2022AdvisorShares Let Bob AI Powered Momentum ETFLETBNYSE ArcaActive, equity, AI-enhanced2/9/2022Innovator Laddered Allocation Buffer ETFBUFBCboe Global MarketsPassive, ETF-of-ETFs (defined outcome)2/8/2022FIS Biblically Responsible Risk Managed ETFPRAYNYSE ArcaActive, equity, Christian-based2/8/2022IQ Global Equity R&amp;D Leaders ETFWRNDNYSE ArcaPassive, equity, smart beta2/8/2022IQ U.S. Large Cap R&amp;D Leaders ETFLRNDNYSE ArcaPassive, equity, smart beta2/8/2022IQ U.S. Mid Cap R&amp;D Leaders ETFMRNDNYSE ArcaPassive, equity, smart beta2/8/2022

Valkyrie Bitcoin Miners ETF

WGMINasdaqActive, equity, thematic2/3/2022Engine No. 1 Transform Climate ETFNETZCboe Global MarketsActive, equity, ESG2/3/2022Harbor Long-Term Growers ETFWINNNYSE ArcaActive, equity2/2/2022Grayscale Future of Finance ETFGFOFNYSE ArcaPassive, equity, thematic2/2/2022Amplify Inflation Fighter ETFIWINNYSE ArcaActive, multi-asset2/1/2022Morgan Creek - Exos Active SPAC Arbitrage ETFCSHNYSE ArcaActive, SPAC2/1/2022iMGP RBA Responsible Global Allocation ETFIRBANYSE ArcaActive, equity, ESG2/1/2022PSYK ETFPSYKNYSE ArcaPassive, equity, thematic1/28/2022Clockwise Capital Innovation ETFCWCNYSE ArcaActive, equity, thematic1/27/2022Subversive Metaverse ETFPUNKCboe Global MarketsActive, equity, thematic1/27/2022iShares MSCI China Multisector Tech ETFTCHINasdaqPassive, China, technology1/26/2022Global X Disruptive Materials ETFDMATNasdaqPassive, equity, thematic1/26/2022First Trust S-Network Streaming and Gaming ETFBNGENYSE ArcaPassive, equity, thematic1/25/2022Strategas Global Policy Opportunities ETFSAGPNYSE ArcaActive, equity, thematic1/25/2022Strategas Macro Thematic Opportunities ETFSAMTNYSE ArcaActive, equity, thematic1/21/2022Rareview Systematic Equity ETF RSEECboe Global MarketsActive, equity1/20/2022Direxion Daily FinTech Bull 2X SharesFNTCNYSE ArcaPassive, leveraged, equity1/20/2022Direxion Daily Oil Services Bull 2X SharesONGNYSE ArcaPassive, leveraged, equity1/20/2022Direxion Daily S&amp;P 500 Equal Weight Bull 2X Shares EVENNYSE ArcaPassive, leveraged, equity1/20/2022Amberwave Invest USA JSG FundIUSANYSE ArcaActive, equity, ESG1/20/2022U.S. Global Sea To Sky Cargo ETFSEANYSE ArcaPassive, equity, thematic1/13/2022Avantis U.S. Small Cap Equity ETFAVSCNYSE ArcaActive, equity1/13/2022Kelly Hotel &amp; Lodging Sector ETFHOTLNYSE ArcaPassive, equity, thematic1/13/2022Kelly CRISPR &amp; Gene Editing Technology ETFXDNANasdaqPassive, equity, thematic1/13/2022Kelly Residential &amp; Apartment Real Estate ETFRESINYSE ArcaPassive, equity, thematic1/13/2022Dynamic Short Short-Term Volatility Futures ETFWEIXNYSE ArcaActive, inverse, volatility strategy1/12/2022Janus Henderson B-BBB CLO ETFJBBBCboe Global MarketsActive, fixed income1/11/2022Simplify Developed Ex-US PLUS Downside Convexity ETFEAFDNYSE ArcaActive, equity, options strategy1/11/2022Simplify Emerging Markets PLUS Downside Convexity ETFEMGDNYSE ArcaActive, equity, options strategy1/11/2022Simplify US Small Cap PLUS Downside Convexity ETFRTYDNYSE ArcaActive, equity, options strategy1/11/2022SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETFRDMXNYSE ArcaPassive, equity, ESG1/11/2022SPDR Bloomberg SASB Emerging Markets ESG Select ETFREMGNYSE ArcaPassive, equity, ESG1/11/2022SPDR S&amp;P SmallCap 600 ESG ETFESIXNYSE ArcaPassive, equity, ESG1/11/2022Strategy Shares Halt Climate Change ETFNZRONasdaqActive, equity, ESG1/7/2022Wahed Dow Jones Islamic World ETFUMMANasdaqActive, equity, ESG/Shariah-compliant1/6/2022Rareview Inflation/Deflation ETFFLTNCboe Global MarketsActive, fixed income1/6/2022The NextGen Trend and Defend ETFTRDFCboe Global MarketsActive, ETF-of-ETFs, multi-asset1/5/2022Gabelli Asset ETFGASTNYSE ArcaActive (nontransparent), equity1/4/2022UPAR Ultra Risk Partiy ETFUPARNYSE ArcaActive, leveraged, multi-asset1/3/2022AllianzIM U.S. Large CAp 6 Month Buffer10 Jan/Jul ETFSIXJNYSE ArcaActive, Defined outcome1/3/2022RiverNorth Volition America Patriot ETFFLDZNYSE ArcaActive, equity1/3/2022Innovator Growth Accelerated Plus ETF - JanuaryQTJACboe Global MarketsActive, Defined outcome1/3/2022Innovator U.S. Equity Accelerated 9 Buffer ETF - JanuaryXBJACboe Global MarketsActive, Defined outcome1/3/2022Innovator U.S. Equity Accelerated ETF - JanuaryXDJACboe Global MarketsActive, Defined outcome1/3/2022Innovator U.S. Equity Accelerated Plus ETF - JanuaryXTJACboe Global MarketsActive, Defined outcome# The following ETFs and ETNs have been launched in 2021 YTD:

LaunchFundTickerExchangeComments12/31/2021Motley Fool Next Index ETF

TMFXNYSE ArcaPassive, equity12/31/2021Motley Fool Capital Efficiency 100 Index ETF

TMFENYSE ArcaPassive, equity12/30/2021AXS Astoria Inflation Sensitive ETFPPINYSE ArcaActive, equity12/29/2021Strategy Shares Nasdaq 5HANDL Index ETF

FIVRNasdaqPassive, asset allocation12/29/2021

VegTech Plant-based Innovation &amp; Climate ETF

EATVNYSE ArcaActive, thematic12/29/2021InfraCap Equity Income Fund ETF

ICAPNYSE ArcaActive, dividend strategy12/23/2021Cultivar ETFCVARCboe Global MarketsActive, equity12/22/2021B.A.D. ETFBADNYSE ArcaPassive, thematic12/21/2021Kingsbarn Tactical Bond ETFKDRNNYSE ArcaActive, fixed income12/21/2021IQ MacKay California Municipal Intermediate ETFMMCANYSE ArcaActive, fixed income12/21/2021V-Shares US Leadership Diversity ETFVDNINYSE ArcaPassive, ESG12/20/2021FT Cboe Vest U.S. Equity Enhance &amp; Moderate Buffer ETF - DecemberXDECCboe Global MarketsActive, defined outcome12/17/2021Federated Hermes Short Duration Corporate ETFFCSHNYSE ArcaActive, fixed income12/17/2021Federated Hermes Short Duration High Yield ETFFHYSNYSE ArcaActive, fixed income12/17/2021FPA Global Equity ETFFPAGCboe Global MarketsActive, equity12/17/2021Grizzle Growth ETFGRZZNYSE ArcaActive, equity12/17/2021Nationwide Dow Jones Risk Managed Income ETFNDJINYSE ArcaActive, equity, options overlay12/17/2021Nationwide S&amp;P 500 Risk Managed Income ETFNSPINYSE ArcaActive, equity, options overlay12/17/2021Nationwide Russell 2000 Risk Managed Income ETFNTKINYSE ArcaActive, equity, options overlay12/16/2021BlackRock Future U.S. Themes ETFBTHMNYSE ArcaActive, thematic12/16/2021Direxion Daily Metal Miners Bull 2X Shares ETFMNMNYSE ArcaPassive, leveraged12/16/2021Direxion Daily Software Bull 2X Shares ETFSWARNYSE ArcaPassive, leveraged12/16/2021Guru Favorite Stocks ETFGFGFNasdaqActive, equity12/16/2021Rayliant Quantitative Developed Market Equity ETFRAYDNYSE Arcaactive, international equity12/16/2021Rayliant Quantamental Emerging Market Equity ETFRAYENYSE Arcaactive, international equity12/16/2021The Generation Z ETFZGENNasdaqActive, thematic12/16/2021UBC Algorithmic Fundamentals ETFUBCBNYSE ArcaActive, equity12/16/2021WisdomTree Efficient Gold Plus Gold Miners Strategy FundGDMNCboe Global MarketsActive, equity, futures strategy12/15/2021BNY Mellon Sustainable Global Emerging Markets ETFBKESNYSE ArcaActive, ESG12/15/2021BNY Mellon Sustainable International Equity ETFBKISNYSE ArcaActive, ESG12/15/2021BNY Mellon Sustainable US Equity ETFBKUSNYSE ArcaActive, ESG12/15/2021Goldman Sachs ActiveBeta Paris-Alligned Climate U.S. Large Cap Equity ETFGPALCboe Global MarketsPassive, ESG12/15/2021John Hancock Preferred Income ETFJHPINYSE ArcaActive, fixed income12/15/2021Valkyrie Balance Sheet Opportunities ETFVBBNYSE ArcaActive, thematic12/14/2021Sterling Capital Diverse Multi-Manager Active ETFDEIFNYSE ArcaActive, multi-manager12/14/2021Donoghue Forlines Yield Enhanced Real Asset ETFDFRANYSE ArcaPassive, equity12/14/2021JPMorgan Climate Change Solutions ETFTEMPNYSE ArcaActive, ESG12/13/2021Motley Fool Global Opportunities ETFTMFGCboe Global MarketsActive, equity12/13/2021Motley Fool Mid-Cap Growth ETFTMFMCboe Global MarketsActive, equity12/9/2021Direxion mRNA ETFMSGRNYSE ArcaPassive, thematic12/9/2021Amplify BlackSwan Tech &amp; Treasury ETFQSWNNYSE ArcaPassive, fixed income, options overlay12/9/2021ETFB Green SRI REITs ETFRITANYSE ArcaPassive, international REIT12/9/2021Global X MSCI Vietnam ETFVNAMNYSE ArcaPassive, international equity12/9/2021WisdomTree Artificial Intelligence and Innovation FundWTAICboe Global MarketsPassive, thematic12/8/2021BNY Mellon Concentrated International ETFBKCINYSE Arcaactive, international equity12/8/2021ARK Transparency ETFCTRUCboe Global MarketsPassive, ESG12/8/2021Roundhill MEME ETFMEMENYSE ArcaPassive, thematic12/8/2021PGIM Total Return Bond ETFPTRBNYSE ArcaActive, fixed income12/7/2021WealthTrust DBS Long Term Growth ETFWLTGNYSE ArcaActive, equity12/2/2021Alpha Intelligent Large Cap Growth ETFAILGNYSE ArcaActive, equity, AI12/2/2021Alpha Intelligent Large Cap Value ETFAILVNYSE ArcaActive, equity, AI12/2/2021Harbor Disruptive Innovation ETFINNONYSE ArcaActive, thematic, multi-manager12/2/2021Defiance Digital Revolution ETFNFTZNYSE ArcaPassive, thematic12/2/2021VanEck Future of Food ETFYUMYNYSE ArcaActive, thematic12/1/2021Genuine Investors ETFGCIGNYSE ArcaActive, value11/23/2021Direxion Nanotechnology ETFTYNENYSE ArcaPassive, thematic11/19/2021UVA Dividend Value ETFUVDVNYSE ArcaActive, dividend11/18/2021American Century Select High Yield ETF

AHYBNYSE ArcaActive, fixed income11/18/2021First Trust Limited Duration Investment Grade Corporate ETF

FSIGNYSE ArcaActive, fixed income11/17/2021Invesco ESG S&amp;P 500 Equal Weight ETFRSPENYSE ArcaPassive, ESG11/17/2021AdvisorShares Poseidon Dynamic Cannabis ETFPSDNNYSE ArcaActive, marijuana11/17/2021Goose Hollow Tactical Allocation ETFGHTACboe Global MarketsActive, multi-asset11/17/2021McElhenny Sheffield Managed Risk ETFMSMRCboe Global MarketsActive, sector rotation11/16/2021Global X Blockchain and Bitcoin Strategy ETFBITSNasdaqPassive, cryptocurrency11/16/2021VanEck Bitcoin Strategy ETFXBTFCboe Global MarketsActive, cryptocurrency futures11/16/2021Dimensional Core Fixed Income ETFDFCFNYSE ArcaActive, fixed income11/16/2021Dimensional Inflation-Protected Securities ETFDFIPNYSE ArcaActive, fixed income11/16/2021Dimensional National Municipal Bond ETFDFNMNYSE ArcaActive, fixed income11/16/2021Dimensional Short-Duration Fixed Income ETFDFSDNYSE ArcaActive, fixed income11/16/2021iBET Sports Betting and Gaming ETFIBETNasdaqActive, equity, thematic11/16/2021OneAscent Large Cap Core ETFOALCNYSE ArcaActive, ESG11/16/2021Schwab Ariel ESG ETFSAEFNYSE ArcaActive, ESG11/15/2021Adaptive High Income ETFAHHXNYSE ArcaActive, equity11/15/2021Adaptive RH Hedged Multi-Asset Income ETFAMAXNYSE ArcaActive, multi-asset11/11/2021Goldman Sachs Future Consumer Equity ETFGBUYNYSE ArcaActive, equity, thematic11/11/2021Goldman Sachs Future Health Care Equity ETFGDOCNYSE ArcaActive, equity, thematic11/11/2021Goldman Sachs Future Real Estate and Infrastructure Equity ETFGREINYSE ArcaActive, equity, thematic11/11/2021VanEck Green Metals ETFGMETNYSE ArcaPassive, ESG, thematic11/10/2021iShares ESG Advanced Investment Grade Corporate Bond ETFELQDNYSE ArcaPassive, ESG, fixed income11/10/2021Hartford Large Cap Growth ETFHFGOCboe Global MarketsActive, nontransparent, equity11/9/2021MicroSectors Oil &amp; Gas Exploration &amp; Production -3X Inverse Leveraged ETNOILDNYSE ArcaPassive, Inverse11/9/2021MicroSectors Oil &amp; Gas Exploration &amp; Production 3X Leveraged ETNOILUNYSE ArcaPassive, leveraged11/9/2021Tuttle Capital Short Innovation ETFSARKNasdaqActive, inverse11/8/2021AI Quality Growth ETFAQFXNYSE ArcaActive, equity11/8/2021RH Tactical Rotation ETFRHRXNYSE ArcaActive, equity11/8/2021RH Tactical Outlook ETFRHTXNYSE ArcaActive, equity11/4/2021iShares ESG MSCI USA Min Vol Factor ETFESMVNasdaqPassive, ESG, smart beta11/3/2021USCF Gold Strategy Plus Income Fund ETFGLDXNYSE ArcaActive, futures, options, gold11/3/2021Mindful Conservative ETFMFULCboe Global MarketsActive, risk managed11/3/2021Mohr Growth ETFMOHRCboe Global MarketsActive, risk managed11/3/2021Adaptive Core ETFRULECboe Global MarketsActive, risk managed11/3/2021Impact Shares MSCI Global Climate Select ETFNTZONYSE ArcaPassive, ESG11/2/2021Simplify Hedged Equity ETFHEQTNYSE ArcaActive, options11/2/2021JPMorgan Income ETFJPIENYSE ArcaActive, fixed income10/28/2021Roundhill IO Digital Infrastructure ETFBYTENYSE ArcaPassive, thematic10/28/2021Volt Crypto Industry Revolution and Tech ETFBTCRNYSE ArcaActive, thematic10/28/2021Fount Metaverse ETFMTVRNYSE ArcaActive, thematic10/28/2021Fount Subscription Economy ETFSUBSNYSE ArcaActive, thematic10/28/2021Advocate Rising Rate Hedge ETFRRHNYSE ArcaActive, fixed income10/27/2021FT Cboe Vest Buffered Allocation Defensive ETFBUFTCboe Global MarketsActive, defind outcome, ETFs of ETFs10/27/2021FT Cboe Vest Buffered Allocation Growth ETFBUFGCboe Global MarketsActive, defind outcome, ETFs of ETFs10/27/2021ProShares Nanotechnology ETFTINYNYSE ArcaPassive, thematic10/27/2021ProShares Smart Materials ETFTINTNYSE ArcaPassive, thematic10/27/2021ProShares On-Demand ETFONDNYSE ArcaPassive, thematic10/27/2021Invesco ESG NASDAQ 100 ETFQQMGNasdaqPassive, ESG10/27/2021Invesco ESG NASDAQ Next Gen 100 ETFQQJGNasdaqPassive, ESG10/22/2021Valkyrie Bitcoin Strategy ETFBTFNasdaqActive, bitcoin futures10/21/2021IQ Cleaner Transport ETFCLNRNYSE ArcaPassive, ESG10/21/2021IQ Engender Equality ETFEQULNYSE ArcaPassive, ESG10/21/2021IQ Clean Oceans ETFOCENNYSE ArcaPassive, ESG10/20/2021ETFMG Real Estate Tech ETFHHHNYSE ArcaPassive, thematic10/19/2021ProShares Bitcoin Strategy ETFBITONYSE ArcaActive, bitcoin futures10/15/2021Alpha Dog ETFRUFFNYSE ArcaActive, U.S. equity10/14/2021First Trust Multi-Manager Small Cap Opportunities ETFMMSCNYSE ArcaActive, U.S. equity10/14/2021iShares USD Bond Factor ETFUSBFNasdaqPassive, smart beta10/8/2021Simplify Health Care ETFPINKNYSE ArcaActive, ESG10/7/2021Fidelity Clean Energy ETFFRNWCboe Global MarketsPassive, thematic10/7/2021Fidelity Cloud Computing ETFFCLDCboe Global MarketsPassive, thematic10/7/2021Fidelity Digital Health ETFFDHTCboe Global MarketsPassive, thematic10/7/2021Fidelity Electric Vehicles and Future Transportation ETFFDRVCboe Global MarketsPassive, thematic10/7/2021Invesco Alerian Galaxy Blockchain Users and Decentralized Commerce ETFBLKCCboe Global MarketsPassive, thematic, cryptocurrency10/7/2021Invesco Alerian Galaxy Crypto Economy ETFSATOCboe Global MarketsPassive, thematic, cryptocurrency10/7/2021KraneShares China Innovation ETFKGRONYSE ArcaActive, ETF-of-ETFs, thematic10/7/2021VanEck Morningstar ESG Moat ETFMOTECboe Global MarketsPassive, smart beta, ESG10/7/2021WisdomTree Target Range FundGTRNasdaqActive, options10/6/2021ETFMG 2x Daily Inverse Alternative Harvest ETFMJINNYSE ArcaInverse, marijuana10/5/2021JPMorgan Active Value ETFJAVANYSE ArcaActive, equity10/5/2021KraneShares California Carbon Allowance ETFKCCANYSE ArcaPassive, futures10/5/2021KraneShares European Carbon Allowance ETFKEUANYSE ArcaPassive, futures

10/5/2021VictoryShares THB Mid Cap ESG ETFMDCPNasdaqActive, ESG10/5/2021VictoryShares ESG Core Plus Bond ETFUBNDNasdaqActive, ESG, fixed income10/5/2021VictoryShares ESG Corporate Bond ETFUCRDNasdaqActive, ESG, fixed income10/1/2021FolioBeyond Rising Rates ETF

RISRNYSE ArcaActive, fixed income10/1/2021Innovator Emerging Markets Power Buffer ETF - October

EOCTNYSE ArcaActive, defined outcome10/1/2021

Innovator International Developed Power Buffer ETF - October

IOCTNYSE ArcaActive, defined outcome10/1/2021

Innovator Growth Accelerated Plus ETF - October

QTOCCboe Global MarketsActive, defined outcome10/1/2021

Innovator U.S. Equity Accelerated 9 Buffer ETF - October

XBOCCboe Global MarketsActive, defined outcome

10/1/2021

Innovator U.S. Equity Accelerated ETF - October

XDOCCboe Global MarketsActive, defined outcome

10/1/2021

Innovator U.S. Equity Accelerated Plus ETF - October

XTOCCboe Global Markets

Active, defined outcome

10/1/2021

Pacer Swan SOS Conservative (October) ETF

PSCQCboe Global Markets

Active, defined outcome

10/1/2021

Pacer Swan SOS Flex (October) ETF

PSFOCboe Global Markets

Active, defined outcome

10/1/2021

Pacer Swan SOS Moderate (October) ETF

PSMOCboe Global Markets

Active, defined outcome

10/1/2021

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF

SIXONYSE ArcaActive, defined outcome

9/30/2021Avantis Emerging Markets Value ETFAVESNYSE ArcaActive, equity9/30/2021Avantis International Large Cap Value ETFAVIVNYSE ArcaActive, equity9/30/2021Avantis Real Estate ETFAVRENYSE ArcaActive, equity9/30/2021ProShares S&amp;P Kensho Cleantech ETFCTEXNYSE ArcaPassive, thematic9/30/2021ProShares Big Data Refiners ETFDATNYSE ArcaPassive, thematic9/30/2021ProShares S&amp;P Kensho Smart Factories ETFMAKXNYSE ArcaPassive, thematic9/30/2021Direxion Daily Select Large Caps &amp; FANGs Bull 2X SharesFNGGNYSE ArcaLeveraged, thematic9/29/2021Day Hagan/Ned Davis Research Smart Sector Fixed Income ETFSFFINYSE ArcaActive, fixed income, ETF-of-ETFs9/29/2021T. Rowe Price QM U.S. Bond ETFTAGGNYSE ArcaActive, fixed income9/29/2021T. Rowe Price Total Return ETFTOTRNYSE ArcaActive, fixed income9/29/2021T. Rowe Price Ultra Short-Term Bond ETFTBUXNYSE ArcaActive, fixed income9/28/2021FMQQ The Next Frontier Internet &amp; Ecommerce ETFFMQQNYSE ArcaPassive, thematic9/28/2021Nuveen ESG Dividend ETFNUDVCboe Global MarketsPassive, ESG9/28/2021Nuveen Growth Opportunities ETFNUGONYSE ArcaActive (nontransparent), equity growth9/28/2021SPDR Loomis Sayles Opportunistic Bond ETFOBNDNYSE ArcaActive, fixed income9/28/2021Simplify Risk Parity Treasury ETFTYANYSE ArcaActive, fixed income, derivatives 9/27/2021Cannabis Growth ETFBUDXNYSE ArcaActive, thematic, cannabis, converted from mutual fund9/23/2021Avantis U.S. Large Cap Value ETFAVLVNYSE ArcaActive, equity9/23/2021abrdn Bloomberg Industrial Metals Strategy K-1 Free ETFBCIMNYSE ArcaPassive, commodities9/23/2021Direxion Daily U.S. Infrastructure Bull 2X SharesDOZRNYSE ArcaLeveraged, thematic9/22/2021Amplify Digital and Online Trading ETFBIDSNYSE ArcaPassive, thematic9/22/2021Hartford Sustainable Income ETFHSUNNYSE ArcaActive, ESG9/22/2021Hoya Capital High Dividend Yield ETF RIETNYSE ArcaPassive, high-yield REITs9/21/2021KraneShares Quadratic Deflation ETF

BNDDNYSE ArcaActive, fixed income, options strategy9/21/2021APEX HealthCare ETFAPXHNYSE ArcaPassive, smart beta9/21/2021ETFMG Breakwave Sea Decarbonization Tech ETFBSEANYSE ArcaPassive, ESG9/21/2021First Trust SkyBridge Crypto Industry and Digital Economy ETFCRPTNYSE ArcaActive, thematic9/21/2021Discipline Fund ETFDSCFNYSE ArcaActive, multi-asset9/21/2021FlexShares ESG &amp; Climate Developed Markets ex-US Core Index FundFEDMNYSE ArcaPassive, ESG9/21/2021FlexShares ESG &amp; Climate High Yield Corporate Core Index FundFEHYNYSE ArcaPassive, ESG9/21/2021FlexShares ESG &amp; Climate Investment Grade Corporate Core Index FundFEIGNYSE ArcaPassive, ESG9/21/2021FlexShares ESG &amp; Climate US Large Cap Core Index FundFEUSNYSE ArcaPassive, ESG9/21/2021CrossingBridge Pre-Merger SPAC ETFSPCNasdaqActive, SPAC9/21/2021Columbia Short Duration Bond ETFSBNDNYSE ArcaPassive, smart beta, fixed income9/20/2021AltShares Event-Driven ETFEVNTNYSE ArcaActive, multi-asset, long/short9/20/2021FT Cboe Vest Nasdaq-100 Buffer ETF - SeptemberQSPTNYSE ArcaActive, defined outcome9/20/2021FT Cboe Vest International Equity Buffer ETF - SeptemberYSEPNYSE ArcaActive, defined outcome9/20/2021Lyrical U.S. Value ETFUSVTNYSE ArcaPassive, smart beta9/16/2021Goldman Sachs Future Tech Leaders Equity ETFGTEKNYSE ArcaActive, technology sector9/16/2021AdvisorShares Psychedelics ETFPSILNYSE ArcaActive, thematic9/16/2021Harbor Scientific Alpha Income ETFSIFINYSE ArcaActive, fixed income9/16/2021Harbor Scientific Alpha High-Yield ETFSIHYNYSE ArcaActive, fixed income9/15/2021ETRACS IFED Invest with the Fed TR Index ETN

IFEDNYSE ArcaPassive, smart beta

9/15/2021

ETRACS 2x Leveraged IFED Invest with the Fed ETN

FEDLNYSE ArcaLeveraged, equity9/15/2021

ETRACS 2x Leveraged MSCI US ESG Focus TR ETN

ESUSNYSE ArcaLeveraged, equity, ESG9/15/2021Invesco BulletShares 2031 Corporate Bond ETFBSCVNasdaqPassive, fixed income9/15/2021Invesco BulletShares 2029 High Yield Corporate Bond ETFBSJTNasdaqPassive, fixed income9/15/2021Invesco BulletShares 2031 Municipal Bond ETFBSMVNasdaqPassive, fixed income9/15/2021Hartford Schroders Commodity Strategy ETFHCOMNYSE ArcaActive, commodities9/14/2021Simplify Tail Risk Strategy ETFCYANYSE ArcaActive, options strategy9/13/2021Dimensional World exUS Core Equity 2 ETF

DFAX

NYSE Arca

Active, international equity9/13/2021

Dimensional International Value ETF

DFIVNYSE Arca

Active, international equity9/10/2021VanEck HIP Sustainable Muni ETFSMICboe Global MarketsActive, ESG, municipal debt9/9/2021LifeGoal Children Investment ETFCHLDNYSE ArcaActive, multi-asset9/9/2021LifeGoal Homeowner Investment ETFHOMNYSE ArcaActive, multi-asset9/9/2021LifeGoal General Conservative Investment ETFSAVNNYSE ArcaActive, multi-asset9/9/2021LifeGoal Vacation Investment ETFSUNYNYSE ArcaActive, multi-asset9/9/2021LifeGoal Wealth Builder ETFWLTHNYSE ArcaActive, multi-asset9/9/2021Janus Henderson Sustainable Corporate Bond ETFJIBNYSE ArcaActive, ESG9/9/2021Janus Henderson Net Zero Transition Resources ETFJZRONYSE ArcaActive, ESG9/9/2021Janus Henderson Sustainable Corporate Bond ETFSCRDNYSE ArcaActive, ESG9/9/2021Janus Henderson International Sustainable Equity ETFSXUSNYSE ArcaActive, ESG9/9/2021Janus Henderson U.S. Sustainable Equity ETFSSPXNYSE ArcaActive, ESG9/9/2021ALPS Global Travel Beneficiaries ETFJRNYNYSE ArcaPassive, thematic9/9/2021PIMCO Municipal Income Opportunities Active Exchange-Trade FundMINONYSE ArcaActive, municipal debt9/9/2021Global X Solar ETRAYSNasdaqPassive, thematic9/9/2021Global X Wind Energy ETFWNDYNasdaqPassive, thematic8/26/2021

Global X NASDAQ 100 Collar 95-110 ETF

QCLRNasdaqPassive, options strategy

8/26/2021

Global X NASDAQ 100 Risk Managed Income ETF

QRMINasdaq

Passive, options strategy

8/26/2021

Global X NASDAQ 100 Tail Risk ETF

QTRNasdaq

Passive, options strategy

8/26/2021

Global X S&amp;P 500 Collar 95-110 ETF

XCLRNYSE ArcaPassive, options strategy

8/26/2021

Global X S&amp;P 500 Risk Managed Income ETF

XRMINYSE Arca

Passive, options strategy

8/26/2021

Global X S&amp;P 500 Tail Risk ETF

XTRNYSE Arca

Passive, options strategy

8/26/2021AAM Bahl &amp; Gaynor Small/Mid Cap Income Growth ETF

SMIGNYSE ArcaActive, dividend, small/midcap8/24/2021

The Future Fund Active ETF

FFNDNYSE ArcaActive, thematic8/24/2021Revere Sector Opportunity ETF

RSPYNYSE ArcaActive, sector fund-of-funds

8/24/2021Zacks Earnings Consistent Portfolio ETF

ZECPCboe Global MarketsActive, equity

8/19/2021John Hancock Mortgage-Backed Securities ETF

JHMBNYSE ArcaActive, fixed income

8/18/2021MicroSectors FANG &amp; Innovation -3x Inverse Leveraged ETN

BERZNYSE ArcaInverse8/18/2021MicroSectors FANG &amp; Innovation 3x Leveraged ETNBULZNYSE ArcaLeveraged8/11/2021BNY Mellon Ultra Short Income ETFBKUINYSE ArcaActive, ultrashort fixed income8/11/2021Hartford Schroders ESG US Equity ETF

HEETCboe Global MarketsActive, ESG8/5/2021Blackrock Future Climate and Sustainable Economy ETFBECONYSE ArcaActive, ESG8/5/2021Nuveen Dividend Growth ETFNDVGNYSE ArcaActive (nontransparent), dividend growth8/5/2021Nuveen Small Cap Select ETFNSCSNYSE ArcaActive (nontransparent), small cap8/5/2021Nuveen Winslow Large-Cap Growth ESG ETFNWLGNYSE ArcaActive (nontransparent), ESG8/4/2021SonicShares Global Shipping ETFBOATNYSE ArcaPassive, thematic8/4/2021Spear Alpha ETFSPRXNasdaqActive, thematic, disruptive innovation8/4/2021Virtus Duff &amp; Phelps Clean Energy ETFVCLNNYSE ArcaActive, ESG7/29/2021Direxion Daily Global Clean Energy Bull 2X Shares ETFKLNENYSE ArcaLeveraged, ESG7/29/2021Timothy Plan High Dividend Stock Enhanced ETFTPHENYSE ArcaPassive, smart beta, socially responsible7/29/2021Timothy Plan US Large/Mid Cap Core Enhanced ETFTPLENYSE ArcaPassive, smart beta, socially responsible7/27/2021DriveWealth Power Saver ETFEERNNYSE ArcaActive, fixed income7/27/2021DriveWealth Steady Saver ETFSTBLNYSE ArcaActive, fixed income7/27/2021Impact Shares Affordable Housing MBS ETFOWNSNYSE ArcaActive, fixed income, MBS, socially responsible7/23/2021International Drawdown Managed Equity ETF

IDMECboe Global MarketsActive, global ex-U.S., equity7/22/2021Gavekal Asia Pacific Government Bond ETFAGOVNYSE ArcaActive, Asia Pacific fixed income7/22/2021Formidable Fortress ETFKONGNYSE ArcaActive, large/midcap7/22/2021Direxion Low Priced Stock ETFLOPXNYSE ArcaPassive, smart beta7/21/2021iClima Global Decarbonization Transition Leaders ETFCLMANYSE ArcaPassive, ESG

7/21/2021iClima Distributed Renewable Energy Transition Leaders ETFSHFTNYSE ArcaPassive, ESG7/21/2021Amplify Thematic All-Stars ETFMVPSNYSE ArcaPassive, thematic, smart beta7/20/2021Viridi Cleaner Energy Crypto-Mining &amp; Semiconductor ETFRIGZNYSE ArcaActive, ESG, cryptocurrency7/20/2021VectorShares Min Vol ETFVSPYNYSE ArcaActive, fixed income w/options overlay7/16/2021ALPS Hillman Active Value ETFHVALNYSE ArcaActive, domestic large cap7/16/2021 ATAC Credit Rotation ETFJOJONYSE ArcaActive, fixed income7/15/2021Goldman Sachs Future Planet Equity ETFGSFPNYSE ArcaActive, global, ESG7/15/2021iShares iBonds Dec 2031 Term Treasury ETFIBTLNasdaqPassive, fixed income, target maturity7/14/2021Defiance Next Gen Big Data ETFBIGYNYSE ArcaPassive, thematic, smart beta7/14/2021FIS Knights of Columbus Global Belief ETFKOCGNYSE ArcaActive, socially responsible7/14/2021Global X Blockchain ETFBKCHNasdaqPassive, global, thematic7/14/2021Global X Hydrogen ETFHYDRNasdaqPassive, global, thematic7/14/2021Global X AgTech &amp; Food Innovation ETFKROPNasdaqPassive, global, thematic7/14/2021Jacob Forward ETFJFWDNYSE ArcaActive, disruptive technology7/13/2021Cabana Target Leading Sector Aggressive ETFCLSANYSE ArcaActive, asset allocation7/13/2021Cabana Target Leading Sector Conservative ETFCLSCNYSE ArcaActive, asset allocation7/13/2021Cabana Target Leading Sector Moderate ETFCLSMNYSE ArcaActive, asset allocation7/13/2021Pacer Metaurus US Large Cap Dividend Multiplier 400 ETFQDPLNYSE ArcaPassive, asset allocation7/13/2021Pacer Metaurus US Large Cap Dividend Multiplier 300 ETFTRPLNYSE ArcaPassive, asset allocation7/13/2021FT Cboe Vest US Equity Enhance &amp; Moderate Buffer ETF - JuneXJUNCboe Global MarketsActive, defined outcome, leveraged 7/9/2021iShares iBonds 2027 Term High Yield and Income ETFIBHGCboe Global MarketsPassive, fixed income, target maturity7/8/2021JPMorgan ActiveBuilders International Equity ETFJIDANYSE ArcaActive, international large cap7/8/2021JPMorgan ActiveBuilders U.S. Large Cap Equity ETFJUSANYSE ArcaActive, domestic large cap7/7/2021ETFMG 2x Daily Alternative Harvest ETFMJXLNYSE ArcaLeveraged, cannabis7/7/2021Zega Buy &amp; Hedge ETFZHDGNYSE ArcaActive, asset allocation7/2/2021AdvisorShares Gerber Kawasaki ETFGKNYSE ArcaActive7/1/2021Alexis Practical Tactical ETFLEXINYSE ArcaActive7/1/2021American Century Emerging Markets Bond ETFAEMBNYSE ArcaActive7/1/2021American Century Sustainable Growth ETFESGYNYSE ArcaActive, ESG7/1/2021American Century Multisector Income ETFMUSINYSE ArcaActive7/1/2021 Innovator Defined Wealth Shield ETFBALTCboe Global MarketsActive, Defined outcome7/1/2021Innovator Growth Accelerated Plus ETF - JulyQTJLCboe Global MarketsActive, Defined outcome7/1/2021Innovator U.S. Equity Accelerated 9 Buffer ETF - JulyXBJLCboe Global MarketsActive, Defined outcome7/1/2021Innovator U.S. Equity Accelerated ETF - JulyXDJLCboe Global MarketsActive, Defined outcome7/1/2021Innovator U.S. Equity Accelerated Plus ETF - JulyXTJLCboe Global MarketsActive, Defined outcome7/1/2021Pacer Swan SOS Conservative (July) ETFPSCJCboe Global MarketsActive, Defined outcome7/1/2021Pacer Swan SOS Flex (July) ETFPSFJCboe Global MarketsActive, Defined outcome7/1/2021Pacer Swan SOS Moderate (July) ETFPSMJCboe Global MarketsActive, Defined outcome6/30/2021Roundhill Ball Metaverse ETFMETANYSE ArcaPassive, thematic6/30/2021Invesco S&amp;P 500 QVM Multi-Factor ETFQVMLNYSE ArcaPassive, smart beta6/30/2021Invesco S&amp;P MidCap 400 QVM Multi-Factor ETFQVMMNYSE ArcaPassive, smart beta6/30/2021Invesco SmallCap 600 QVM Multi-Factor ETFQVMSNYSE ArcaPassive, smart beta6/29/2021LeaderShares Dynamic Yield ETFDYLDNYSE ArcaActive, fixed income6/29/2021IQ MacKay ESG Core Plus Bond ETFESGBNYSE ArcaActive, fixed income, ESG6/29/2021iShares Gold Trust MicroIAUMNYSE ArcaPassive, physical gold6/29/2021Sparkline Intangible Value ETFITANNYSE ArcaActive6/24/2021Amplify Cleaner Living ETFDTOXNYSE ArcaPassive, thematic6/24/2021iShares iBonds Dec 2031 Term Corporate ETFIBDWNYSE ArcaPassive, fixed income, target maturity6/24/2021WisdomTree U.S. Growth &amp; Momentum FundWGRONasdaqPassive, smart beta6/23/2021Janus Henderson U.S. Real Estate ETFJRENYSE ArcaActive, real estate6/23/2021First Trust Indxx Medical Devices ETFMDEVCboe Global MarketsPassive, thematic, global6/23/2021Robinson Alternative Yield Pre-Merger SPAC ETFSPAXNYSE ArcaActive, SPAC6/23/2021Engine No. 1 Transform 500 ETFVOTECboe Global MarketsPassive, ESG6/21/2021FT Cboe Vest Growth-100 Buffer ETF - JuneQJUNCboe Global MarketsActive, Defined outcome6/21/2021FT Cboe Vest International Equity Buffer ETF - JuneYJUNCboe Global MarketsActive, Defined outcome6/17/2021Asian Growth Cubs ETF CUBSNYSE ArcaActive, emerging markets6/17/2021Fidelity Preferred Securities &amp; Income ETFFPFDCboe Global MarketsActive, fixed income6/17/2021Fidelity Sustainability U.S. Equity ETFFSSTNYSE ArcaActive, ESG6/17/2021Fidelity Women's Leadership ETFFDWMNYSE ArcaActive, ESG6/16/2021ETFMG 2x Daily Travel Tech ETFAWYXNYSE ArcaLeveraged, thematic6/16/2021ETFMG Prime 2X Daily Junior Silver Miners ETSILXNYSE ArcaLeveraged, thematic6/16/2021ETFMG Prime 2X Daily Inverse Junior Silver Miners ETFSINVNYSE ArcaInverse, thematic6/16/2021Pacer iPath Gold Trendpilot ETNPBUGNYSE ArcaPassive, gold futures6/16/2021Syntax Stratified US Total Market Hedged ETFSHUSNYSE ArcaActive, hedged6/15/2021First Trust Expanded Technology ETFXPNDNYSE ArcaActive, thematic6/14/2021Dimensional U.S. Core Equity 2 ETFDFACNYSE ArcaActive, equity6/14/2021Dimensional U.S. Small Cap ETFDFASNYSE ArcaActive, equity6/14/2021Dimensional U.S. Targeted Value ETFDFATNYSE ArcaActive, equity6/14/2021Dimensional U.S. Equity ETFDFUSNYSE ArcaActive, equity6/11/2021Invesco Nasdaq Biotechnology ETFIBBQNasdaqPassive, thematic6/11/2021Invesco PHLX Semiconductor ETFSOXQNasdaqPassive, thematic6/10/2021Emles Alpha Opportunities ETFEOPSCboe Global MarketsActive, multi-asset6/10/2021iShares Cloud 5G and Tech ETFIDATNYSE ArcaPassive, thematic6/10/2021Direxion Daily Travel &amp; Vacation Bull 2X SharesOOTONYSE ArcaLeveraged, thematic6/10/2021Direxion Daily 5G Communications Bull 2X SharesTENGNYSE ArcaLeveraged, thematic6/9/2021KraneShares Hang Seng TECH Index ETFKTECNYSE ArcaPassive, China6/9/2021T. Rowe Price U.S. Equity Research ETFTSPANYSE ArcaActive, nontransparent6/4/2021Defiance Hotel Airline and Cruise ETFCRUZNYSE ArcaPassive, equity, thematic6/3/2021WisdomTree BioRevolution FundWDNACboe Global MarketsPassive, equity, thematic6/1/2021TrueShares Structured Outcome ETF - JuneJUNZCboe Global MarketsActive, Defined outcome5/28/2021Defiance Next Gen Altered Experience ETFPSYNYSE ArcaPassive, thematic5/27/2021Principal International Adaptive Multi-Factor ETFPXUSCboe Global MarketsActive, equity5/26/2021First Trust TCW ESG Premier Equity ETF

EPRENYSE ArcaActive, ESG5/26/2021

First Trust Innovation Leaders ETF

ILDRNYSE ArcaActive, Global5/26/2021

Putnam Focused Large Cap Growth ETF

PGRONYSE Arca

Active (nontransparent)5/26/2021

Putnam Focused Large Cap Value ETF

PVALNYSE Arca

Active (nontransparent)

5/26/2021

Putnam Sustainable Future ETF

PFUTNYSE Arca

Active (nontransparent), ESG

5/26/2021

Putnam Sustainable Leaders ETF

PLDRNYSE Arca

Active (nontransparent), ESG

5/25/2021Fat Tail Risk ETF

FATTCboe Global MarketsActive, multi-asset5/25/2021

FOMO ETFFOMOCboe Global MarketsActive5/25/2021

Simplify US Equity PLUS GBTC ETF

SPBCNasdaqActive, includes bitcoin allocation5/20/2021iShares BBB Rated Corporate Bond ETF

LQDBNYSE ArcaPassive, fixed income5/20/2021

WisdomTree Emerging Markets Efficient Core Fund

NTSENYSE ArcaActive5/20/2021

WisdomTree International Efficient Core Fund

NTSINYSE ArcaActive5/20/2021

Principal U.S. Large-Cap Adaptive Multi-Factor ETF

PLRGCboe Global MarketsActive5/20/2021

Principal U.S. Small-Cap Adaptive Multi-Factor ETF

PLTLCboe Global MarketsActive 5/20/2021

ProShares NASDAQ-100 Dorsey Wright Momentum ETF

QQQANasdaqPassive, smart beta, momentum5/19/2021The De-SPAC ETF

DSPCNYSE ArcaPassive, SPAC5/19/2021The Short De-SPAC ETF

SOGUNYSE ArcaActive, Inverse, SPAC5/18/2021Strategy Shares Gold-Hedged Bond ETFGLDBCboe Global MarketsPassive, fixed income, gold hedge5/18/2021LGBTQ + ESG100 ETFLGBTNasdaqPassive, ESG5/13/2021First Trust New York Municipal High Income ETFFMNYNYSE ArcaActive, fixed income, municipal bonds5/13/2021ETFMG U.S. Alternative Harvest ETFMJUSNYSE ArcaActive, cannabis5/13/2021Simplify Volatility Premium ETFSVOLNYSE ArcaActive, options strategy5/13/2021SonicShares Airlines, Hotels, Cruise Lines ETFTRYPNYSE ArcaPassive, theme5/12/2021Bitwise Crypto Industry Innovators ETFBITQNYSE ArcaPassive, crypto industry5/11/2021Simplify Interest Rate Hedge ETFPFIXNYSE ArcaActive, "Swaptoins" strategy5/11/20216 Meridian Quality Growth ETFSXQGNYSE ArcaActive, quality &amp; growth5/11/2021SoFi Weekly Dividend ETFWKLYNYSE ArcaPassive, dividend strategy5/10/2021Adaptive Growth Opportunities ETFAGOXNYSE ArcaActive, multi-asset, converted from mutual fund5/6/2021WisdomTree Alternative Income FundHYINCboe Global MarketsPassive, alternative credit5/5/2021Freedom Day Dividend ETFMBOXNYSE ArcaActive, dividend strategy5/4/2021Alger 35 ETFATFVNYSE ArcaActive, growth5/3/2021TrueShares Structured Outcome (May) ETFMAYZCboe Global MarketsDefined outcome4/30/2021Formidable ETFFORHNYSE ArcaActive, hedge fund strategy4/30/2021Applied Finance Valuation Large Cap ETFVSLUNYSE ArcaActive, global equity4/29/2021Schwab International Dividend Equity ETFSCHYNYSE ArcaPassive, developed market dividend strategy4/22/2021AdvisorShares Hotel ETF

BEDZNYSE ArcaActive, thematic4/22/2021AdvisorShares Restaurant ETFEATZNYSE ArcaActive, thematic4/22/2021Invesco MSCI Green Building ETFGBLDNYSE ArcaPassive, ESG4/22/2021Acruence Active Hedge U.S. Equity ETFXVOLNYSE ArcaPassive, options hedging strategy4/21/2021Uncommon Portfolio Design Core Equity ETF

UGCENYSE ArcaActive4/19/2021FT Cboe Vest U.S. Equity Deep Buffer ETF – AprilDAPRCboe Global MarketsDefined Outcome4/19/2021FT Cboe Vest U.S. Equity Buffer ETF – AprilFAPRCboe Global MarketsDefined Outcome4/15/2021PGIM Active Aggregate Bond ETFPABNYSE ArcaActive, fixed income4/14/2021VanEck Vectors Digital Transformation ETFDAPPNasdaqPassive, thematic4/12/2021Global X Clean Water ETFAQWANasdaqPassive, thematic4/8/2021BlackRock World ex U.S. Carbon Transition Readiness ETFLCTDNYSE ArcaActive, ESG4/8/2021BlackRock U.S. Carbon Transition Readiness ETFLCTUNYSE ArcaActive, ESG4/7/2021SPDR Bloomberg Barclays Emerging Markets USD Bond ETFEMHCNYSE ArcaPassive, fixed income4/7/2021Vanguard Ultra-Short Bond ETFVUSBCboe Global MarketsActive, fixed income4/1/2021Democracy International Fund ETFDMCYNYSE ArcaPassive, equity4/1/2021Innovator Growth Accelerated ETF - QuarterlyXDQQCboe Global MarketsDefined Outcome4/1/2021Innovator Growth Accelerated Plus ETF - AprilQTAPCboe Global MarketsDefined Outcome4/1/2021Innovator MSCI EAFE Power Buffer ETF - AprilIAPRNYSE ArcaDefined Outcome4/1/2021Innovator MSCI Emerging Markets Power Buffer ETF - AprilEAPRNYSE ArcaDefined Outcome4/1/2021Innovator U.S. Equity Accelerated 9 Buffer ETF - AprilXBAPCboe Global MarketsDefined Outcome4/1/2021Innovator U.S. Equity Accelerated ETF - AprilXDAPCboe Global MarketsDefined Outcome4/1/2021Innovator U.S. Equity Accelerated ETF - QuarterlyXDSQCboe Global MarketsDefined Outcome4/1/2021Innovator U.S. Equity Accelerated Plus ETF - AprilXTAPCboe Global MarketsDefined Outcome4/1/2021Pacer Swan SOS Conservative (April) ETFPSCWCboe Global MarketsDefined Outcome4/1/2021Pacer Swan SOS Flex (April) ETFPSFMCboe Global MarketsDefined Outcome4/1/2021Pacer Swan SOS Moderate (April) ETFPSMRCboe Global MarketsDefined Outcome4/1/2021Trajan Wealth Income Opportunities ETFTWIONYSE ArcaActive, Asset allocation4/1/2021TrueShares Structured Outcome (April) ETFAPRZCboe Global MarketsDefined Outcome3/31/2021John Hancock Corporate Bond ETFJHCBNYSE ArcaActive, fixed income3/30/2021ARK Space Exploration &amp; Innovation ETFARKXCboe Global MarketsActive, thematic3/29/2021SmartETFs Asia Pacific Dividend Builder ETFADIVNYSE ArcaActive, dividend3/29/2021SmartETFs Dividend Builder ETFDIVSNYSE ArcaActive, dividend3/25/2021Direxion Hydrogen ETFHJENNYSE ArcaPassive, thematic3/25/2021iShares International Developed Small Cap Value Factor ETFISVLCboe Global MarketsPassive, smart-beta3/24/2021Monarch Ambassador Income ETF

MAMBCboe Global MarketsPassive, fixed income, ETF-of-ETFs3/24/2021Monarch Blue Chips Core ETF

MBCCCboe Global MarketsPassive, smart beta3/24/2021Monarch ProCap ETF

MPROCboe Global MarketsPassive, asset allocation3/24/2021USCF Midstream Energy Income Fund ETF

UMINYSE ArcaActive, MLPs3/22/2021

FT Cboe Vest U.S. Equity Deep Buffer ETF - March

DMARCboe Global MarketsDefined Outcome3/22/2021

FT Cboe Vest U.S. Equity Buffer ETF - March

FMARCboe Global MarketsDefined Outcome

3/22/2021

FT Cboe Vest Growth-100 Buffer ETF - March

QMARCboe Global Markets

Defined Outcome

3/22/2021FT Cboe Vest International Equity Buffer ETF - March

YMARCboe Global Markets

Defined Outcome

3/19/2021Syntax Stratified US Total Market ETF

SYUSNYSE ArcaActive, equity3/18/2021BlackRock High Yield Muni Income Bond ETF

HYMUCboe Global MarketsActive, muni bonds3/18/2021

BlackRock Intermediate Muni Income Bond ETF

INMUNYSE ArcaActive, muni bonds3/17/2021Hartford Longevity Economy ETF

HLGENYSE ArcaPassive, thematic3/17/2021

Roundhill MVP ETF

MVPNYSE ArcaPassive, thematic3/16/2021Stance Equity ESG Large Cap Core ETF

STNCNYSE ArcaActive (nontransparent), ESG3/12/2021Mairs &amp; Power Minnesota Municipal Bond ETF

MINNCboe Global MarketsActive, muni bonds3/11/2021JPMorgan Emerging Markets Equity Core ETF

JEMACboe Global MarketsActive, emerging markets3/10/2021

Defiance Next Gen H2 ETF

HDRONYSE ArcaPassive3/10/2021ASYMshares ASYMmetric 500 ETF

ASPYNYSE ArcaPassive, long/short3/4/2021

Fidelity Investment Grade Securitized ETF

FSECNYSE ArcaActive, fixed income3/4/2021

Fidelity Investment Grade Bond ETF

FIGBNYSE ArcaActive, fixed income3/4/2021VanEck Vectors Social Sentiment ETF

BUZZNYSE ArcaPassive, AI-enhanced3/3/2021FT Cboe Vest Gold Strategy Target Income ETF

IGLDCboe Global MarketsActive, options strategy3/2/2021JPMorgan Short Duration Core Plus ETF

JSCPNYSE ArcaActive, fixed income3/1/2021TrueShares Structured Outcome (March) ETF

MARZCboe Global MarketsDefined Outcome3/1/2021Alger Mid Cap 40 ETF

FRTYNYSE ArcaActive (Nontransparent)2/26/2021ALPS Active REIT ETF

REITNasdaqActive (Nontransparent)2/25/2021Corbett Road Tactical Opportunity ETF

OPPXNYSE ArcaActive2/24/2021

Humankind U.S. Stock ETF

HKNDNYSE ArcaPassive, ESG2/24/2021

Invesco International Developed Dynamic Multifactor ETF

IMFLCboe Global MarketsPassive, Smart Beta, Multifactor2/24/2021

Global X China Innovation ETF

KEJINasdaqActive, China, Disruptive Innovation2/24/2021

Xtrackers S&amp;P MidCap 400 ESG ETF

MIDENYSE ArcaPassive, ESG2/24/2021Xtrackers S&amp;P SmallCap 600 ESG ETF

SMLENYSE ArcaPassive, ESG2/18/2021Wilshire wShares Enhanced Gold Trust

WGLDNYSE ArcaPhysical gold 2/18/2021American Century Quality Preferred ETF

QPFFCboe Global MarketsActive, fixed income2/18/2021American Century Quality Convertible Securities ETF

QCONCboe Global MarketsActive, fixed income2/18/2021First Trust TCW Emerging Markets Debt ETF

EFIXNYSE ArcaActive2/16/2021Gabelli Growth Innovators ETFGGRWNYSE ArcaActive (Nontransparent)2/10/2021Roundhill Streaming Services &amp; Technology ETF

SUBZNYSE ArcaActive2/10/2021Virtus Newfleet ABS/MBS ETF

VABSNYSE ArcaActive2/5/2021ETRACS 2x Leveraged US Value Factor TR ETN

IWDLNYSE ArcaLeveraged2/5/2021

ETRACS 2x Leveraged US Growth Factor TR ETN

IWFLNYSE Arca

Leveraged

2/5/2021

ETRACS 2x Leveraged US Size Factor TR ETN

IWMLNYSE Arca

Leveraged

2/5/2021

ETRACS 2x Leveraged MSCI US Momentum Factor TR ETN

MTULNYSE Arca

Leveraged

2/5/2021

ETRACS 2x Leveraged MSCI US Quality Factor TR ETN

QULLNYSE Arca

Leveraged

2/5/2021

ETRACS 2x Leveraged US Dividend Factor TR ETN

SCDLNYSE Arca

Leveraged

2/5/2021

ETRACS 2x Leveraged MSCI US Minimum Volatility Factor TR ETN

USMLNYSE Arca

Leveraged

2/4/2021Fidelity Growth Opportunities ETF

FGROCboe Global MarketsActive (Nontransparent) 2/4/2021

Fidelity Magellan ETFFMAGCboe Global Markets

Active (Nontransparent)

2/4/2021

Fidelity Real Estate Investment ETFFPROCboe Global Markets

Active (Nontransparent)

2/4/2021

Fidelity Small-Mid Cap Opportunities ETF

FSMOCboe Global Markets

Active (Nontransparent)

2/4/2021

SPDR Nuveen Municipal Bond ETF

MBNDCboe Global Markets

Active2/3/2021AdvisorShares Alpha DNA Equity Sentiment ETFSENTNYSE ArcaActive2/1/2021TrueShares Structured Outcome (February) ETF

FEBZCboe Global MarketsDefined Outcome2/1/2021Gabelli Love Our Planet &amp; People ETF

LOPPNYSE ArcaActive (Nontransparent)1/29/2021Main Thematic Innovation ETFTMATCboe Global MarketsActive ETF-of-ETFs1/28/2021TrueShares Low Volatility Equity Income ETFDIVZNYSE ArcaActive1/28/2021WisdomTree Cybersecurity Fund

WCBRNasdaqPassive1/27/2021KraneShares SSE STAR Market 50 Index ETF

KSTRNYSE ArcaPassive1/26/2021

Amplify BlackSwan ISWN ETF

ISWNNYSE ArcaPassive1/26/2021Morgan Creek - Exos SPAC Originated ETF

SPXZNYSE ArcaActive1/21/2021

FT Cboe Vest Gold Strategy Quarterly Buffer ETF

BGLDCboe Global MarketsDefined Outcome1/21/2021

FT Cboe Vest Fund of Deep Buffer ETFs

BUFDCboe Global Markets

Active, defined outcome

1/21/2021

Proshares Ultra Nasdaq Cloud Computing

SKYUNasdaqLeveraged1/21/2021

ProShares Ultra Nasdaq Cybersecurity

UCYBNasdaqLeveraged1/19/2021FT Cboe Vest U.S. Equity Deep Buffer ETF – January

DJANCboe Global MarketsActive, defined outcome

1/19/2021FT Cboe Vest U.S. Equity Buffer ETF – January

FJANCboe Global MarketsActive, defined outcome

1/15/2021Overlay Shares Hedged Large Cap Equity ETF

OVLHNYSE ArcaActive, Options strategy1/15/2021Overlay Shares Short Term Bond ETF

OVTNYSE ArcaActive, Options strategy, Bond1/14/2021Franklin Exponential Data ETF

XDATCboe Global MarketsActive, Thematic1/14/2021American Century Low Volatility ETF

LVOLNYSE ArcaActive, equity1/14/2021IQ Healthy Hearts ETF

HARTNYSE ArcaPassive, thematic, equity1/13/2021Global X Adaptive U.S. Risk Management ETF

ONOFNYSE ArcaPassive, multi-asset1/13/2021Merlyn.AI Best-of-Breed Core Momentum ETF

BOBCboe Global MarketsPassive, ETF-of-ETFs1/12/2021Horizon Kinetics Inflation Beneficiaries ETF

INFLNYSE ArcaActive, equity1/11/2021Direxion Daily Cloud Computing Bull 2X Shares

CLDLNYSE ArcaLeveraged1/11/2021

Direxion Daily Cloud Computing Bear 2X Shares

CLDSNYSE ArcaInverse1/5/2021Euclid Capital Growth ETF EUCGCboe Global MarketsActive, equity1/4/2021AllianzIM U.S. Large Cap Buffer10 Jan ETFAZAJNYSE ArcaActive, defined outcome

1/4/2021AllianzIM U.S. Large Cap Buffer20 Jan ETFAZBJNYSE ArcaActive, defined outcome

1/4/2021Innovator Double Stacker 9 Buffer ETF - JanuaryDBJA Cboe Global MarketsActive, defined outcome

1/4/2021Innovator Double Stacker ETF - JanuaryDSJACboe Global MarketsActive, defined outcome

1/4/2021TrueShares Structured Outcome (January) ETFJANZCboe Global MarketsActive, defined outcome

1/4/2021Innovator Triple Stacker ETF - JanuaryTSJACboe Global MarketsActive, defined outcome# The following ETFs and ETNs have been launched in 2020 YTD:

LaunchFundTickerExchange12/31/2020SmartETFs Advertising &amp; Marketing Technology ETF

MRADNYSE Arca12/31/2020

Rayliant Quantamental China Equity ETF

RAYCNYSE Arca12/31/2020

Sound Enhanced Fixed Income ETF

SDEFNYSE Arca12/31/2020

Sound Equity Income ETF

SDEINYSE Arca12/30/2020AVDR US LargeCap ESG ETF

AVDGCboe Global Markets

12/30/2020

AVDR US LargeCap Leading ETF

AVDRCboe Global Markets

12/30/2020

Cabot Growth ETF

CBTGCboe Global Markets

12/30/2020

Merlyn.AI SectorSurfer Momentum ETF

DUDECboe Global Markets

12/30/2020

UPHOLDINGS Compound Kings ETF

KNGSCboe Global Markets

12/30/2020

Pacer Swan SOS Fund of Funds ETF

PSFFCboe Global Markets12/30/2020

SP Funds S&amp;P Global REIT Sharia ETF

SPRENYSE Arca12/29/2020Simplify Volt Pop Culture Disruption ETF

VPOPNYSE Arca

12/29/2020

Simplify Volt Fintech Disruption ETF

VFINNYSE Arca

12/29/2020

Simplify Volt Cloud and Cybersecurity Disruption ETF

VCLONYSE Arca

12/29/2020

Simplify Volt RoboCar Disruption and Tech ETF

VCARNYSE Arca12/29/2020

Advisorshares Q Dynamic Growth ETF

QPXNYSE Arca12/29/2020

Advisorshares Q Portfolio Blended Allocation ETF

QPTNYSE Arca12/29/2020

Gotham Enhanced 500 ETF

GSPYNYSE Arca12/23/2020Swan Hedged Equity US Large Cap ETF

HEGDCboe Global Markets12/23/2020

Pacer Swan SOS Conservative (December) ETF

PSCXCboe Global Markets

12/23/2020

Pacer Swan SOS Flex (December) ETF

PSFDCboe Global Markets

12/23/2020

Pacer Swan SOS Moderate (December) ETF

PSMDCboe Global Markets

12/22/2020Invesco Focused Discovery Growth ETF

IVDGCboe Global Markets

12/22/2020Invesco US Large Cap Core ESG ETF

IVLCCboe Global Markets

12/22/2020Invesco Real Assets ESG ETF

IVRACboe Global Markets

12/22/2020Invesco Select Growth ETF

IVSGCboe Global Markets

12/21/2020FT Cboe Vest U.S. Equity Deep Buffer ETF - December

DDECCboe Global Markets

12/21/2020FT Cboe Vest U.S. Equity Buffer ETF - December

FDECCboe Global Markets

12/21/2020FT Cboe Vest Growth-100 Buffer ETF - December

QDECCboe Global Markets

12/21/2020FT Cboe Vest International Equity Buffer ETF - December

YDECCboe Global Markets

12/21/2020WisdomTree Enhanced Commodity Strategy FundGCCNYSE Arca12/17/2020Direxion World Without Waste ETF

WWOWNYSE Arca12/16/2020First Trust International Developed Capital Strength ETF

FICSNasdaq12/16/2020The SPAC and New Issue ETF

SPCXNYSE Arca12/15/2020Distillate International Fundamental Stability &amp; Value ETF

DSTXNYSE Arca12/12/2020Simplify Growth Equity PLUS Convexity ETF

QQCNasdaq12/12/2020Simplify Growth Equity PLUS Downside Convexity ETF

QQDNasdaq12/10/2020Avantis Core Municipal Fixed Income ETF

AVMUNYSE Arca12/10/2020JPMorgan Carbon Transition U.S. Equity ETF

JCTRNYSE Arca12/10/2020Adasina Social Justice All Cap Global ETF

JSTCNYSE Arca12/9/2020Blue Horizon BNE ETF

BNENYSE Arca12/9/2020KraneShares CICC China Consumer Leaders Index ETF

KBUYNYSE Arca12/8/2020TrimTabs Donoghue Forlines Tactical High Yield ETF

DFHYCboe Global Markets12/8/2020TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNVCboe Global Markets12/8/2020Inspire Faithward Large Cap Momentum ESG ETF

FEVRNYSE Arca12/8/2020Inspire Faithward Mid Cap Momentum ESG ETF

GLRYNYSE Arca12/3/2020QRAFT AI-Enhanced U.S. Next Value ETF

NVQNYSE Arca12/3/2020Ballast Small/Mid Cap ETF

MGMTNYSE Arca12/3/2020MicroSectors Gold Miners 3X Leveraged ETN

GDXUNYSE Arca12/3/2020MicroSectors Gold Miners -3X Inverse Leveraged ETN

GDXDNYSE Arca12/2/2020

Dimensional Emerging Core Equity Market ETF

DFAENYSE Arca12/2/2020

Invesco High Yield Bond Factor ETF

IHYFNasdaq12/2/2020

KFA Mount Lucas Index Strategy ETF

KMLMNYSE Arca12/2/2020

VanEck Vectors Moody’s Analytics BBB Corporate Bond ETF

MBBBCboe Global Markets12/2/2020VanEck Vectors Moody’s Analytics IG Corporate Bond ETF

MIGCboe Global Markets12/1/2020Amplify Pure Junior Gold Miners ETF

JGLDNYSE Arca12/1/2020TrueShares Structured Outcome (December) ETF

DECZCboe Global Markets11/25/2020Emles Protective Allocation ETF

DEFNCboe Global Markets11/25/2020Emles Luxury Goods ETF

LUXECboe Global Markets11/24/2020KFA Value Line Dynamic Core Equity Index ETF

KVLENYSE Arca11/24/2020KraneShares CICC China 5G &amp; Semiconductor Index ETF

KFVGNYSE Arca11/18/2020Dimensional International Core Equity Market ETF

DFAINYSE Arca11/18/2020Dimensional US Core Equity Market ETF

DFAUNYSE Arca11/18/2020Virtus Terranova U.S. Quality Momentum ETF

JOETNasdaq11/18/20202ndVote Society Defended ETF

EGISCboe Global Markets11/18/20202ndVote Life Neutral Plus ETF2ndVote Life Neutral Plus ETF

LYFECboe Global Markets11/18/2020ATAC US Rotation ETF

RORONYSE Arca11/17/2020Leatherback Long/Short Alternative Yield ETF

LBAYNYSE Arca11/17/2020JPMorgan BetaBuilders U.S. Small Cap Equity ETF

BBSCNYSE Arca11/13/2020Changebridge Capital Long/Short Equity ETF

CBLSNYSE Arca11/13/2020Changebridge Capital Sustainable Equity ETF

CBSENYSE Arca11/12/2020iShares iBonds 2026 Term High Yield and Income ETF

IBHFCboe Global Markets11/12/2020Direxion Moonshot Innovators ETF

MOONNYSE Arca11/12/2020SmartETFs Sustainable Energy II ETF

SULRCboe Global Markets11/11/2020Global X Emerging Markets Internet &amp; E-commerce ETF

EWEBNasdaq11/11/2020SPDR Bloomberg SASB Corporate Bond ESG Select ETF

RBNDNYSE Arca11/9/2020Goldman Sachs Innovate Equity ETF

GINNNYSE Arca11/5/2020VictoryShares Protect America ETF

SHLDNasdaq11/4/2020VictoryShares Top Veteran Employers ETF

VTRNNasdaq11/3/2020DEMZ Political Contributions ETF

DEMZNasdaq11/2/2020TrueShares Structured Outcome ETF - NovemberNVMZCboe Global Markets10/29/2020American Conservative Values ETF

ACVFNYSE Arca10/29/2020

iShares US Small Cap Value Factor ETF

SVALCboe Global Markets10/29/2020

Global X CleanTech ETF

CTECNasdaq10/29/2020

Global X Data Center REITs &amp; Digital Infrastructure ETF

VPNNasdaq10/27/2020LeaderShares Activist Leaders ETF

ACTVNYSE Arca10/27/2020LeaderShares AlphaFactor Tactical Focused ETF

LSATNYSE Arca10/23/2020Nifty India Financials ETF

INDFNYSE Arca10/21/2020ETRACS Alerian Midstream Energy Total Return Index ETN

AMTRNYSE Arca10/21/2020

Trend Aggregation Conservative ETF

TACENYSE Arca10/21/2020

Rareview Dynamic Fixed Income ETF

RDFICboe Global Markets10/21/2020

Rareview Tax Advantaged Income ETF

RTAICboe Global Markets

10/19/2020FT Cboe Vest U.S. Equity Deep Buffer ETF - October

DOCTCboe Global Markets10/19/2020

FT Cboe Vest U.S. Equity Buffer ETF - October

FOCTCboe Global Markets

10/19/2020

Janus Henderson AAA CLO ETF

JAAANYSE Arca10/16/2020ProShares MSCI Transformational Changes ETF

ANEWNYSE Arca10/15/2020Avantis Core Fixed Income ETF

AVIGNYSE Arca10/15/2020

Avantis Short-Term Fixed Income ETF

AVSFNYSE Arca10/15/2020

Emles Made in America ETF

AMERCboe Global Markets10/15/2020

Emles Federal Contractors ETF

FEDXCboe Global Markets10/15/2020

Emles @Home ETF

LIVCboe Global Markets10/15/2020Emles Real Estate Credit ETF

RECCboe Global Markets10/13/2020Invesco NASDAQ Next Gen 100 ETF

QQQJNasdaq10/13/2020Invesco NASDAQ 100 ETF

QQQMNasdaq10/8/2020iShares ESG Advanced MSCI EM ETF

EMXFNasdaq10/8/2020iShares BB Rated Corporate Bond ETF

HYBBNYSE Arca10/2/2020ClearShares Piton Intermediate Fixed income ETF

PIFINYSE Arca10/2/2020SoFi Weekly Income ETF

TGIFNYSE Arca10/1/2020AllianzIM U.S. Large Cap Buffer10 Oct ETF

AZAONYSE Arca10/1/2020AllianzIM U.S. Large Cap Buffer20 Oct ETF

AZBONYSE Arca10/1/2020BlackRock Future Innovators ETF

BFTRNYSE Arca10/1/2020BlackRock Future Health ETF

BMEDNYSE Arca10/1/2020BlackRock Future Tech ETF

BTEKNYSE Arca10/1/2020Innovator Double Stacker 9 Buffer ETF - October

DBOCCboe Global Markets10/1/2020Innovator Double Stacker ETF - October

DSOCCboe Global Markets10/1/2020Innovator Triple Stacker ETF - October

TSOCCboe Global Markets10/1/2020iShares Virtual Work and Life Multisector ETF

IWFHNYSE Arca10/1/2020TrueShares Structured Outcome (October) ETF

OCTZCboe Global Markets10/1/2020Defiance Next Gen SPAC Derived ETF

SPAKNYSE Arca9/30/2020LHA Market State Tactical Beta ETF

MSTBCboe Global Markets9/24/2020SPDR Bloomberg Barclays 3-12 Month T-Bill ETF

BILSNYSE Arca9/24/2020

Cambria Global Real Estate ETF

BLDGCboe Global Markets9/24/2020

Global X China Biotech Innovation ETF

CHBNasdaq9/24/2020

iShares 25+ Year Treasury STRIPS Bond ETF

GOVZCboe Global Markets9/24/2020

Vanguard ESG U.S. Corporate Bond ETF

VCEBCboe Global Markets9/24/2020

iShares ESG Screened S&amp;P Mid-Cap ETF

XJHCboe Global Markets

9/24/2020

iShares ESG Screened S&amp;P Small-Cap ETF

XJRCboe Global Markets

9/24/2020

iShares ESG Screened S&amp;P 500 ETF

XJVVCboe Global Markets

9/21/2020FT Cboe Vest U.S. Equity Deep Buffer ETF - September

DSEPCboe Global Markets9/21/2020

FT Cboe Vest U.S. Equity Buffer ETF - September

FSEPCboe Global Markets9/21/2020

Global X Nasdaq 100 Covered Call &amp; Growth ETF

QYLGNasdaq9/21/2020

Global X S&amp;P 500 Covered Call &amp; Growth ETF

XYLGNYSE Arca9/17/2020Cabana Target Drawdown 5 ETF

TDSANYSE Arca9/17/2020

Cabana Target Drawdown 7 ETF

TDSBNYSE Arca9/17/2020

Cabana Target Drawdown 10 ETF

TDSCNYSE Arca9/17/2020

Cabana Target Drawdown 13 ETF

TDSDNYSE Arca9/17/2020

Cabana Target Drawdown 16 ETF

TDSENYSE Arca9/17/2020

Fidelity U.S. Multifactor ETF

FLRGNYSE Arca9/17/2020

Natixis U.S. Equity Opportunities ETF

EQOPNYSE Arca9/17/2020

Natixis Vaughan Nelson Mid Cap ETF

VNMCNYSE Arca9/17/2020

Natixis Vaughan Nelson Select ETF

VNSENYSE Arca9/16/2020

Invesco BulletShares 2030 Corporate Bond ETF

BSCUNasdaq9/16/2020Invesco BulletShares 2028 High Yield Corporate Bond ETF

BSJSNasdaq9/16/2020Invesco BulletShares 2030 Municipal Bond ETF

BSMUNasdaq9/10/2020Goldman Sachs Access U.S. Aggregate Bond ETF

GCORNYSE Arca9/10/2020VictoryShares Nasdaq Next 50 ETF

QQQNNasdaq9/9/2020AAF First Priority CLO Bond ETF

AAANYSE Arca9/4/2020Simplify US Equity PLUS Downside Convexity ETF

SPDNYSE Arca

9/4/2020Simplify US Equity PLUS Upside Convexity ETF

SPUCNYSE Arca

9/4/2020Simplify US Equity PLUS Convexity ETF

SPYCNYSE Arca

9/3/2020iShares Commodity Curve Carry Strategy ETF

CCRVNYSE Arca9/3/2020iShares MSCI Kuwait ETF

KWTCboe Global Markets9/2/2020AdvisorShares Pure US Cannabis ETF

MSOSNYSE Arca9/1/2020TrueShares Structured Outcome ETF - September

SEPZCboe Global Markets8/31/2020Sterling Capital Focus Equity ETF

LCGNYSE Arca8/25/2020Direxion Connected Consumer ETF

CCONNYSE Arca8/20/2020CornerCap Fundametrics Large-Cap ETF

FUNLCboe Global Markets8/18/2020

Innovator 20+ Year Treasury Bond 5 Floor ETF - July

TFJLCboe Global Markets8/18/2020

Innovator 20+ Year Treasury Bond 9 Buffer ETF - July

TBJLCboe Global Markets8/18/2020Anfield Dynamic Fixed Income ETF

ADFICboe Global Markets8/12/2020North Shore Dual Share Class ETF

DUALNYSE Arca8/11/2020FT Cboe Vest Fund of Buffer ETF

BUFRCboe Global Markets8/5/2020T. Rowe Price Blue Chip Growth ETF

TCHPNYSE Arca8/5/2020

T. Rowe Price Dividend Growth ETF

TDVGNYSE Arca8/5/2020

T. Rowe Price Equity Income ETF

TEQINYSE Arca8/5/2020

T. Rowe Price Growth Stock ETF

TGRWNYSE Arca8/4/2020Defiance Nasdaq Junior Biotechnology ETF

IBBJNasdaq8/3/2020TrueShares Structured Outcome (August) ETF

AUGZCboe Global Markets7/30/2020Global X Telemedicine &amp; Digital Health ETF

EDOCNasdaq7/30/2020KFA Global Carbon ETF

KRBNNYSE Arca7/29/2020KraneShares MSCI China ESG Leaders Index ETF

KESGNYSE Arca7/28/2020SPDR S&amp;P 500 ESG ETF

EFIVNYSE Arca7/24/2020Global Beta Low Beta ETF

GBLONYSE Arca7/24/2020Global Beta Momentum-Growth ETF

GBGRNYSE Arca7/22/2020First Trust Multi-Manager Large Growth ETF

MMLGNYSE Arca7/20/2020FT Cboe Vest U.S. Equity Deep Buffer ETF - July

DJULCboe Global Markets7/20/2020FTCboe Vest U.S. Equity Buffer ETF - July

FJULCboe Global Markets7/16/2020ETRACS Alerian Midstream Energy High Dividend Index ETN

AMNDNYSE Arca7/16/2020

Franklin Liberty Ultra Short Bond ETF

FLUDNYSE Arca7/16/2020

iShares iBonds Dec 2030 Term Treasury ETF

IBTKNasdaq7/16/2020Inspire Tactical Balanced ESG ETF

RISNNYSE Arca7/15/2020American Century Sustainable Equity ETF

ESGANYSE Arca7/15/2020American Century Mid Cap Growth Impact ETF

MIDNYSE Arca7/14/2020Global X Education ETF

EDUTNasdaq7/9/2020Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF

GSIGNYSE Arca7/1/2020AllianzIM U.S. Large Cap Buffer10 Jul ETF

AZALNYSE Arca7/1/2020

AllianzIM U.S. Large Cap Buffer20 Jul ETF

AZBLNYSE Arca7/1/2020

TrueShares Structured Outcome (July) ETF

JULZCboe Global Markets7/1/2020

Innovator Russell 2000 Power Buffer ETF - July

KJULCboe Global Markets7/1/2020

Innovator Nasdaq 100 Power Buffer ETF

NJULCboe Global Markets7/1/2020

Siren Large Cap Blend Index ETF

SPQQNasdaq6/25/2020Agility Shares Managed Risk ETF

MRSKCboe Global Markets6/25/2020Agility Shares Dynamic Tactical Income ETF

THYCboe Global Markets6/25/2020iShares ESG Advanced Total USD Bond Market ETF

EUSBNYSE Arca6/25/2020iShares iBonds Dec 2030 Term Corporate ETF

IBDVNYSE Arca6/25/2020Pacer Lunt Large Cap Alternator ETF

ALTLNYSE Arca6/25/2020Pacer Lunt Large Cap Multi-Factor Alternator ETF

PALCNYSE Arca6/25/2020Pacer Lunt MidCap Multi-Factor Alternator ETF

PAMCNYSE Arca6/25/2020Pacer BioThreat Strategy ETF

VIRSCboe Global Markets6/25/2020Direxion Work From Home ETF

WFHNYSE Arca6/24/2020Global X S&amp;P Catholic Values Developed ex-U.S. ETF

CEFANasdaq6/24/2020Global X Variable Rate Preferred ETF

PFFVNYSE Arca6/22/2020First Trust Cboe Vest U.S. Equity Buffer ETF - June

FJUNCboe Global Markets6/22/2020First Trust Cboe Vest U.S. Equity Deep Buffer ETF - June

DJUNCboe Global Markets6/22/2020ETRACS Alerian Midstream Energy Index ETN

AMNANYSE Arca6/18/2020

iShares ESG Advanced MSCI USA ETF

USXFNasdaq6/18/2020

iShares ESG Advanced MSCI EAFE ETF

DMXFNasdaq6/18/2020

iShares ESG Aware Growth Allocation ETF

EAORCboe Global Markets6/18/2020

iShares ESG Aware Moderate Allocation ETF

EAOMCboe Global Markets6/18/2020

iShares ESG Aware Conservative Allocation ETF

EAOKCboe Global Markets6/18/2020iShares ESG Aware Aggressive Allocation ETF

EAOACboe Global Markets6/18/2020ETFMG Treatments, Testing and Advancements ETF

GERMNYSE Arca6/17/2020Principal Spectrum Tax-Advantaged Dividend Active ETF

PQDINYSE Arca6/11/2020Direxion Dynamic Hedge ETF

DYHGNYSE Arca6/11/2020Direxion High Growth ETF

HIPRNYSE Arca6/11/2020Direxion Fallen Knives ETF

NIFENYSE Arca6/11/2020Franklin Liberty U.S. Treasury Bond ETF

FLGVNYSE Arca6/4/2020Roundhill Sports Betting &amp; iGaming ETF

BETZNYSE Arca6/4/2020Fidelity Blue Chip Growth ETF

FBCGCboe Global Markets6/4/2020Fidelity Blue Chip Value ETF

FBCVCboe Global Markets

6/4/2020Fidelity New Millennium ETF

FMILCboe Global Markets

6/3/2020Global X Emerging Markets Bond ETF

EMBDNYSE Arca6/3/2020ETRACS Quarterly Pay 1.5X Leveraged Wells Fargo BDC Index ETN

BDCXNYSE Arca6/3/2020ETRACS Monthly Pay 1.5X Leveraged Closed-End Fund Index ETN

CEFDNYSE Arca6/3/2020ETRACS Quarterly Pay 1.5X Leveraged Alerian MLP Index ETN

MLPRNYSE Arca6/3/2020ETRACS Monthly Pay 1.5X Leveraged Mortgage REIT ETN

MVRLNYSE Arca6/1/2020AllianzIM US Large Cap Buffer20 Apr ETF

AZBANYSE Arca6/1/2020AllianzIM US Large Cap Buffer10 Apr ETF

AZAANYSE Arca5/29/2020Syntax Stratified SmallCap ETF

SSLYNYSE Arca5/28/2020iShares 0-3 Month Treasury Bond ETF

SGOVNYSE Arca5/28/2020ClearBridge Focus Value ETF

CFCVCboe Global Markets5/21/2020JPMorgan Equity Premium Income ETFJEPINYSE Arca5/21/2020JPMorgan International Growth ETFJIGNYSE Arca5/18/2020FT Cboe Vest U.S. Equity Buffer ETF – May

FMAYCboe Global Markets5/18/2020FT Cboe Vest U.S. Equity Deep Buffer ETF – May

DMAYCboe Global Markets5/15/2020Goldman Sachs MarketBeta Emerging Markets Equity ETF

GSEECboe Global Markets5/15/2020Goldman Sachs MarketBeta International Equity ETF

GSIDCboe Global Markets5/15/2020Goldman Sachs MarketBeta U.S. Equity ETF

GSUSCboe Global Markets5/14/2020LHA Market State Alpha Seeker ETF

MSVXCboe Global Markets5/12/2020LeaderShares Equity Skew ETF

SQEWNYSE Arca5/11/20206 Meridian Mega Cap Equity ETFSIXANYSE Arca5/11/20206 Meridian Hedged Equity-Index Option Strategy ETFSIXHNYSE Arca5/11/20206 Meridian Low Beta Equity Strategy ETFSIXLNYSE Arca5/11/20206 Meridian Small Cap Equity ETFSIXSNYSE Arca5/11/2020ROBO Global Artificial Intelligence ETF

THNQNYSE Arca5/8/2020Trend Aggregation Aggressive Growth ETF

TAAGNYSE Arca5/8/2020Trend Aggregation Dividend Stock ETF

TADSNYSE Arca5/8/2020Trend Aggregation U.S. ETF

TAEQCboe Global Markets5/8/2020Trend Aggregation ESG ETF

TEGSCboe Global Markets5/7/2020AltShares Merger Arbitrage ETF

ARBNYSE Arca5/1/2020Innovator S&amp;P 500 Buffer ETF - May

BMAYCboe Global Markets5/1/2020Innovator S&amp;P 500 Power Buffer ETF - May

PMAYCboe Global Markets5/1/2020Innovator S&amp;P 500 Ultra Buffer ETF - May

UMAYCboe Global Markets4/30/2020First Trust TCW Securitized Plus ETF

DEEDNYSE Arca4/24/2020BNY Mellon International Equity ETF

BKIENYSE Arca4/24/2020BNY Mellon Emerging Markets Equity ETF

BKEMNYSE Arca4/24/2020BNY Mellon Core Bond ETF

BKAGNYSE Arca4/24/2020BNY Mellon Short Duration Corporate Bond ETF

BKSBNYSE Arca4/24/2020BNY Mellon High Yield Beta ETF

BKHYNYSE Arca4/16/2020iShares Factors US Blend Style ETF

STLCCboe Global Markets4/16/2020iShares Factors US Mid Blend Style ETF

STMBCboe Global Markets4/16/2020iShares Factors US Small Blend Style ETFSTSBCboe Global Markets4/15/2020JPMorgan BetaBuilders U.S. Mid Cap Equity ETF

BBMCNYSE Arca4/9/2020BNY Mellon US Large Cap Core Equity ETF

BKLCNYSE Arca4/9/2020BNY Mellon US Mid Cap Core Equity ETF

BKMCNYSE Arca4/9/2020BNY Mellon US Small Cap Core Equity ETF

BKSENYSE Arca4/8/2020Xtrackers MSCI Kokusai Equity ETF

KOKUNYSE Arca4/7/2020First Trust Horizon Managed Volatility Small/Mid ETF

HSMVNYSE Arca4/2/2020American Century Focused Large Cap Value ETF

FLVCboe Global Markets4/2/2020American Century Focused Dynamic Growth ETF

FDGCboe Global Markets4/1/2020Innovator Nasdaq-100 Power Buffer ETF - AprilNAPRCboe Global Markets4/1/2020Innovator Russell 2000 Power Buffer ETF - April

KAPRCboe Global Markets3/31/2020Esoterica NextG Economy ETFWUGICboe Global Markets3/10/2020Qraft AI-Enhanced U.S. High Dividend ETF

HDIVNYSE Arca3/2/2020TrueMark ESG Active Opportunities Fund

ECOZNYSE Arca3/2/2020TrueMark Technology, AI and Deep Learning Fund

LRNZNYSE Arca3/2/2020

Innovator S&amp;P 500 Buffer ETF - March

BMARCboe Global Markets3/2/2020

Innovator S&amp;P 500 Ultra Buffer ETF - March

UMARCboe Global Markets3/2/2020

Innovator S&amp;P 500 Power Buffer ETF - March

PMARCboe Global Markets2/27/2020Franklin Disruptive Commerce ETF

BUYZCboe Global Markets

2/27/2020

Franklin Genomic Advancements ETF

HELXCboe Global Markets

2/27/2020

Franklin Intelligent Machines ETF

IQMCboe Global Markets

2/27/2020iShares iBonds Dec 2021 Term Treasury ETF

IBTANasdaq2/27/2020

iShares iBonds Dec 2022 Term Treasury ETF

IBTBNasdaq

2/27/2020

iShares iBonds Dec 2023 Term Treasury ETF

IBTDNasdaq

2/27/2020

iShares iBonds Dec 2024 Term Treasury ETF

IBTENasdaq

2/27/2020

iShares iBonds Dec 2025 Term Treasury ETF

IBTFNasdaq

2/27/2020

iShares iBonds Dec 2026 Term Treasury ETF

IBTGNasdaq

2/27/2020

iShares iBonds Dec 2027 Term Treasury ETF

IBTHNasdaq

2/27/2020

iShares iBonds Dec 2028 Term Treasury ETF

IBTINasdaq

2/27/2020iShares iBonds Dec 2029 Term Treasury ETF

IBTJNasdaq

2/25/2020Merlyn AI Tactical Growth &amp; Income ETF

SNUGNasdaq2/24/2020FT Cboe Vest U.S. Equity Buffer ETF – February

FFEBCboe Global Markets2/24/2020FT Cboe Vest U.S. Equity Deep Buffer ETF – February

DFEBCboe Global Markets2/20/2020Hartford Core Bond ETFHCRBCboe Global Markets2/13/2020ETFMG Travel Tech ETFAWAYNYSE Arca2/11/2020Armor US Equity Index ETF ARMRNYSE Arca2/7/2020iShares ESG MSCI EM Leaders ETFLDEMNasdaq2/5/2020iPath Series B US Treasury 10-year Bear ETNBTYSCboe Global Markets2/5/2020Direxion MSCI USA ESG - Leaders vs. Laggards ETFESNGNYSE Arca2/5/2020Direxion Flight to Safety Strategy ETFFLYTNYSE Arca2/5/2020First Trust Merger Arbitrage ETFMARBNYSE Arca2/5/2020Direxion S&amp;P 500 High minus Low Quality ETFQMJNYSE Arca2/3/2020Innovator S&amp;P 500 Buffer ETF - FebruaryBFEBCboe Global Markets2/3/2020Innovator S&amp;P 500 Power Buffer ETF - FebruaryPFEBCboe Global Markets2/3/2020Innovator S&amp;P 500 Ultra Buffer ETF - FebruaryUFEBCboe Global Markets1/22/2020Absolute Core Strategy ETFABEQNYSE Arca1/22/2020CP High Yield Trend ETFHYTRNYSE Arca1/17/2020Syntax Stratified MidCap ETFSMDYNYSE Arca1/17/2020Day Hagan/Ned Davis Research Smart Sector ETFSSUSNYSE Arca1/16/2020iShares Factors US Growth Style ETFSTLGCboe Global Markets1/16/2020iShares Factors US Value Style ETFSTLVCboe Global Markets1/10/2020iShares U.S. Tech Breakthrough Multisector ETFTECBNYSE Arca1/6/2020Leuthold Core ETFLCRNYSE Arca1/2/2020Innovator Russell 2000 Power Buffer ETF — JanuaryKJANCboe Global Markets1/2/2020Innovator Nasdaq-100 Power Buffer ETF — January NJANCboe Global Markets1/2/2020Innovator MSCI EAFE Power Buffer ETF — January IJANNYSE Arca1/2/2020Innovator MSCI Emerging Markets Power Buffer ETF — January EJANNYSE Arca# The following ETFs and ETNs have been launched in 2019 YTD:

LaunchFundTickerExchange12/30/2019SP Funds Dow Jones Global Sukuk ETF

SPSKNYSE Arca12/30/2019Infusive Compounding Global Equities ETF

JOYYNYSE Arca12/27/2019Global Beta Smart Income ETF

GBDVNYSE Arca12/27/2019Source Dividend Opportunity ETFDVOPCboe Global Markets12/27/2019AdvisorShares Dorsey Wright FSM All Cap World ETF

DWAWNasdaq12/27/2019AdvisorShares Dorsey Wright FSM US Core ETF

DWUSNasdaq12/27/2019AdvisorShares Dorsey Wright Alpha Equal Weight ETF

DWEQNasdaq12/23/2019Franklin Liberty Systematic Style Premia ETF

FLSPNYSE Arca12/19/2019Nationwide Risk-Managed Income ETF

NUSINYSE Arca12/19/2019PIMCO RAFI ESG U.S. ETFRAFENYSE Arca12/18/2019iM DBi Hedge Strategy ETF

DBEHNYSE Arca12/18/2019SP Funds S&amp;P 500 Sharia Industry Exclusions ETF

SPUSNYSE Arca12/17/2019IIQ Candriam ESG International Equity ETFIQSINYSE Arca12/17/2019IQ Candriam ESG U.S. Equity ETFIQSUNYSE Arca12/17/2019Anfield U.S. Equity Sector Rotation ETFAESRCboe Global Markets12/13/2019RPAR Risk Parity ETFRPARNYSE Arca12/12/2019PIMCO Enhanced Short Maturity Active ESG ETF

EMNTNYSE Arca12/11/2019MicroSectors Cannabis 2x Leveraged ETNMJONYSE Arca12/11/2019MicroSectors Cannabis Index ETNMJJNYSE Arca12/10/2019KFA Dynamic Fixed Income ETF

KDFINYSE Arca12/5/2019JPMorgan BetaBuilders International Equity ETF

BBINCboe Global Markets12/4/2019North Shorte Global Uranium Mining ETFURNMNYSE Arca12/4/2019First Trust Active Factor Small Cap ETFAFSMNYSE Arca12/4/2019First Trust Active Factor Mid Cap ETFAFMCNYSE Arca12/4/2019First Trust Active Factor Large Cap ETFAFLGNYSE Arca12/3/2019Timothy Plan International ETFTPIFNYSE Arca12/3/2019Timothy Plan U.S. Small Cap Core ETFTPSCNYSE Arca12/2/2019Innovator S&amp;P 500 Buffer ETF - December

BDECCboe Global Markets12/2/2019Innovator S&amp;P 500 Power Buffer ETF - December

PDECCboe Global Markets12/2/2019Innovator S&amp;P 500 Ultra Buffer ETF - December

UDECCboe Global Markets11/20/2019AAM Low Duration Preferred and Income Securities ETFPFLDNYSE Arca11/18/2019FT Cboe Vest U.S. Equity Buffer ETF - NovemberFNOVCboe Global Markets11/18/2019FT Cboe Vest U.S. Equity Deep Buffer ETF - NovemberDNOVCboe Global Markets11/15/2019SmartETFs Smart Transportation &amp; Technology ETFMOTONYSE Arca11/14/2019WisdomTree Mortgage Plus Bond FundMTGPNYSE Arca11/14/2019Defiance Next Gen Food and Agriculture ETFDIETNYSE Arca11/13/2019MicroSectors FANG+ Index ETNFNGSNYSE Arca11/7/2019Fidelity Stocks For Inflation ETFFCPI Cboe Global Markets11/7/2019Direxion Daily S&amp;P 500 High Beta Bull 3X SharesHIBLNYSE Arca11/7/2019Direxion Daily S&amp;P 500 High Beta Bear 3X SharesHIBSNYSE Arca11/7/2019Direxion Daily Dow Jones Internet Bull 3X SharesWEBLNYSE Arca11/7/2019Direxion Daily Dow Jones Internet Bear 3X SharesWEBSNYSE Arca11/7/2019FT Cboe Vest U.S. Equity Deep Buffer ETF - August DAUGCboe Global Markets11/7/2019FT Cboe Vest U.S. Equity Buffer ETF - AugustFAUGCboe Global Markets11/7/2019ProShares Russell U.S. Dividend Growers ETFTMDVCboe Global Markets11/7/2019ProShares S&amp;P Technology Dividend Aristocrats ETFTDVCboe Global Markets11/4/2019Strategy Shares Newfound/ReSolve Robust Momentum ETFROMOCboe Global Markets11/1/2019Innovator S&amp;P 500 Buffer ETF - November BNOVCboe Global Markets11/1/2019Innovator S&amp;P 500 Power Buffer ETF - NovemberPNOVCboe Global Markets11/1/2019Innovator S&amp;P 500 Ultra Buffer ETF - NovemberUNOVCboe Global Markets10/29/2019Global X Thematic Growth ETFGXTGNasdaq10/29/2019Global X Cybersecurity ETFBUGNasdaq10/29/2019Global X Video Games &amp; Esports ETFHERONasdaq10/24/2019ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN Series B

LMLBNYSE Arca10/24/2019ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN Series B

HDLBNYSE Arca10/24/2019ETRACS Bloomberg Commodity Index Total Return ETN Series BDJCBNYSE Arca10/24/2019ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN Series B

CEFZNYSE Arca10/24/2019ETRACS 2x Monthly Leveraged Wells Fargo Diversified Business Development Company Index ETN Series B

BDCYNYSE Arca10/24/2019Pacer Trendpilot US Bond ETF PTBDNYSE Arca10/24/2019Pacific Global Focused High Yield ETFFJNKNYSE Arca10/24/2019Pacific Global International Equity Income ETFIDYNYSE Arca10/17/2019Merlyn.AI Bull-Rider Bear-Fighter ETF WIZNYSE Arca10/10/2019HCM Defender 500 Index ETF

LGHNYSE Arca

10/10/2019HCM Defender 100 Index ETF

QQHNYSE Arca

10/10/2019Schwab Long-Term U.S. Treasury ETF

SCHQNYSE Arca

10/10/2019Schwab 5-10 Year Corporate Bond ETF

SCHINYSE Arca

10/10/2019Schwab 1-5 Year Corporate Bond ETF

SCHJNYSE Arca

10/9/2019ETFMG Sit Ultra Short ETFVALTNYSE Arca10/8/2019iPath Gold ETNGBUGNYSE Arca10/8/2019iPath Silver ETNSBUGNYSE Arca10/7/2019GraniteShares XOUT U.S. Large Cap ETF

XOUTNYSE Arca10/1/2019Innovator Russell 2000 Power Buffer ETF – October

KOCTNYSE Arca

10/1/2019Innovator Nasdaq-100 Power Buffer ETF – October

NOCTNYSE Arca

10/1/2019

Overlay Shares Core Bond ETF

OVBNYSE Arca

10/1/2019

Overlay Shares Foreign Equity ETF

OVFNYSE Arca

10/1/2019

Overlay Shares Large Cap Equity ETF

OVLNYSE Arca

10/1/2019

Overlay Shares Municipal Bond ETF

OVMNYSE Arca

10/1/2019

Overlay Shares Small Cap Equity ETF

OVSNYSE Arca

10/1/2019

Inspire International ESG ETF

WWJDNYSE Arca

9/26/2019Nuveen ESG High Yield Corporate Bond ETFNUHYNYSE Arca9/26/2019Avantis U.S. Small Cap Value ETFAVUVNYSE Arca9/26/2019Avantis International Equity ETFAVDENYSE Arca9/26/2019Avantis International Small Cap Value ETFAVDVNYSE Arca9/26/2019Avantis U.S. Equity ETFAVUSNYSE Arca9/25/2019Columbia Research Enhanced Value ETFREVSNYSE Arca9/25/2019Columbia Research Enhanced Core ETFRECSNYSE Arca9/25/2019Invesco BulletShares 2029 Municipal Bond ETFBSMTNasdaq9/25/2019Invesco BulletShares 2027 Municipal Bond ETFBSMRNasdaq9/25/2019Invesco BulletShares 2028 Municipal Bond ETFBSMSNasdaq9/25/2019Invesco BulletShares 2026 Municipal Bond ETFBSMQNasdaq9/25/2019Invesco BulletShares 2022 Municipal Bond ETFBSMMNasdaq9/25/2019Invesco BulletShares 2024 Municipal Bond ETFBSMONasdaq9/25/2019Invesco BulletShares 2025 Municipal Bond ETFBSMPNasdaq9/25/2019Invesco BulletShares 2023 Municipal Bond ETFBSMNNasdaq9/25/2019Invesco BulletShares 2021 Municipal Bond ETFBSMLNasdaq9/19/2019Avantis Emerging Markets Equity ETFAVEMNYSE Arca9/19/2019Global X Cannabis ETFPOTXNasdaq9/19/2019iShares iBonds Dec 2029 Term Corporate ETFIBDUNYSE Arca9/19/2019Franklin Liberty U.S. Core Bond ETFFLCBNYSE Arca9/12/2019Invesco BulletShares 2027 High Yield Corporate Bond ETF

BSJRNYSE Arca9/12/2019Invesco BulletShares 2029 Corporate Bond ETF

BSCTNYSE Arca9/10/2019U.S. Vegan Climate ETFVEGNNYSE Arca9/10/2019iPath Series B Carbon ETNGRNNYSE Arca9/6/2019WisdomTree Cloud Computing FundWCLDCboe Global Markets9/3/2019Innovator S&amp;P 500 Buffer ETF - September

BSEPCboe Global Markets9/3/2019Innovator S&amp;P 500 Power Buffer ETF - September

PSEPCboe Global Markets

9/3/2019Innovator S&amp;P 500 Ultra Buffer ETF - September

USEPCboe Global Markets

8/20/2019First Trust EIP Carbon Impact ETF

ECLNNYSE Arca8/1/2019Innovator S&amp;P 500 Buffer ETF — August BAUGCboe Global Markets8/1/2019Innovator S&amp;P 500 Power Buffer ETF — August PAUGCboe Global Markets8/1/2019Innovator S&amp;P 500 Ultra Buffer ETF — August UAUGCboe Global Markets7/31/2019IQ Ultra Short Duration ETF ULTRNYSE Arca7/25/2019Cambria Cannabis ETF TOKECboe Global Markets7/24/2019Principal International Multi-Factor Core Index ETFPDEVNasdaq7/24/2019Principal U.S. Large-Cap Multi-Factor Core Index ETF PLCNasdaq7/24/2019Principal U.S. Small-MidCap Multi-Factor Core Index ETF PSMNasdaq7/23/2019Amplify Seymour Cannabis ETF CNBSNYSE Arca7/19/2019WBI BullBear Trend Switch US Total Return ETF WBINNYSE Arca7/16/2019Wahed FTSE USA Shariah ETF HLALNasdaq7/16/2019FlexShares US Quality Low Volatility Index Fund QLVNYSE Arca7/16/2019FlexShares Developed Markets ex-US Quality Low Volatility Index FundQLVDNYSE Arca7/16/2019FlexShares Emerging Markets Quality Low Volatility Index Fund QLVENYSE Arca7/10/2019Aptus Collared Income Opportunity ETFACIOCboe Global Markets7/9/2019The Cannabis ETFTHCXNYSE Arca7/1/2019Innovator MSCI Emerging Markets Power Buffer ETF — July EJULNYSE Arca7/1/2019Innovator MSCI EAFE Power Buffer ETF – JulyIJULNYSE Arca6/26/2019Xtrackers S&amp;P 500 ESG ETFSNPENYSE Arca6/25/2019ROBO Global Healthcare Technology and Innovation ETF HTECNYSE Arca6/18/2019Tactical Income ETFTBNDNYSE Arca6/13/2019iShares Genomics Immunology and Healthcare ETF IDNANYSE Arca6/13/2019iShares Cybersecurity and Tech ETF IHAKNYSE Arca6/12/2019KFA Small Cap Quality Dividend Index ETFKSCDNYSE Arca6/12/2019KFA Large Cap Quality Dividend Index ETFKLCDNYSE Arca6/6/2019iShares Edge MSCI Multifactor USA Mid-Cap ETF MIDFNYSE Arca6/5/2019Innovation α Trade War ETFTWARNYSE Arca6/5/2019Innovation α Global ETFINAGNYSE Arca6/5/2019Innovation α United States ETF INAUNYSE Arca6/4/2019Roundhill BITKRAFT Esports &amp; Digital Entertainment ETFNERDNYSE Arca6/4/2019Nuveen ESG Large-Cap ETF NULCCboe Global Markets 6/3/2019Innovator S&amp;P 500 Buffer ETF – June BJUNCboe Global Markets 6/3/2019Innovator S&amp;P 500 Power Buffer ETF – June PJUNCboe Global Markets 6/3/2019Innovator S&amp;P 500 Ultra Buffer ETF – JuneUJUNCboe Global Markets 5/29/2019WBI BullBear Trend Switch US 3000 Total Return ETF WBITNYSE Arca5/23/2019Alpha Architect Freedom 100 Emerging Markets ETFFRDMCboe Global Markets 5/23/2019AGFiQ Global Infrastructure ETF

GLIFNYSE Arca5/23/2019AGFiQ Dynamic Hedged U.S. Equity ETFUSHGNYSE Arca5/22/2019WisdomTree Modern Tech Platforms ETFPLATNYSE Arca5/21/2019QRAFT AI-Enhanced U.S. Large Cap Momentum ETF

AMOMNYSE Arca5/21/2019QRAFT AI-Enhanced U.S. Large-Cap U.S. ETFQRFTNYSE Arca5/16/2019VanEck Municipal Allocation ETF MAAXCboe Global Markets5/15/2019The Acquirers FundZIGNYSE Arca5/14/2019Quadratic Interest Rate Volatility and Inflation Hedge ETF

IVOLNYSE Arca5/9/2019Amplify CrowdBureau Peer-to-Peer Lending &amp; Crowdfunding ETFLENDNYSE Arca5/9/2019iShares ESG MSCI USA Leaders ETF SUSLNasdaq5/9/2019iShares iBonds 2021 Term High Yield and Income ETFIBHACboe Global Markets5/9/2019iShares iBonds 2022 Term High Yield and Income ETFIBHBCboe Global Markets5/9/2019iShares iBonds 2023 Term High Yield and Income ETFIBHCCboe Global Markets5/9/2019iShares iBonds 2024 Term High Yield and Income ETFIBHDCboe Global Markets5/9/2019iShares iBonds 2025 Term High Yield and Income ETFIBHECboe Global Markets5/8/2019SoFi Gig Economy ETF GIGENasdaq5/8/2019SoFi 50 ETFSFYFNYSE Arca5/8/2019iM DBi Managed Futures Strategy ETF

DBMFNYSE Arca5/6/2019Pacer Cash Cows Fund Of Funds ETFHERDNYSE Arca5/6/2019Pacer Trendpilot Fund of Funds ETF

TRNDNYSE Arca5/3/2019Pacer Emerging Markets Cash Cows 100 ETF

ECOWNasdaq5/3/2019Pacer US Cash Cows Growth ETFBULNYSE Arca5/3/2019Pacer Trendpilot International ETFPTINNYSE Arca5/1/2019Timothy Plan US Large Cap Core ETF TPLCNYSE Arca5/1/2019Timothy Plan High Dividend Stock ETFTPHDNYSE Arca4/25/2019Virtus Seix Senior Loan ETF SEIXNYSE Arca4/25/2019Principal Ultra-Short Active Income ETFUSINYSE Arca4/22/2019Global X Russell 2000 Covered Call ETF RYLDCboe Global Markets4/18/2019iShares iBonds Dec 2028 Term Muni Bond ETF IBMQCboe Global Markets4/18/2019iShares Self-Driving EV and Tech ETFIDRVNYSE Arca4/18/2019AdvisorShares Pure Cannabis ETFYOLONYSE Arca4/17/2019Goldman Sachs Access Ultra Short Bond ETF GSSTCboe Global Markets4/16/2019Global X Cloud Computing ETF CLOUNasdaq4/12/2019KraneShares MSCI Emerging Markets ex China Index ETF KEMXNYSE Arca4/11/2019SoFi Select 500 ETFSFYNYSE Arca4/11/2019SoFi Next 500 ETFSFYXNYSE Arca4/11/2019Procure Space ETFUFONYSE Arca4/11/2019iShares iBonds Dec 2027 Term Muni Bond ETF IBMPCboe Global Markets4/10/2019MicroSectors U.S. Big Oil Index 3x Leveraged ETNNRGUNYSE Arca4/10/2019MicroSectors U.S. Big Oil Index -3x Inverse Leveraged ETNNRGDNYSE Arca4/10/2019MicroSectors U.S. Big Oil Index 2x Leveraged ETN NRGONYSE Arca4/10/2019MicroSectors U.S. Big Oil Index -2x Inverse Leveraged ETNNRGZNYSE Arca4/10/2019MicroSectors U.S. Big Oil Index Inverse ETN YGRNNYSE Arca4/9/2019Global X Genomics &amp; Biotechnology ETF GNOMNasdaq4/4/2019WisdomTree India ex-State-Owned Enterprises Fund

IXSENYSE Arca4/4/2019iShares iBonds Dec 2026 Term Muni Bond ETFIBMOCboe Global Markets4/3/2019SPDR SSGA US Sector Rotation ETFXLSRNYSE Arca4/3/2019SPDR SSGA Fixed Income Sector Rotation ETFFISRNYSE Arca4/3/2019MicroSectors U.S. Big Banks Index 3x Leveraged ETNBNKUNYSE Arca4/3/2019MicroSectors U.S. Big Banks Index -3x Inverse Leveraged ETNBNKDNYSE Arca4/3/2019MicroSectors U.S. Big Banks Index 2x Leveraged ETNBNKONYSE Arca4/3/2019MicroSectors U.S. Big Banks Index -2x Inverse Leveraged ETNBNKZNYSE Arca4/3/2019MicroSectors U.S. Big Banks Index Inverse ETNKNABNYSE Arca4/1/2019Innovator S&amp;P 500 Buffer ETF – April BAPRCboe Global Markets4/1/2019Innovator S&amp;P 500 Power Buffer ETF – April PAPRCboe Global Markets4/1/2019Innovator S&amp;P 500 Ultra Buffer ETF – April UAPRCboe Global Markets3/22/2019NETLease Corporate Real Estate ETFNETLNYSE Arca3/21/2019BlackRock U.S. Equity Factor Rotation ETFDYNFNYSE Arca3/21/2019iShares Focused Value Factor ETF FOVLNYSE Arca3/21/2019DeltaShares S&amp;P EM 100 &amp; Managed Risk ETF

DMRENYSE Arca3/20/2019Hoya Capital Housing ETFHOMZNYSE Arca3/19/2019RYZZ Managed Futures Strategy Plus ETFRYZZNYSE Arca3/13/2019JPMorgan BetaBuilders U.S. Equity ETFBBUSCboe Global Markets3/13/2019JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETFBBSACboe Global Markets3/13/2019John Hancock Multifactor Media and Communications ETF

JHCSNYSE Arca3/13/2019Salt Low truBeta US Market ETF

LSLTCboe Global Markets3/7/2019iShares MSCI Japan Value ETF EWJVNasadaq3/7/2019iShares MSCI Japan Equal Weighted ETFEWJENasadaq3/7/2019Goldman Sachs Motif Data-Driven World ETF GDATNYSE Arca3/7/2019Goldman Sachs Motif Finance Reimagined ETFGFINNYSE Arca3/7/2019Goldman Sachs Motif Human Evolution ETF GDNANYSE Arca3/7/2019Goldman Sachs Motif Manufacturing Revolution ETFGMANNYSE Arca3/7/2019Goldman Sachs Motif New Age Consumer ETFGBUYNYSE Arca3/7/2019Xtrackers MSCI USA ESG Leaders Equity ETFUSSGNYSE Arca3/5/2019Defiance Next Gen Connectivity ETF FIVGNYSE Arca2/28/2019Fidelity Targeted Emerging Markets Factor ETFFDEMCboe Global Markets2/28/2019Fidelity Targeted International Factor ETF FDEVCboe Global Markets2/28/2019Fidelity Small-Mid Factor ETF FSMDNYSE Arca2/12/2019Pacific Global U.S. Equity Income ETFUSDYNYSE Arca2/8/2019Virtus Real Asset Income ETFVRAINYSE Arca2/8/2019Virtus Private Credit Strategy ETFVPCNYSE Arca2/8/2019Western Asset Short Duration Income ETFWINCNasdaq2/7/2019AdvisorShares Sabretooth ETFBKCHNYSE Arca2/4/2019ARK Fintech Innovation ETFARKFNYSE Arca2/1/2019Tortoise Digital Payments Infrastructure FundTPAYCboe Global Markets2/1/2019Tortoise Cloud Infrastructure Fund TCLDCboe Global Markets1/30/2019JPMorgan Core Plus Bond ETFJCPBCboe Global Markets1/30/2019Amplify International Online Retail ETFXBUYNYSE Arca1/29/2019Aware Ultra-Short Duration Enhanced Income ETFAWTMNYSE Arca1/23/2019First Trust Long Duration Opportunities ETF LGOV 1/16/2019Direxion Russell 1000 Value Over Growth ETFRWVGNYSE Arca1/16/2019Direxion Russell 1000 Growth Over Value ETFRWGVNYSE Arca1/16/2019Direxion Russell Large Over Small Cap ETFRWLSNYSE Arca1/16/2019Direxion Russell Small Over Large Cap ETFRWSLNYSE Arca1/16/2019Direxion MSCI Cyclicals Over Defensives ETFRWCDNYSE Arca1/16/2019Direxion MSCI Defensives Over Cyclicals ETFRWDCNYSE Arca1/16/2019Direxion MSCI Emerging Over Developed Markets ETFRWEDNYSE Arca1/16/2019Direxion MSCI Developed Over Emerging Markets ETFRWDENYSE Arca1/16/2019Direxion FTSE Russell US Over International ETFRWUINYSE Arca1/16/2019Direxion FTSE Russell International Over US ETFRWIUNYSE Arca1/16/2019ProShares UltraShort Communication Services Select SectorYCOMNYSE Arca1/16/2019ProShares UltraPro Short Communication Services Select SectorSCOMNYSE Arca1/16/2019ProShares Ultra Communication Services Select SectorXCOMNYSE Arca1/16/2019ProShares UltraPro Communication Services Select SectorUCOMNYSE Arca1/14/2019Direxion Daily Communication Services Index Bull 3X SharesTAWKNYSE Arca1/14/2019Direxion Daily Communication Services Index Bear 3X SharesMUTENYSE Arca1/4/2019First Trust Low Duration Strategic Focus ETF LDSFNasdaq1/4/2019Syntax Stratified LargeCap ETF SSPYNYSE Arca1/2/2019Innovator S&amp;P 500 Power Buffer ETF - JanuaryPJANCboe Global Markets1/2/2019Innovator S&amp;P 500 Buffer ETF - January BJANCboe Global Markets1/2/2019Innovator S&amp;P 500 Ultra Buffer ETF - JanuaryUJANCboe Global Markets# The following ETFs and ETNs have been launched in 2018 YTD:

LaunchFundTickerExchange12/28/2018ERShares Non-US Small Cap ETFERSXNYSE Arca12/18/2018IQ Short Duration Enhanced Core Bond U.S. ETFSDAGNYSE Arca12/14/2018WisdomTree Yield Enhanced Global Aggregate Bond FundGLBYNYSE Arca12/14/2018JPMorgan U.S. Aggregate Bond ETFJAGGNYSE Arca12/14/2018JPMorgan Corporate Bond Research Enhanced ETFJIGBNYSE Arca12/13/2018IQ 500 International ETF IQINNYSE Arca12/11/2018Global X MSCI China Large-Cap 50 ETF CHILNYSE Arca12/11/2018Global X MSCI China Health Care ETF CHIHNYSE Arca12/11/2018Global X MSCI China Information Technology ETF CHIKNYSE Arca12/11/2018Global X MSCI China Utilities ETFCHIUNYSE Arca12/11/2018Global X MSCI China Consumer Staples ETF CHISNYSE Arca12/11/2018Global X MSCI China Real Estate ETF CHIRNYSE Arca12/07/2018PGIM QMA Strategic Alpha International Equity ETFPQIN NYSE Arca12/06/2018Xtrackers MSCI ACWI ex U.S.A. ESG Leaders Equity ETFACSGNYSE Arca12/06/2018Xtrackers MSCI Emerging Markets ESG Leaders Equity ETFEMSGNYSE Arca12/06/2018Invesco Multi-Factor Defensive Core Fixed Income ETFIMFDCboe Global Markets12/06/2018Invesco Multi-Factor Income ETF IMFICboe Global Markets12/06/2018Cushing Energy &amp; MLP ETFXLEYNYSE Arca12/06/2018Cushing Utility &amp; MLP ETFXLUYNYSE Arca12/06/2018Cushing Transportation &amp; MLP ETFXLTYNYSE Arca12/06/2018Cushing Energy Supply Chain &amp; MLP ETFXLSYNYSE Arca11/29/2018Global X E-commerce ETFEBIZNasdaq11/29/2018Direxion Daily Consumer Discretionary Bear 3X Shares ETFPASSNYSE Arca11/29/2018Direxion Daily Consumer Discretionary Bull 3X Shares ETFWANTNYSE Arca11/29/2018Direxion Daily Consumer Staples Bear 3X Shares ETFLACKNYSE Arca11/29/2018Direxion Daily Consumer Staples Bull 3X Shares ETFNEEDNYSE Arca11/29/2018AAM S&amp;P Developed Markets High Dividend Value ETFDMDVNYSE Arca11/16/2018Gadsden Dynamic Growth ETF GDGNYSE Arca11/16/2018Gadsden Dynamic Multi-Asset ETFGDMANYSE Arca11/16/2018PGIM QMA Strategic Alpha Small-Cap Growth ETF PQSGNYSE Arca11/16/2018PGIM QMA Strategic Alpha Small-Cap Value ETFPQSVNYSE Arca11/15/2018iShares Global Green Bond ETFBGRNNasdaq11/15/2018iShares iBonds Dec 2025 Term Muni Bond ETF IBMNCboe Global Markets11/12/2018ETRACS 2xMonthly Pay Leveraged U.S. Small Cap High Dividend ETN Series BSMHBNYSE Arca11/07/2018Invesco S&amp;P 500 Equal Weight Communication Services ETF EWCONYSE Arca11/07/2018TigerShares China-U.S. Internet Titans ETF TTTNNasdaq11/06/2018Amplify BlackSwan Growth &amp; Treasury Core ETFSWANNYSE Arca11/06/2018First Trust Dow Jones International Internet ETF FDNINasdaq11/06/2018ProShares Pet Care ETF PAWZCboe Global Markets11/02/2018First Trust Ultra Short Duration Municipal ETF FUMBNYSE Arca11/02/2018First Trust Short Duration Managed Municipal ETF FSMBNYSE Arca11/01/2018Reality Shares Fundstrat DQM Long ETFDQMLNYSE Arca10/31/2018Xtrackers MSCI Latin America Pacific Alliance ETFPACANYSE Arca10/31/2018VanEck Vectors Morningstar Global Wide Moat ETFGOATNYSE Arca10/31/2018VanEck Vectors Morningstar Durable Dividend ETF DURANYSE Arca10/31/2018JPMorgan Municipal ETFJMUBCboe Global Markets10/30/2018Motley Fool Small-Cap Growth ETF MFMSCboe Global Markets10/24/2018iShares ESG U.S. Aggregate Bond ETF EAGGNYSE Arca10/24/2018Distillate U.S. Fundamental Stability &amp; Value ETFDSTLNYSE Arca10/23/2018SPDR Kensho New Economies Composite ETFKOMPNYSE Arca10/23/2018SPDR Kensho Clean Power ETFXKCPNYSE Arca10/23/2018SPDR Kensho Final Frontiers ETFXKFFNYSE Arca10/18/2018JPMorgan Ultra-Short Municipal ETFJMSTCboe Global Markets10/18/2018PGIM QMA Strategic Alpha Large-Cap Core ETFPQLCNYSE Arca10/17/2018VanEck Vectors Video Gaming and eSports ETFESPONYSE Arca10/11/2018Franklin FTSE Saudi Arabia ETFFLSANYSE Arca10/11/2018Franklin FTSE South Africa ETFFLZANYSE Arca10/11/2018Franklin FTSE Latin America ETF FLLANYSE Arca10/10/2018Columbia Multi-Sector Municipal Income ETFMUSTNYSE Arca10/5/2018First Trust IPOX Europe Equity Opportunities ETFFPXENasdaq10/4/2018Western Asset Total Return ETFWBNDNasdaq10/4/2018Invesco BulletShares 2021 USD Emerging Markets Debt ETFBSAENYSE Arca10/4/2018Invesco BulletShares 2022 USD Emerging Markets Debt ETFBSBENYSE Arca10/4/2018Invesco BulletShares 2023 USD Emerging Markets Debt ETFBSCENYSE Arca10/4/2018Invesco BulletShares 2024 USD Emerging Markets Debt ETFBSDENYSE Arca10/4/2018Goldman Sachs Access Inflation Protected USD Bond ETFGTIPCboe Global Markets10/2/2018LeaderShares AlphaFacto0r US Core Equity ETFLSAFNYSE Arca10/1/2018Innovator S&amp;P 500 ETF - OctoberBOCTCboe Global Markets10/1/2018Innovator S&amp;P 500 Ultra Buffer ETF - OctoberUOCTCboe Global Markets10/1/2018Innovator S&amp;P 500 Poer Buffer ETF - OctoberPOCTCboe Global Markets9/28/2018John Hancock Multifactor Emerging Markets ETFJHEMNYSE Arca9/27/2018PGIM Active High Yield Bond ETFPHYLNYSE Arca9/26/2018ETRACS 2xMonthly Pay Leveraged Preferred Stock ETN PFFLNYSE Arca9/24/2018Impact Shares Sustainable Development Goals Global Equity ETFSDGANYSE Arca9/21/2018Vesper U.S. Large Cap Short-Term Reversal Strategy ETFUTRNNYSE Arca9/20/2018iShares iBonds Dec 2028 Term Corporate ETF IBDTNYSE Arca9/20/2018Vanguard ESG U.S. Stock ETFESGVCboe Global Markets9/20/2018Vanguard ESG International Stock ETFVSGXCboe Global Markets9/19/2018 SPDR Solactive Hong Kong ETF ZHOKNYSE Arca9/18/2018Anfield Universal Fixed Income ETF AFIFCboe Global Markets9/13/2018Innovator IBD Breakout Opportunities ETFBOUTNYSE Arca9/13/2018Janus Henderson Mortgage-Backed Securities ETFJMBSNYSE Arca9/12/2018American Century Quality Diversified International ETFQINTNYSE Arca9/12/2018American Century STOXX U.S. Quality Growth ETF QGRONYSE Arca9/12/2018American Century Diversified Municipal Bond ETFTAXFNYSE Arca9/12/2018Invesco Strategic US ETF IUSNasdaq9/12/2018Invesco Strategic US Small Company ETF IUSSNasdaq9/12/2018Invesco Strategic Developed ex-US ETF ISDXNasdaq9/12/2018Invesco Strategic Developed ex-US Small Company ETF ISDSNasdaq9/12/2018Invesco Strategic Emerging Markets ETF ISEMNasdaq9/12/2018Cambria Trinity ETF TRTYCboe Global Markets9/7/2018Xtrackers MSCI EAFE ESG Leaders Equity ETF EASGNYSE Arca9/6/2018First Trust Dorsey Wright Momentum &amp; Value ETFDVLUNasdaq9/6/2018First Trust Dorsey Wright Momentum &amp; Low Volatility ETFDVOLNasdaq9/6/2018Vanguard Total World Bond ETF BNDWNasdaq9/5/2018Defiance Quantum ETFQTUMNYSE Arca8/30/2018KraneShares Emerging Markets Healthcare Index ETFKMEDNYSE Arca8/29/2018Innovator S&amp;P 500 Buffer ETF - July BJULCboe Global Markets8/28/2018Global X Adaptive U.S. Factor ETFAUSFNYSE Arca8/27/2018Impact Shares YWCA Women's Empowerment ETFWOMNNYSE Arca8/21/2018ETRACS NYSE Pickens Core Midstream Index ETN PYPENYSE Arca8/15/2018Loncar China BioPharma Index ETF CHNANYSE Arca8/15/2018Perth Mint Physical Gold ETF AAAUNYSE Arca8/10/2018WisdomTree Emerging Markets Multifactor FundEMMFNYSE Arca8/10/2018WisdomTree International Multifactor FundDWMFNYSE Arca8/09/2018Oppenheimer Emerging Markets Ultra Dividend Revenue ETF REDVNYSE Arca8/09/2018Oppenheimer International Ultra Dividend Revenue ETFRIDVNYSE Arca8/09/2018BulletShares 2028 Corporate Bond ETFBSCSNYSE Arca8/09/2018BulletShares 2026 High Yield Corporate Bond ETF BSJQNYSE Arca8/08/2018Innovator S&amp;P 500 Power Buffer ETF – JulyPJULCboe Global Markets8/08/2018Innovator S&amp;P 500 Ultra Buffer ETF – July UJULCboe Global Markets8/08/2018Aptus Defined Risk ETF DRSKCboe Global Markets8/08/2018JPMorgan BetaBuilders Developed Asia-ex Japan ETF BBAXCboe Global Markets8/08/2018JPMorgan BetaBuilders Canada ETF BBCACboe Global Markets8/02/2018WisdomTree 90/60 U.S. Balanced Fund NTSXNYSE Arca8/02/2018MicroSectors FANG+ Index 2X Leveraged ETNsFNGONYSE Arca8/02/2018MicroSectors FANG+ Index -2X Inverse Leveraged ETNs FNGZNYSE Arca8/02/2018MicroSectors FANG+ Index Inverse ETNs GNAFNYSE Arca8/01/2018Defiance Future Tech ETFAUGRNYSE Arca7/31/2018Global X TargetIncome 5 ETFTFIVCboe Global Markets7/31/2018Global X TargetIncome Plus 2 ETFTFLTCboe Global Markets7/26/2018First Trust Lunt U.S. Factor Rotation ETF FCTRCboe Global Markets7/25/2018Innovator Loup Frontier Tech ETFLOUPNYSE Arca7/25/2018Invesco Emerging Markets Debt Defensive ETF IEMDNYSE Arca7/25/2018Invesco Emerging Markets Debt Value ETFIEMVNYSE Arca7/25/2018Invesco High Yield Defensive ETF IHYDNYSE Arca7/25/2018Invesco High Yield Value ETFIHYVNYSE Arca7/25/2018Invesco Investment Grade Defensive ETF IIGDNYSE Arca7/25/2018Invesco Investment Grade Value ETFIIGVNYSE Arca7/25/2018Invesco Multi-Factor Core Fixed Income ETF IMFCNYSE Arca7/25/2018Invesco Multi-Factor Core Plus Fixed Income ETF IMFPNYSE Arca7/24/2018Pacer US Export Leaders ETF PEXLNYSE Arca7/24/2018Pacer CFRA-Stovall Equal Weight Seasonal Rotation ETFSZNENYSE Arca7/19/2018Impact Shares NAACP Minority Empowerment ETFNACPNYSE Arca7/18/2018Opus Small Cap Value ETF OSCVNYSE Arca7/18/2018FlexShares High Yield Value-Scored Bond Index Fund HYGVNYSE Arca7/17/2018Global X S&amp;P 500 Quality Dividend ETF QDIVCboe Global Markets7/17/2018ProShares Online Retail ETFONLNNYSE Arca7/13/2018ClearShares Ultra-Short Maturity ETFOPERNYSE Arca7/11/2018AdvisorShares Dorsey Wright Micro-Cap ETF DWMCNasdaq7/11/2018AdvisorShares Dorsey Wright Short ETF DWSHNasdaq6/29/2018ALPS Clean Energy ETFACESCboe Global Markets6/28/2018KraneShares CCBS China Corporate High Yield Bond USD Index ETFKCCBNYSE Arca6/28/2018iShares Robotics and Artificial Intelligence ETF IRBONYSE Arca6/26/2018 SPDR Gold MiniShares Trust GLDMNYSE Arca6/21/2018Rogers AI Global Macro ETFBIKRNYSE Arca6/20/2018Reality Shares Nasdaq NextGen Economy China ETFBCNANasdaq6/19/2018Communication Services Select Sector SPDR Fund XLCNYSE Arca6/18/2018JPMorgan BetaBuilders Japan ETF BBJPCboe Global Markets6/18/2018JPMorgan BetaBuilders Europe ETFBBEUCboe Global Markets6/18/2018JPMorgan BetaBuilders MSCI U.S. REIT ETFBBRECboe Global Markets6/14/2018Amplify EASI Tactical Growth ETFEASINYSE Arca6/14/2018Fidelity High Yield Factor ETFFDHYNYSE Arca6/13/2018Fidelity Low Duration Bond Factor ETFFLDRCboe Global Markets6/13/2018Goldman Sachs JUST U.S. Large Cap Equity ETFJUSTNYSE Arca6/08/2018iShares Gold Strategy ETFIAUFCboe Global Markets6/06/2018Amplify Advanced Battery Metals and Materials ETFBATTNYSE Arca6/06/2018AI Powered International Equity ETFAIIQNYSE Arca6/05/2018O’Shares Global Internet Giants ETFOGIGNYSE Arca6/05/2018 First Trust TCW Unconstrained Plus Bond ETFUCONNYSE Arca6/01/2018Franklin Liberty High Yield Corporate ETF FLHYCboe Global Markets6/01/2018Franklin Liberty International Aggregate Bond ETF FLIACboe Global Markets6/01/2018Franklin Liberty Senior Loan ETFFLBLCboe Global Markets5/31/2018Hartford Short Duration ETF HSRTCboe Global Markets5/16/2018Virtus InfraCap U.S. Preferred Stock ETF PFFANYSE Arca5/16/2018REX BKCM ETFBKCNYSE Arca5/16/2018Salt truBeta High Exposure ETFSLTCboe Global Markets5/16/2018Pacer Benchmark Retail Real Estate SCTR ETFRTLNYSE Arca5/16/2018Pacer Benchmark Data &amp; Infrastructure Real Estate SCTR ETF SRVRNYSE Arca5/15/2018Pacer Benchmark Industrial Real Estate SCTR ETF INDSNYSE Arca5/15/2018Global X Future Analytics Tech ETFAIQNasdaq5/15/2018First Trust Dorsey Wright DALI 1 ETFDALINasdaq5/11/2018Credit Suisse FI Enhanced Europe 50 ETNFEULNYSE Arca5/10/2018iShares Inflation Hedged Corporate Bond ETF LQDICboe Global Markets5/3/2018USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund SDCINYSE Arca5/3/2018ProShares S&amp;P 500 Bond ETFSPXBNYSE Arca4/19/2018Hartford Schroders Tax-Aware Bond ETFHTABNYSE Arca4/19/2018Principal Investment Grade Corporate Active ETFIGNYSE Arca4/19/2018Direxion Daily Robotics, Artificial Intelligence &amp; Automation Index Bull 3X SharesUBOTNYSE Arca4/17/2018Global X Autonomous &amp; Electric Vehicles ETFDRIVNasdaq4/12/2018iShares MSCI USA Small-Cap ESG Optimized ETF ESMLCboe Global Markets4/11/2018VanEck Vectors Real Asset Allocation ETFRAAXNYSE Arca4/10/2018Pacer Military Times Best Employers ETF VETSNasdaq4/10/2018PGIM Ultra Short Bond ETFPULSNYSE Arca4/5/2018Xtrackers Russell 1000 QARP ETFQARPNYSE Arca4/5/2018iShares U.S. Infrastructure ETFIFRACboe Global Markets4/5/2018iShares Bloomberg Roll Select Commodity Strategy ETFCMDYNYSE Arca4/4/2018LHA Market State U.S. Tactical ETFMSUSCboe Global Markets4/3/2018Large Cap Growth Index-Linked ETN FRLGNYSE Arca3/27/2018Nationwide Maximum Diversification Emerging Markets Core Equity ETF MXDENYSE Arca3/27/2018U.S. Diversified Real Estate ETF PPTYNYSE Arca3/27/2018Cboe Vest S&amp;P 500 Dividend Aristocrats Target Income ETF KNGCboe Global Markets3/23/2018iShares Evolved U.S. Discretionary Spending ETF IEDICboe Global Markets3/23/2018iShares Evolved U.S. Healthcare Staples ETF IEHSCboe Global Markets3/23/2018iShares Evolved U.S. Innovative Healthcare ETF IEIHCboe Global Markets3/23/2018iShares Evolved U.S. Financials ETF IEFNCboe Global Markets3/23/2018iShares Evolved U.S. Consumer Staples ETF IECSCboe Global Markets3/23/2018iShares Evolved U.S. Technology ETF IETCCboe Global Markets3/23/2018iShares Evolved U.S. Media and Entertainment ETF IEMECboe Global Markets3/22/2018Breakwave Dry Bulk Shipping ETFBDRYNYSE Arca3/22/2018iShares iBonds Dec 2024 Term Muni Bond ETF IBMMCboe Global Markets3/19/2018Citi FI Enhanced Europe 50 ETNFIEFNYSE Arca3/19/2018Citi FI Enhanced Global High Yield ETNFGDYNYSE Arca3/16/2018Barclays ETN+ FI Enhanced Global High Yield Exchange Traded Notes Series BFIYYNYSE Arca3/16/2018Barclays ETN+ FI Enhanced Europe 50 Exchange Traded Notes Series C FFEUNYSE Arca3/2/2017Davis Select International ETFDINTNasdaq2/28/2018NYSE Pickens Oil Response ETFBOONNYSE Arca2/26/2018Volshares Large Cap ETFVSLNYSE Arca2/22/2018First Trust Nasdaq Artificial Intelligence and Robotics ETFROBTNasdaq2/15/2018Portfolio+ S&amp;P Mid Cap ETFPPMCNYSE Arca2/15/2018Portfolio+ Developed Markets ETFPPDMNYSE Arca2/15/2018Portfolio+ Emerging Markets ETF PPEMNYSE Arca2/15/2018Portfolio+ Total Bond Market ETF PPTBNYSE Arca2/15/2018Vanguard U.S. Liquidity Factor ETF VFLQCboe Global Markets2/15/2018Vanguard U.S. Momentum Factor ETF VFMOCboe Global Markets2/15/2018Vanguard U.S. Minimum Volatility ETFVFMVCboe Global Markets2/15/2018Vanguard U.S. Quality Factor ETF VFQYCboe Global Markets2/15/2018Vanguard U.S. Value Factor ETF VFVACboe Global Markets2/15/2018Vanguard U.S. Multifactor ETF VFMFCboe Global Markets2/14/2018Horizons Cadence Hedged US Dividend Yield ETF USDYCboe Global Markets2/13/2018Innovation Shares NextGen Vehicles &amp; Technology ETFEKARNYSE Arca2/8/2018Franklin FTSE India ETF FLINNYSE Arca2/8/2018Franklin FTSE Russia ETFFLRUNYSE Arca2/8/2018Franklin FTSE Asia ex Japan ETFFLAXNYSE Arca2/8/2018Franklin FTSE Switzerland ETF FLSWNYSE Arca2/6/2018U.S. Equity Cumulative Dividends Fund—Series 2027IDIVNYSE Arca2/6/2018U.S. Equity Ex-Dividend Fund—Series 2027 XDIVNYSE Arca2/1/2018WisdomTree CBOE Russell 2000 PutWrite Strategy FundRPUTCboe2/1/2018KraneShares MSCI All China Health Care Index ETFKURENYSE Arca1/30/2018JPMorgan USD Emerging Markets Sovereign Bond ETF JPMBNYSE Arca1/30/2018Motley Fool 100 Index ETFTMFCCboe1/30/2018Innovation Shares NextGen Protocol ETFKOINNYSE Arca1/25/2018JPMorgan Long/Short ETFJPLSNYSE Arca1/25/2018First Trust Indxx Innovative Transaction &amp; Process ETFLEGRNasdaq1/23/2018BMO REX MicroSectors FANG+ Index 3X Leveraged ETNs FNGUNYSE Arca1/23/2018BMO REX MicroSectors FANG+ Index -3X Inverse Leveraged ETNs FNGDNYSE Arca1/22/2018GraniteShares Platinum TrustPLTMNYSE Arca1/19/2018InsightShares Patriotic Employers ETFHONRNYSE Arca1/19/2018KraneShares Electric Vehicles and Future Mobility Index ETF KARSNYSE Arca1/18/2018Fidelity International High Dividend ETF FIDINYSE Arca1/18/2018Fidelity International Value Factor ETFFIVANYSE Arca1/18/2018iPath Series B Bloomberg Agriculture Subindex Total Return ETN JJABNYSE Arca1/18/2018iPath Series B Bloomberg Aluminum Subindex Total Return ETN JJUBNYSE Arca1/18/2018iPath Series B Bloomberg Coffee Subindex Total Return ETN BJONYSE Arca1/18/2018iPath Series B Bloomberg Copper Subindex Total Return ETN JJCBNYSE Arca1/18/2018iPath Series B Bloomberg Cotton Subindex Total Return ETN BALBNYSE Arca1/18/2018iPath Series B Bloomberg Energy Subindex Total Return ETN JJEBNYSE Arca1/18/2018iPath Series B Bloomberg Grains Subindex Total Return ETN JJGBNYSE Arca1/18/2018iPath Series B Bloomberg Industrial Metals Subindex Total Return ETN JJMBNYSE Arca1/18/2018iPath Series B Bloomberg Livestock Subindex Total Return ETN COWBNYSE Arca1/18/2018iPath Series B Bloomberg Nickel Subindex Total Return ETN BJJNNYSE Arca1/18/2018iPath Series B Bloomberg Platinum Subindex Total Return ETN PGMBNYSE Arca1/18/2018iPath Series B Bloomberg Precious Metals Subindex Total Return ETN JJPBNYSE Arca1/18/2018iPath Series B Bloomberg Softs Subindex Total Return ETN JJSBNYSE Arca1/18/2018iPath Series B Bloomberg Sugar Subindex Total Return ETN SGGBNYSE Arca1/18/2018iPath Series B Bloomberg Tin Subindex Total Return ETN JJTBNYSE Arca1/18/2018iPath Series B S&amp;P 500 VIX Mid-Term Futures ETN VXZBCboe1/18/2018iPath Series B S&amp;P 500 VIX Short-Term Futures ETN VXXBCboe1/17/2018Amplify Transformational Data Sharing ETFBLOKNYSE Arca1/17/2018Reality Shares Nasdaq NexGen Economy ETF BLCNNasdaq1/17/2018Affinity World Leaders Equity ETF WLDRCboe1/17/2018Strategy Shares Nasdaq 7HANDL Index ETF HNDLNasdaq1/16/2018American Century STOXX U.S. Quality Value ETF VALQNYSE Arca1/16/2018American Century Diversified Corporate Bond ETFKORPNYSE Arca1/11/2018InsightShares LGBT Employment Equality ETFPRIDNYSE Arca1/11/2018Xtrackers High Beta High Yield Bond ETFHYUPNYSE Arca1/11/2018Xtrackers Low Beta High Yield Bond ETFHYDWNYSE Arca1/10/2018Xtrackers Short Duration High Yield Bond ETFSHYLNYSE Arca1/03/2018Arrow Dogs of the World ETFDOGSNYSE Arca# The following ETFs and ETNs have been launched in 2017:

LaunchFundTickerExchange12/29/2017Arrow DWA Country Rotation ETFDWCRNasdaq12/29/2017ALPS Disruptive Technologies ETFDTECCboe12/28/2017Natixis Loomis Sayles Short Duration Income ETF LSSTNYSE Arca12/21/2017WisdomTree Balanced Income FundWBALNYSE Arca12/21/2017Wisdom Tree ICBCCS S&amp;P China 500 FundWCHNNYSE Arca12/21/2017Innovator IBD ETF Leaders ETF LDRSNYSE Arca12/20/2017James Biblically Responsible Investment ETFJBRICboe12/14/2017Hartford Municipal Opportunities ETFHMOPNYSE Arca12/13/2017American Energy Independence ETFUSAINYSE Arca12/13/2017AdvisorShares Vice ETF ACTNasdaq12/13/2017IQ Chaikin U.S. Large Cap CLRGNasdaq12/12/2017VelocityShares Daily 4X Long USD vs. JPY ETNDJPYNYSE Arca12/12/2017VelocityShares Daily 4X Long USD vs. EUR ETNDEURNYSE Arca12/12/2017VelocityShares Daily 4X Long USD vs. GBP ETNDGBPNYSE Arca12/12/2017VelocityShares Daily 4X Long USD vs. CHF ETNDCHFNYSE Arca12/12/2017VelocityShares Daily 4X Long USD vs. AUD ETNDAUDNYSE Arca12/12/2017VelocityShares Daily 4X Long JPY vs. USD ETNUJPYNYSE Arca12/12/2017VelocityShares Daily 4X Long EUR vs. USD ETNUEURNYSE Arca12/12/2017VelocityShares Daily 4X Long GBP vs. USD ETNUGBPNYSE Arca12/12/2017VelocityShares Daily 4X Long CHF vs. USD ETNUCHFNYSE Arca12/12/2017VelocityShares Daily 4X Long AUD vs. USD ETNUAUDNYSE Arca12/12/2017Pacer WealthShield ETFPWSCboe12/7/2017JPMorgan Managed Futures Strategy ETFJPMFNYSE Arca12/5/2017ARK Israel Innovative Technology ETFIZRLCboe12/1/2017USCF SummerHaven SHPEI Index Fund BUYNYSE Arca12/1/2017USCF SummerHaven SHPEN Index FundBUYNNYSE Arca11/29/2017AAM S&amp;P 500 High Dividend Value ETF SPDVNYSE Arca11/29/2017AAM S&amp;P Emerging Markets High Dividend Value ETFEEMDNYSE Arca11/16/2017ProShares Decline of the Retail Store ETFEMTYNYSE Arca11/16/2017ProShares Long Online/Short Stores ETFCLIXNYSE Arca11/15/2017Direxion Daily Pharmaceutical &amp; Medical Bull 3X Shares PILLNYSE Arca11/10/2017Oppenheimer Russell 1000 Dynamic Multifactor ETF OMFL 11/10/2017Oppenheimer Russell 2000 Dynamic Multifactor ETF OMFS 11/10/2017Oppenheimer Russell 1000 Momentum Factor ETF OMOM 11/10/2017Oppenheimer Russell 1000 Quality Factor ETFOQALCboe11/10/2017Oppenheimer Russell 1000 Size Factor ETF OSIZCboe11/10/2017Oppenheimer Russell 1000 Value Factor ETF OVLUCboe11/10/2017Oppenheimer Russell 1000 Low Volatility Factor ETF OVOLCboe11/10/2017Oppenheimer Russell 1000 Yield Factor ETFOYLDCboe11/9/2017Vanguard Total Corporate Bond ETF Shares VTCNasdaq11/9/2017 JPMorgan U.S. Dividend ETF JDIVNYSE Arca11/9/2017 JPMorgan U.S. Minimum Volatility ETF JMINNYSE Arca11/9/2017 JPMorgan U.S. Momentum Factor ETF JMOMNYSE Arca11/9/2017 JPMorgan U.S. Quality Factor ETF JQUANYSE Arca11/9/2017 JPMorgan U.S. Value Factor ETF JVALNYSE Arca11/9/2017iShares U.S. Dividend and Buyback ETF DIVBCboe11/9/2017Virtus Glovista Emerging Markets ETF EMEMNYSE Arca11/9/2017John Hancock Multifactor Small Cap ETFJHSCNYSE Arca11/9/2017Principal International Multi-Factor Index ETFPXUSNasdaq11/8/2017Entrepreneur 30 Fund ENTRNYSE Arca11/6/2017Franklin FTSE Australia ETF FLAUNYSE Arca11/6/2017Franklin FTSE Canada ETF FLCANYSE Arca11/6/2017Franklin FTSE France ETFFLFRNYSE Arca11/6/2017Franklin FTSE Germany ETFFLGRNYSE Arca11/6/2017Franklin FTSE Hong Kong ETF FLHKNYSE Arca11/6/2017Franklin FTSE Italy ETF FLIYNYSE Arca11/6/2017Franklin FTSE Japan ETF FLJPNYSE Arca11/6/2017Franklin FTSE United Kingdom ETF FLGBNYSE Arca11/6/2017Franklin FTSE Europe ETF FLEENYSE Arca11/6/2017Franklin FTSE Europe Hedged ETFFLEHNYSE Arca11/6/2017Franklin FTSE Japan Hedged ETFFLJHNYSE Arca11/6/2017Franklin FTSE South Korea ETFFLKRNYSE Arca11/6/2017Franklin FTSE Brazil ETF FLBRNYSE Arca11/6/2017Franklin FTSE China ETFFLCHNYSE Arca11/6/2017Franklin FTSE Mexico ETF FLMXNYSE Arca11/6/2017Franklin FTSE Taiwan ETF (FLTW)FLTWNYSE Arca11/2/2017First Trust SMID Cap Rising Dividend Achievers ETF SDVYNasdaq11/2/2017First Trust Municipal High Income ETFFMHINasdaq11/1/2017Reverse Cap Weighted U.S. Large Cap ETFRVRSCboe11/1/2017Aptus Fortified ValueFTVACboe11/1/2017FormulaFolios Smart Growth ETFFFSGCboe11/1/2017FormulaFolios Tactical Growth ETFFFTGCboe10/31/2017 Sage ESG Intermediate Credit ETF GUDBCboe10/31/2017Inspire 100 ETFBIBLNYSE Arca10/26/2017USAA MSCI USA Value Momentum Blend Index ETF ULVMNYSE Arca10/26/2017USAA MSCI USA Small Cap Value Momentum Blend Index ETF USVMNYSE Arca10/26/2017USAA MSCI International Value Momentum Blend Index ETFUIVMNYSE Arca10/26/2017USAA MSCI Emerging Markets Value Momentum Blend Index ETF UEVMNYSE Arca10/26/2017USAA Core Short-Term Bond ETF USTBNYSE Arca10/26/2017USAA Core Intermediate-Term Bond ETF UITBNYSE Arca10/26/2017iShares Broad USD High Yield Corporate Bond ETF (USHY).USHYCboe Global Markets10/26/2017VictoryShares Emerging Market High Div Volatility Wtd ETFCEYNasdaq10/19/2017Principal Contrarian Value Index ETF PVALNasdaq10/19/2017Principal Sustainable Momentum Index ETFPMOMNasdaq10/18/2017AI Powered Equity ETFAIEQNYSE Arca10/18/2017Global X Iconic U.S. Brands ETFLOGOCboe Global Markets10/18/2017IQ MacKay Shields Municipal Insured ETFMMINNYSE Arca10/18/2017IQ MacKay Shields Municipal Intermediate ETFMMITNYSE Arca10/17/2017Republican Policies FundGOPCboe Global Markets10/17/2017Democratic Policies FundDEMSCboe Global Markets10/17/2017U.S. Tax Reform FundTAXRCboe Global Markets10/17/2017Bernstein U.S. Research FundBERNCboe Global Markets10/17/2017Bernstein Global Research FundBRGLCboe Global Markets10/13/2017KraneShares MSCI China Environment Index ETF KGRNNYSE Arca10/12/2017KraneShares Emerging Markets Consumer Technology Index ETFKEMQNYSE Arca10/12/2017Virtus WMC Global Factor Opportunities ETF VGFONYSE Arca10/12/2017Principal U.S. Mega-Cap Multi-Factor Index ETF USMCNasdaq10/12/2017Columbia Diversified Fixed Income Allocation ETF DIALNYSE Arca10/11/2017Schwab 1000 Index ETFSCHKNYSE Arca10/10/2017Change Finance Diversified Impact U.S. Large Cap Fossil Fuel Free ETFCHGXNYSE Arca10/5/2017VanEck NDR CMG Long/Flat Allocation ETF LFEQNYSE Arca10/2/2017NuShares ESG U.S. Aggregate Bond ETF NUBDNYSE Arca9/29/2017PowerShares PureBeta US Aggregate Bond Portfolio PBNDBats9/29/2017Anfield Capital Diversified Alternatives ETFDALTBats9/28/2017Hartford Total Return Bond ETFHTRBNYSE Arca9/27/2017Guggenheim BulletShares 2027 Corporate Bond ETF BSCRNYSE Arca9/27/2017Guggenheim BulletShares 2025 High Yield Corporate Bond ETF BSJPNYSE Arca9/22/2017PowerShares PureBetaSM MSCI USA Portfolio PBUSBats9/22/2017PowerShares PureBetaSM MSCI USA Small Cap Portfolio PBSMBats9/22/2017PowerShares PureBetaSM FTSE Developed ex-North America Portfolio PBDMBats9/22/2017PowerShares PureBetaSM FTSE Emerging Markets Portfolio PBEEBats9/22/2017PowerShares PureBetaSM 0-5 Yr US TIPS Portfolio PBTPBats9/18/2017Nationwide Risk-Based U.S. Equity ETFRBUSNYSE Arca9/18/2017Nationwide Risk-Based International Equity ETFRBINNYSE Arca9/18/2017Nationwide Maximum Diversification U.S. Core Equity ETF MXDUNYSE Arca9/15/2017Credit Suisse AxelaTrader 3x Long Brent Crude Oil ETN UBRTNYSE Arca9/15/2017Credit Suisse AxelaTrader 3x Inverse Brent Crude Oil ETN DBRTNYSE Arca9/14/2017Goldman Sachs Equal Weight U.S. Large Cap Equity ETF GSEWBats9/14/2017iShares 5-10 Year Investment Grade Corporate Bond ETF MLQDBats9/14/2017iShares 10+ Year Investment Grade Corporate Bond ETF LLQDBats9/14/2017iShares iBonds Dec 2027 Term Corporate ETF IBDSNYSE Arca9/13/2017Global X U.S. Preferred ETF PFFDBats9/8/2017KraneShares MSCI One Belt One Road Index ETFOBORNYSE Arca9/7/2017Point Bridge GOP Stock Tracker ETFMAGABats9/7/2017Goldman Sachs Access High Yield Corporate Bond ETF GHYBNYSE Arca9/6/2017Main Sector Rotation ETF SECTBats9/6/2017PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETFMFUSNYSE Arca9/6/2017PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETFMFEMNYSE Arca9/6/2017PIMCO RAFI Dynamic Multi-Factor International Equity ETFMFDXNYSE Arca9/5/2017Franklin Liberty Intermediate Municipal Opportunities ETF FLMINYSE Arca9/5/2017Franklin Liberty Municipal Bond ETF FLMBNYSE Arca8/31/2017GraniteShares Gold TrustBARNYSE Arca8/23/2017First Trust Institutional Preferred Securities and Income ETF FPEINYSE Arca8/21/2017Fieldstone Merlin Dynamic Large Cap Growth ETF FMDGNYSE Arca8/21/2017Fieldstone/UVA Unconstrained Medium-Term Fixed Income ETFFFIUNYSE Arca8/16/2017Direxion Daily Emerging Markets Bond Bull 3X Shares EMBUNYSE Arca8/16/2017VelocityShares Long Libor ETNs ULBRNYSE Arca8/16/2017VelocityShares Short Libor ETNs DLBRNYSE Arca8/10/2018iShares Russell 1000 Pure U.S. Revenue ETF AMCANasdaq8/9/2018First Trust Dow 30 Equal Weight ETFEDOWNYSE Arca8/2/2018DeltaShares S&amp;P 500 Managed Risk ETF DMRLNYSE Arca8/2/2018DeltaShares S&amp;P 400 Managed Risk ETFDMRMNYSE Arca8/2/2018DeltaShares S&amp;P 600 Managed Risk ETF DMRSNYSE Arca8/2/2018DeltaShares S&amp;P International Managed Risk ETF DMRINYSE Arca7/25/2017ProShares Equities for Rising Rates ETF EQRRNasdaq07/20/2017iShares MSCI Emerging Markets ex-China ETF EMXCNasdaq07/20/2017United States 3X Oil FundUSOUNYSE Arca07/20/2017United States 3X Short Oil FundUSODNYSE Arca07/13/2017iShares ESG 1-5 Year USD Corporate Bond ETF SUSBNasdaq07/13/2017iShares ESG USD Corporate Bond ETF SUSCNasdaq07/13/2017iShares Edge High Yield Defensive Bond ETFHYDBBats07/13/2017iShares Edge Investment Grade Enhanced Bond ETFIGEBBats07/13/2017Legg Mason Small-Cap Quality Value ETF SQLVNasdaq07/13/2017Oppenheimer Emerging Markets Revenue ETF REEMBats07/13/2017Oppenheimer Global Revenue ETF RGLBBats07/13/2017Oppenheimer International Revenue ETF REFABats07/13/2017PowerShares S&amp;P 500 Minimum Variance PortfolioSPMVBats07/13/2017PowerShares Russell 1000 Enhanced Equal Weight PortfolioUSEQBats07/12/2017AdvisorShares New Tech and Media ETFFNGNYSE Arca07/12/2017Direxion Daily EURO Stoxx 50 Bull 3X Shares EUXLNYSE Arca07/11/2017ProSports Sponsors ETF FANZBats07/11/2017Principal Spectrum Preferred Securities Active ETFPREFBats07/11/2017Inspire Corporate Bond Impact ETFIBDNYSE Arca07/07/2017iShares Russell 2500 ETFSMMDBats06/29/2017WisdomTree U.S. Multifactor FundUSMFBats06/29/2017Goldman Sachs ActiveBeta U.S. Small Cap Equity ETFGSSCNYSE Arca06/28/2017TrimTabs All Cap International Free-Cash-Flow ETF TTAIBats06/28/2017U.S. Global GO GOLD and Precious Metal Miners ETF GOAUNYSE Arca06/28/2017Virtus Enhanced Short U.S. Equity ETF VESHNYSE Arca06/27/2017ClearShares OCIO ETF OCIONYSE Arca06/22/2017VictoryShares US Multi-Factor Minimum Volatility ETFVSMVNasdaq06/21/2017First Trust Developed International Equity Select ETFRNDMNasdaq06/21/2017First Trust Emerging Markets Equity Select ETFRNEMNasdaq06/21/2017First Trust Large Cap US Equity Select ETFRNLCNasdaq06/21/2017First Trust Mid Cap US Equity Select ETFRNMCNasdaq06/21/2017First Trust Small Cap US Equity Select ETFRNSCNasdaq06/21/2017First Trust US Equity Dividend Select ETFRNDVNasdaq06/21/2017First Trust California Municipal High Income ETFFCALNYSE Arca06/20/2017Guggenheim Multi-Factor Large Cap ETFGMFLNYSE Arca06/19/2017Pacer Developed Markets International Cash Cows 100 ETF ICOWBats06/19/2017Pacer US Small Cap Cash Cows 100 ETF (CALF)CALFBats06/13/2017Brand Value ETFBVALNYSE Arca06/13/2017Cushing 30 MLP Index ETNPPLNNYSE Arca06/08/2017Goldman Sachs Access Investment Grade Corporate Bond ETF GIGBNYSE Arca06/07/2017NuShares ESG International Developed Markets Equity ETF NUDM Bats06/07/2017NuShares ESG Emerging Markets Equity ETFNUEMBats06/06/2017FormulaFolios Hedged Growth ETF FFHGBats06/06/2017FormulaFolios Income ETF FFTIBats06/01/2017Amplify YieldShares Oil Hedged MLP Income ETF AMLXBats05/24/2017Cambria Core Equity ETFCCORNYSE Arca05/23/2017ClearBridge Dividend Strategy ESG ETF YLDENasdaq05/23/2017ClearBridge Large Cap Growth ESG ETFLRGENasdaq05/22/2017GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF COMBNYSE Arca05/22/2017GraniteShares S&amp;P GSCI Commodity Broad Strategy No K-1 ETF COMG NYSE Arca05/19/2017JPMorgan Ultra-Short Income ETF JPSTBats05/18/2017WisdomTree Barclays Yield Enhanced U.S. Short-Term Aggregate Bond FundSHAGBats05/16/2017IQ Chaikin U.S. Small Cap ETFCSMLNasdaq05/11/2017Hartford Multifactor Low Volatility US Equity ETF LVUSBats05/11/2017Hartford Multifactor Low Volatility International Equity ETF LVINBats05/10/2017Principal Active Global Dividend Income ETFGDVDBats05/04/2017ClearBridge All Cap Growth ETFCACGNasdaq05/03/2017Direxion Daily MSCI Mexico Bull 3X SharesMEXXNYSE Arca05/03/2017Direxion Daily Utilities Bull 3X Shares UTSLNYSE Arca05/03/2017Direxion Daily Industrials Bull 3X Shares DUSLNYSE Arca05/03/2017Direxion Daily Transportation Bull 3X Shares TPORNYSE Arca05/03/2017Direxion Daily Aerospace &amp; Defense Bull 3X SharesDFENNYSE Arca05/03/2017Alpha Architect Value Momentum Trend ETF VMOTBats05/03/2017VelocityShares 1x Long VSTOXX Futures ETN EVIXBats05/03/2017VelocityShares 1x Daily Inverse VSTOXX Futures ETNEXIVBats04/28/2017Franklin LibertyQ U.S. Equity ETF FLQLBats04/28/2017Franklin LibertyQ U.S. Mid Cap Equity ETFFLQMBats04/28/2017Franklin LibertyQ U.S. Small Cap Equity ETFFLQSBats04/27/2017iShares MSCI Argentina and Global Exposure ETFAGTBats04/26/2017Credit Suisse X-Links Crude Oil Shares Covered Call ETN USOINasdaq04/20/2017ETF Industry &amp; Financial Services ETFTETFNYSE Arca04/18/2017VictoryShares Dividend Accelerator ETFVSDANasdaq04/13/2017iShares iBonds Dec 2023 Term Muni Bond ETF IBMLBats04/13/2017SerenityShares Impact ETFICANNYSE Arca04/11/2017EquityCompass Risk Manager ETF ERMNYSE Arca04/11/2017EquityCompass Tactical Risk Manager ETFTERMNYSE Arca04/07/2017JPMorgan Global Bond Opportunities ETF JPGBBats04/06/2017Cambria Tail Risk ETFTAILBats04/06/2017PowerShares S&amp;P 500 Value With Momentum Portfolio SPVMBats04/06/2017PowerShares S&amp;P SmallCap Quality Portfolio XSHQBats04/03/2017NuShares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF NUSANYSE Arca03/31/2017ETFS Bloomberg All Commodity Strategy K-1 Free ETF BCINYSE Arca03/31/2017ETFS Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF BCDNYSE Arca03/31/2017ETFS Bloomberg Energy Commodity Longer Dated Strategy K-1 Free ETFBEFNYSE Arca03/31/2017Arrow Reserve Capital Management ETF ARCMBats03/30/2017CWA Income ETFCWAIBats03/30/2017Direxion Auspice Broad Commodity Strategy ETFCOMNYSE Arca03/27/2017ProShares UltraPro 3x Crude Oil ETF OILUNYSE Arca03/27/2017ProShares UltraPro 3x Short Crude Oil ETF OILDNYSE Arca03/23/2017iShares Core MSCI International Developed Markets ETF IDEVNYSE Arca03/22/2017Hartford Corporate Bond ETF HCORNYSE Arca03/22/2017Hartford Quality Bond ETFHQBDNYSE Arca03/22/2017O'Shares FTSE Russell International Quality Dividend ETF ONTLNYSE Arca03/22/2017Active Alts Contrarian ETF SQZZNasdaq03/21/2017Saba Closed-End Funds ETFCEFSBats03/09/2017iPath Series B Bloomberg Natural Gas Total Return Subindex ETNGAZBNYSE Arca03/09/2017Global X U.S. Infrastructure Development ETF PAVEBats03/09/2017VanEck Vectors Green Bond ETF GRNBNYSE Arca02/28/2017Inspire Small/Mid Cap Impact ETFISMDNYSE Arca02/28/2017Inspire Global Hope Large Cap ETF BLESNYSE Arca02/23/2017PowerShares Conservative Multi-Asset Allocation Portfolio PSMCBats02/23/2017PowerShares Moderately Conservative Multi-Asset Allocation Portfolio PSMMBats02/23/2017PowerShares Balanced Multi-Asset Allocation Portfolio PSMBBats02/23/2017PowerShares Growth Multi-Asset Allocation Portfolio PSMGBats02/15/2017First Trust TCW Opportunistic Fixed Income ETF FIXDNasdaq02/15/2017IQ S&amp;P High Yield Low Volatility Bond ETF HYLVNYSE Arca02/15/2017Global X Founder-Run Companies ETF BOSSBats02/15/2017Tortoise Water Fund TBLUBats02/10/2017WisdomTree Global ex-Mexico Equity FundXMXNYSE Arca02/08/2017InfraCap REIT Preferred ETF PFFRNYSE Arca01/30/2017SPDR Long Dollar Gold TrustGLDWNYSE Arca01/27/2017Franklin Liberty International Opportunities ETFFLIONYSE Arca01/26/2017QuantX Risk Managed Growth ETFQXGGBats01/26/2017QuantX Risk Managed Multi-Asset Income ETF QXMIBats01/26/2017QuantX Risk Managed Real Return ETF QXRRBats01/26/2017QuantX Risk Managed Multi-Asset Total Return ETF QXTRBats01/26/2017QuantX Dynamic Beta US Equity ETF XUSABats01/18/2017Virtus Cumberland Municipal Bond ETF CUMBNYSE Arca01/12/2017Davis Select U.S. Equity ETFDUSANasdaq01/12/2017Davis Select Financial ETFDFNLNasdaq01/12/2017Davis Select Worldwide ETFDWLDNasdaq01/12/2017PowerShares Treasury Collateral PortfolioCLTLNYSE Arca01/10/2017ALPS/Dorsey Wright Sector Momentum ETFSWINNasdaq01/05/2017UBS Etracs - ProShares Daily 3x Inverse Crude ETN WTIDNYSE Arca01/05/2017UBS ETRACS - ProShares Daily 3x Long Crude ETNWTIUNYSE Arca01/05/2017Direxion Daily Consumer Staples Bear 1X Shares SPLZNYSE Arca01/05/2017Direxion Daily Utilities Bear 1X Shares UTLZNYSE Arca# The following ETFs and ETNs have been launched in 2016:

LaunchFundTickerExchange12/30/2016O'Shares FTSE Russell Small Cap Quality Dividend ETFOUSMNYSE Arca12/30/2016Elkhorn S&amp;P MidCap Consumer Discretionary PortfolioXDBats12/30/2016Elkhorn S&amp;P MidCap Consumer Staples PortfolioXSBats12/30/2016Elkhorn S&amp;P MidCap Energy Portfolio XEBats12/30/2016Elkhorn S&amp;P MidCap Financials Portfolio XFBats12/30/2016Elkhorn S&amp;P MidCap Health Care Portfolio XHBats12/30/2016Elkhorn S&amp;P MidCap Industrials PortfolioXIBats12/30/2016Elkhorn S&amp;P MidCap Information Technology PortfolioXKBats12/30/2016Elkhorn S&amp;P MidCap Materials Portfolio XMBats12/30/2016Elkhorn S&amp;P MidCap Utilities Portfolio XUBats12/30/2016Legg Mason Global Infrastructure ETF INFRBats12/21/2016WBI Power Factor High Dividend ETF WBIYNYSE Arca12/20/2016NuShares Short-Term REIT ETF NUREBats12/20/2016BMO Elkhorn DWA MLP Select Index ETN BMLPNasdaq12/19/2016Pacer US Cash Cows 100 ETF COWZBats12/16/2016John Hancock Multifactor Developed International ETF JHMDNYSE Arca12/14/2016NuShares ESG Large-Cap Growth ETFNULGBats12/14/2016NuShares ESG Large-Cap Value ETFNULVBats12/14/2016NuShares ESG Mid-Cap Growth ETFNUMGBats12/14/2016NuShares ESG Mid-Cap Value ETFNUMVBats12/14/2016NuShares ESG Small-Cap ETFNUSCBats12/14/2016AmplifyYieldShares CWP Dividend &amp; Option Income ETFDIVOBats12/9/2016WEAR ETFWEARBats12/9/2016VelocityShares 3x Inverse Crude Oil ETN DWTNYSE Arca12/9/2016VelocityShares 3x Long Crude Oil ETN UWTNYSE Arca12/8/2016Janus SG Global Quality Income ETF SGQINasdaq12/7/2016Deutsch X-trackers USD High Yield Corporate Bond ETFHYLBNYSE Arca12/6/2016Virtus Newfleet Dynamic Credit ETF BLHYNYSE Arca12/2/2016iShares MSCI USA ESG Optimized ETF ESGUNasdaq12/1/2016PowerShares S&amp;P International Developed High Dividend Low Volatility Portfolio IDHDBats12/1/2016PowerShares S&amp;P SmallCap High Dividend Low Volatility Portfolio XSHDBats11/21/2016FlexShares Core Select Bond Fund BNDCNYSE Arca11/18/2016Legg Mason Emerging Markets Low Volatility High Dividend ETFLVHEBats11/18/2016iPath Series B S&amp;P GSCI Crude Oil ETN OILBNYSE Arca11/17/2016Janus Short Duration Income ETF VNLANYSE Arca11/16/2016JPMorgan Diversified Return U.S. Small Cap Equity ETF JPSENYSE Arca11/15/2016Global X MSCI SuperDividend EAFE ETF EFASNasdaq11/08/2016USCF Restaurant Leaders FundMENUNYSE Arca11/03/2016WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund DHDGBats11/03/2016iShares Core 5-10 Year USD Bond ETF IMTBNYSE Arca11/03/2016Goldman Sachs Hedge Industry VIP ETFGVIPNYSE Arca11/03/2016Barclays ETN+FI Enhanced Europe 50 ETN, Series B FLEUNYSE Arca11/02/2016Direxion Daily CSI China Internet Index Bull 2X Shares (CWEB) CWEBNYSE Arca11/01/2016American Customer Satisfaction Core Alpha ETF ACSI Bats10/31/2016Oppenheimer ESG Revenue ETF ESGLNYSE Arca10/31/2016Oppenheimer Global ESG Revenue ETF ESGFNYSE Arca10/28/2016Premise Capital Frontier Advantage Diversified Tactical ETFTCTLBats10/27/2016Natixis Seeyond International Minimum Volatility ETF MVINNYSE Arca10/25/2016Deutsche X-trackers Barclays International Corporate Bond Hedged ETF IFIXBats10/25/2016Deutsche X-trackers Barclays International Treasury Bond Hedged ETFIGVTBats10/25/2016SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETFEEMXNYSE Arca10/25/2016SPDR MSCI EAFE Fossil Fuel Reserves Free ETF EFAXNYSE Arca10/20/2016Elkhorn Lunt Low Vol/High Beta Tactical ETF LVHBBats10/12/2016Spirited Funds/ETFMG Whiskey &amp; Spirits ETFWSKYNYSE Arca10/05/2016Franklin Liberty Investment Grade Corporate ETF FLCONYSE Arca10/04/2016Lattice Real Estate Strategy ETF RORENYSE Arca9/30/2016AdvisorShares KIM Korea Equity ETF KORNYSE Arca9/29/2016First Trust CEF Income Opportunity ETFFCEFNasdaq 9/29/2016First Trust Municipal CEF Income Opportunity ETF MCEFNasdaq 9/28/2016TrimTabs Float Shrink ETF TTACBats9/28/2016ProShares K-1 Free Crude Oil Strategy ETFOILKBats9/22/2016Franklin Liberty U.S. Low Volatility ETFFLLVNYSE Arca9/22/2016Principal U.S. Small Cap Index ETFPSCNasdaq9/22/2016PowerShares Variable Rate Investment Grade PortfolioVRIGNasdaq9/21/2016AdvisorShares Focused Equity ETFCWSNYSE Arca9/21/2016Elkhorn Fundamental Commodity Strategy ETFRCOMBats9/21/2016First Trust Nasdaq Transportation ETFFTXDNasdaq9/21/2016First Trust Nasdaq Food &amp; Beverage ETFFTXGNasdaq9/21/2016First Trust Nasdaq Pharmaceuticals ETFFTXHNasdaq9/21/2016First Trust Nasdaq Semiconductor ETFFTXLNasdaq9/21/2016First Trust Nasdaq Oil &amp; Gas ETFFTXNNasdaq9/21/2016First Trust Nasdaq Bank ETFFTXONasdaq9/21/2016First Trust Nasdaq Transportation ETFFTXRNasdaq9/21/2016Amplify YieldShares Prime 5 Dividend ETFPFVBats9/21/2016Elkhorn Commodity Rotation Strategy ETFDWACNasdaq9/20/2016VanEck Vectors AMT-Free 6-8 Year Municipal Index ETFITMSBats

9/20/2016VanEck Vectors AMT-Free 12-17 Year Municipal Index ETFITMLBats9/20/2016Recon Capital USA Managed Risk ETFUSMRNYSE Arca9/15/2016NuShares Enhanced Yield U.S. Aggregate Bond ETFNUAGNYSE Arca9/15/2016iShares iBonds Dec 2026 Term Corporate ETFIBDRNYSE Arca9/15/2016Fidelity Core Dividend ETF FDVVNYSE Arca9/15/2016Fidelity Dividend ETF for Rising Rates ETFFDVVNYSE Arca9/15/2016Fidelity Low Volatility Factor ETFFDLONYSE Arca9/15/2016Fidelity Momentum Factor ETFFDMONYSE Arca9/15/2016Fidelity Quality Factor ETFFQALNYSE Arca9/15/2016Fidelity Value Factor ETFFVALNYSE Arca9/15/2016JPMorgan Disciplined High Yield ETFJPHYBats9/14/2016Guggenheim BulletShares 2026 Corporate Bond ETFBSCQNYSE Arca9/14/2016Guggenheim BulletShares 2024 High Yield Corporate Bond ETFBSJONYSE Arca9/14/2016J.P. Morgan Diversified Alternatives ETF JPHFNYSE Arca9/13/2016Global X FinTech Thematic ETFFINXNasdaq9/13/2016Global X Internet of Things Thematic ETFSNSRNasdaq9/13/2016Global X Robotics &amp; Artificial Intelligence Thematic ETFBOTZNasdaq9/08/2016iShares Edge MSCI Min Vol USA Small-Cap ETF SMMVBats9/08/2016Goldman Sachs Treasury Access 0-1 Year ETF GBILNYSE Arca9/08/2016Direxion Daily Silver Miners Index Bear 2X SharesDULLNYSE Arca9/08/2016Direxion Daily Silver Miners Index Bull 2X SharesSHNYNYSE Arca8/31/2016PureFunds Solactive FinTech ETFFINQNasdaq8/31/2016PureFunds ETFx HealthTech ETFIMEDNasdaq8/25/2016First Trust Horizon Managed Volatility Developed International ETFHDMVNYSE Arca8/25/2016First Trust Horizon Managed Volatility Domestic ETF HUSVNYSE Arca8/22/2016Principal Healthcare Innovators Index ETFBTECNasdaq8/22/2016Principal Millennials Index ETFGENYNasdaq8/17/2016iSectors Post-MPT Growth ETFPMPTNasdaq8/10/2016Direxion Daily European Financials Bear 1X SharesEUFSNYSE Arca8/09/2016Summit Water Infrastructure Multifactor ETFWTRXNYSE Arca8/08/2016C-Tracks Miller/Howard MLP Fundamental ETN, Series BMLPENYSE Arca7/28/2016Legg Mason International Low Volatility High Dividend ETFLVHIBats7/27/2016WBI Tactical Rotation SharesWBIRNYSE Arca7/27/2016Direxion Daily European Financials Bull 2X Shares EUFLNYSE Arca7/27/2016Direxion Daily Gold Miners Index Bear 1X Shares MELTNYSE Arca7/19/20163D Printing ETFPRNTBats7/14/2016Cambria Emerging Shareholder Yield ETF EYLDBats7/14/2016FlexShares STOXX US ESG Impact Index FundESGNasdaq7/14/2016FlexShares Stoxx Global ESG Impact Index Fund (ESGG) ESGGNasdaq7/14/2016PowerShares DWA Momentum &amp; Low Volatility Rotation PortfolioDWLVNasdaq7/14/2016VanEck Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF IGEMNYSE Arca7/14/2016VelocityShares VIX Tail Risk ETNBSWNNYSE Arca7/14/2016VelocityShares VIX Variable Long/Short ETN LSVXNYSE Arca7/14/2016VelocityShares VIX Short Volatility Hedged ETN XIVHNYSE Arca7/13/2016Credit Suisse X-Links Monthly Pay 2xLeveraged Mortgage REIT ETNREMLNYSE Arca7/12/2016Global X Conscious Companies ETFKRMANasdaq7/07/2016AdvisorShares Cornerstone Small Cap ETF SCAPNYSE Arca6/30/2016 iShares MSCI EAFE ESG Select ETF ESGDNasdaq6/30/2016 iShares MSCI EM ESG Select ETF ESGENasdaq6/30/2016Guggenheim S&amp;P 100 Equal Weight ETF OEWNYSE Arca6/28/2016AccuShares S&amp;P GSCI Crude Oil Excess Return Up Shares OILUNasdaq6/28/2016AccuShares S&amp;P GSCI Crude Oil Excess Return Down Shares OILDNasdaq6/28/2016Deutsche X-trackers Russell 2000 Comprehensive Factor ETFDESCNYSE Arca6/28/2016SPDR S&amp;P Internet ETF XWEBNYSE Arca6/28/2016SPDR S&amp;P Technology Hardware ETF XTHNYSE Arca6/28/2016RBC S&amp;P 500 Trend Allocator PR Index ETNTALLNYSE Arca6/16/2016iShares iBoxx $ High Yield ex Oil &amp; Gas Corporate Bond ETFHYXENasdaq6/16/2016iShares Fallen Angels USD Bond ETF FALNNasdaq6/15/2016Direxion Daily High Yield Bear 2X SharesHYDDNYSE Arca6/15/2016First Trust RiverFront Dynamic Emerging Markets ETFRFEMNasdaq6/15/2016iShares MSCI China A ETF CNYABats6/14/2016RiverFront Dynamic Unconstrained Income ETFRFUNNYSE Arca6/14/2016RiverFront Dynamic Core Income ETFRFCINYSE Arca6/13/2016Columbia Sustainable U.S. Equity Income ETF ESGSNYSE Arca6/13/2016Columbia Sustainable Global Equity Income ETF ESGWNYSE Arca6/13/2016Columbia Sustainable International Equity Income ETF ESGNNYSE Arca6/09/2016Health and Fitness ETF FITSNadaq6/09/2016Long-term Care ETFOLDNadaq6/09/2016Organics ETFORGNadaq6/09/2016Obesity ETFSLIMNadaq6/09/2016Aptus Behavioral Momentum ETF BEMOBats6/08/2016Direxion Daily S&amp;P 500 Bear 1X Shares SPDNNYSE Arca6/07/2016RiverFront Dynamic US Flex-Cap ETF RFFCNYSE Arca6/07/2016RiverFront Dynamic US Dividend Advantage ETFRFDANYSE Arca6/03/2016Franklin LibertyQ International Equity Hedged ETF FLQHNYSE Arca6/03/2016Franklin LibertyQ Emerging Markets ETF FLQENYSE Arca6/03/2016Franklin LibertyQ Global Equity ETF FLQGNYSE Arca6/03/2016Franklin LibertyQ Global Dividend ETFFLQDNYSE Arca6/02/2016SPDR Dorsey Wright Fixed Income Allocation ETFDWFINasdaq5/24/2016Elkhorn S&amp;P High Quality Preferred ETFEPRFBats5/19/2016iShares International Dividend Growth ETFIGROBats5/19/2016First Trust Alternative Absolute Return StrategyFAARNasdaq5/19/2016BullMark LatAm Select Leaders ETFBMLANasdaq5/17/2016Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index ETNAMJLNYSE Arca5/12/2016iShares Edge MSCI Multifactor Consumer Staples ETFCNSFBats5/12/2016iShares Edge MSCI Multifactor Consumer Discretionary ETFCNDFBats5/12/2016iShares Edge MSCI Multifactor Utilities ETFUTLFBats5/12/2016iShares Edge MSCI Multifactor Technology ETFTCHFBats5/12/2016iShares Edge MSCI Multifactor Materials ETFMATFBats5/12/2016iShares Edge MSCI Multifactor Industrials ETFINDFBats5/12/2016iShares Edge MSCI Multifactor Healthcare ETFHCRFBats5/12/2016iShares Edge MSCI Multifactor Financials ETFFNCFBats5/12/2016iShares Edge MSCI Multifactor Energy ETFERGFBats5/12/2016JPMorgan Diversified Return U.S. Mid Cap Equity ETFJPMENYSE Arca5/10/2016Global X Health &amp; Wellness Thematic ETFBFITNasdaq5/10/2016Global X Longevity Thematic ETFLNGRNasdaq5/10/2016IQ Enhanced Core Bond U.S. ETFAGGENYSE Arca5/10/2016IQ Enhanced Core Plus Bond U.S. ETFAGGPNYSE Arca5/10/2016Guggenheim U.S. Large Cap Optimized Volatility ETFOVLCNYSE Arca5/05/2016Global X Millennials Thematic ETFMILNNasdaq5/03/2016REX VolMAXX Long VIX Weekly Futures Strategy ETFVMAXBats5/03/2016REX VolMAXX Inverse VIX Weekly Futures Strategy ETFVMINBats4/27/2016WisdomTree Fundamental U.S. Corporate Bond FundWFIGBATS4/27/2016WisdomTree Fundamental U.S. Short-Term Corporate Bond FundSFIGBATS4/27/2016WisdomTree Fundamental U.S. High Yield Corporate Bond FundWFHYBATS4/27/2016WisdomTree Fundamental U.S. Short-Term High Yield Corporate Bond FundSFHYBATS4/26/2016CrowdInvest Wisdom ETFWIZENYSE Arca4/22/2016iShares Sustainable MSCI Global Impact ETFMPCTNasdaq4/20/2016Amplify Online Retail ETFIBUYNasdaq4/19/2016Guggenheim Large Cap Optimized Diversification ETFOPDNYSE Arca4/19/2016Sprott BUZZ Social Media Insights ETFBUZNYSE Arca4/19/2016Deutsche X-trackers FTSE Emerging Comprehensive Factor ETFDEMGNYSE Arca4/19/2016Global X Catholic Values ETFCATHNasdaq4/14/2016SPDR DoubleLine Emerging Markets Fixed Income ETFEMTLBats4/14/2016SPDR DoubleLine Short Duration Total Return Tactical ETFSTOTBats4/14/2016First Trust RiverFront Dynamic Developed International ETFRFDINasdaq4/14/2016First Trust RiverFront Dynamic Asia Pacific ETFRFAPNasdaq4/14/2016First Trust RiverFront Dynamic Europe ETFRFEUNasdaq4/07/2016WisdomTree Emerging Markets Dividend FundDVEMBats4/07/2016WisdomTree International Quality Dividend Growth FundIQDGBats4/07/2016Direxion Daily Energy Bear 1X SharesERYYNYSE Arca4/07/2016Direxion Daily Financial Bear 1X SharesFAZZNYSE Arca4/07/2016Direxion Daily Technology Bear 1X SharesTECZNYSE Arca4/05/2016REX Gold Hedged FTSE Emerging Markets ETFGHENYSE Arca4/05/2016REX Gold Hedged S&amp;P 500 ETFGHSNYSE Arca4/04/2016JPMorgan Diversified Return International Currency Hedged ETFJPIHNYSE Arca4/04/2016JPMorgan Diversified Return Europe Currency Hedged ETFJPEHNYSE Arca4/04/2016Dhandho Junoon ETFJUNENYSE Arca3/29/2016John Hancock Multifactor Consumer Staples ETFJHMSNYSE Arca3/29/2016John Hancock Multifactor Energy ETFJHMENYSE Arca3/29/2016John Hancock Multifactor Industrials ETFJHMINYSE Arca3/29/2016John Hancock Multifactor Materials ETFJHMANYSE Arca3/29/2016John Hancock Multifactor Utilities ETFJHMUNYSE Arca3/23/2016Victory CEMP Emerging Market Volatility Wtd ETFCEZNasdaq3/22/2016Principal Price Setters Index ETFPSETNasdaq3/22/2016Principal Shareholder Yield Index ETFPYNasdaq3/18/2016First Trust Dorsey Wright Dynamic Focus 5 ETFFVCNasdaq3/10/2016PowerShares DWA Tactical Multi-Asset Income PortfolioDWINNasdaq3/09/2016PureFunds Drone Economy Strategy ETFIFLYNYSE Arca3/09/2016PureFunds Video Game Tech ETFGAMRNYSE Arca3/08/2016SPDR SSgA Gender Diversity Index ETFSHENYSE Arca3/04/2016Goldman Sachs ActiveBeta Europe Equity ETFGSEUNYSE Arca3/04/2016Goldman Sachs ActiveBeta Japan Equity ETFGSJYNYSE Arca3/02/2016Vanguard International Dividend Appreciation ETFVIGINasdaq3/02/2016Vanguard International High Dividend Yield ETFVYMINasdaq2/25/2016Janus Small Cap Growth Alpha ETFJSMLNasdaq2/25/2016Janus Small/Mid Cap Growth Alpha ETFJSMDNasdaq2/24/2016WisdomTree CBOE S&amp;P 500 PutWrite Strategy FundPUTWNYSE Arca2/23/2016Pacer Global High Dividend ETFPGHDBATS2/23/2016Cambria Sovereign High Yield Bond ETFSOVBNYSE Arca2/22/2016UBS AG FI Enhanced Global High Yield ETNFIHDNYSE Arca2/18/2016Etracs S&amp;P GSCI Crude Oil ETNOILXNYSE Arca2/18/2016ProShares Managed Futures Strategy ETFFUTBATS2/16/2016UBS AG FI Enhanced Europe 50 ETNFIEENYSE Arca2/10/2016Guggenheim Total Return Bond ETFGTONYSE Arca2/09/2016Etracs 2xMonthly Leveraged Alerian MLP Infrastructure ETN Series BMLPQNYSE Arca2/09/2016Etracs 2xMonthly Leveraged S&amp;P MLP Index ETN Series BMLPZNYSE Arca2/09/2016Credit Suisse X-Links WTI Crude Oil Index ETNOIILNYSE Arca1/27/2016ProShares MSCI Emerging Markets Dividend Growers ETFEMDVBATS1/14/2016SPDR FactSet Innovative Technology ETFXITKNYSE Arca1/14/2016Reality Shares DIVCON Dividend Defender ETFDFNDBATS1/14/2016Reality Shares DIVCON Dividend Guard ETFGARDBATS1/13/2016Market Vectors Generic Drugs ETFGNRXNasdaq1/7/2016iShares Adaptive Currency Hedged MSCI Japan ETFDEWJBATS1/7/2016iShares Adaptive Currency Hedged MSCI Eurozone ETFDEZUBATS1/7/2016iShares Adaptive Currency Hedged MSCI EAFE ETFDEFABATS1/7/2016WisdomTree Dynamic Currency Hedged Europe Equity FundDDEZBATS1/7/2016WisdomTree Dynamic Currency Hedged Japan Equity FundDDJPBATS1/7/2016WisdomTree Dynamic Currency Hedged International Equity FundDDWMBATS1/7/2016WisdomTree Dynamic Currency Hedged International SmallCap Equity FundDDLSBATS1/6/2016Reality Shares DIVCON Leaders Dividend ETFLEADBATS# The following ETFs and ETNs launched in 2015:

LaunchFundTickerExchange12/29/2015Legg Mason Developed ex-US Diversified Core ETFDDBINasdaq12/29/2015Legg Mason Emerging Market Diversified Core ETFEDBINasdaq12/29/2015Legg Mason US Diversified Core ETFUDBINasdaq12/29/2015Legg Mason Low Volatility High Dividend ETFLVHDNasdaq12/23/2015WisdomTree Long/Short ETFDYLSBATS12/23/2015WisdomTree Dynamic Bearish U.S. ETFDYBBATS12/23/2015MomentumShares International Quantitative Momentum ETFIMOMBATS12/21/2015JPMorgan Diversified Return Europe Equity ETFJPEUNYSE Arca12/16/2015SPDR S&amp;P North American Natural Resources ETFNANRNYSE Arca12/16/2015Guggenheim Dow Jones Industrial Average Dividend ETFDJDNYSE Arca12/15/2015Pacer Trendpilot European Index ETFPTEUBATS12/15/2015Pacer Autopilot Hedged European Index ETFPAEUBATS12/10/2015Elkhorn FTSE RAFI U.S. Equity Income ETFELKUBATS12/10/2015iShares FactorSelect MSCI Emerging ETFEMGFBATS12/3/2015SPDR Russell 1000 Momentum Focus ETFONEONYSE Arca12/3/2015SPDR Russell 1000 Low Volatility Focus ETFONEVNYSE Arca12/3/2015SPDR Russell 1000 Yield Focus ETFONEYNYSE Arca12/3/2015Direxion Daily S&amp;P Biotech Bear 1X SharesLABSNYSE Arca12/3/2015Direxion Daily Natural Gas Related Bear 3X SharesGASXNYSE Arca12/3/2015Direxion Daily Healthcare Bear 3X SharesSICKNYSE Arca12/3/2015Tierra XP Latin America Real Estate ETFLARENYSE Arca12/2/2015MomentumShares U.S. Quantitative Momentum ETFQMOMBATS12/1/2015The SPDR S&amp;P 500 Fossil Fuel Free ETFSPYXNYSE Arca11/24/2015Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETFDEEFNYSE Arca11/24/2015Deutsche X-trackers Russell 1000 Enhanced Beta ETFDEUSNYSE Arca11/24/2015FlexShares Real Assets Allocation Index FundASETNasdaq11/19/2015Etho Climate Leadership U.S. ETFETHONYSE Arca11/19/2015WisdomTree Global Hedged SmallCap Dividend FundHGSDBATS11/12/2015WisdomTree Global SmallCap Dividend FundGSDBATS11/12/2015iShares Core International Aggregate Bond ETFIAGGBATS11/12/2015First Trust Heitman Global Prime Real Estate ETFPRMENYSE Arca11/10/2015Goldman Sachs ActiveBeta International Equity ETFGSIENYSE Arca11/10/2015AlphaClone International ETFALFINYSE Arca11/10/2015FlexShares Currency Hedged Morningstar DM ex-US Factor Tilt Index FundTLDHNYSE Arca11/10/2015FlexShares Currency Hedged Morningstar EM Factor Tilt Index FundTLEHNYSE Arca11/5/2015PowerShares Russell 1000 Low Beta Equal Weight PortfolioUSLBNasdaq11/5/2015PowerShares FTSE International Low Beta Equal Weight PortfolioIDLBNasdaq11/4/2015First Trust SSI Strategic Convertible Securities ETFFCVTNasdaq11/3/2015BlueStar TA-BIGITech Israel Technology ETFITEQNasdaq11/2/2015iShares Currency Hedged MSCI EAFE Minimum Volatility ETFHEFVBATS11/2/2015iShares Currency Hedged MSCI EM Minimum Volatility ETFHEMVBATS11/2/2015iShares Currency Hedged MSCI ACWI Minimum Volatility ETFHACVBATS11/2/2015iShares Currency Hedged MSCI Europe Minimum Volatility ETFHEUVBATS11/2/2015iShares Currency Hedged MSCI Europe Small-Cap ETFHEUSBATS10/29/2015WisdomTree Europe Local Recovery FundEZRBATS10/29/2015WisdomTree Strong Dollar Emerging Markets Equity FundEMSDBATS10/29/2015WisdomTree Global ex-U.S. Hedged Real Estate FundHDRWBATS10/29/2015SPDR MSCI China A Shares IMI ETFXINANYSE Arca10/27/2015Restaurant ETFBITENasdaq10/22/2015SPDR S&amp;P 500 High Dividend ETFSPYDNYSE Arca10/20/2015Deutsche X-trackers CSI 300 China A-Shares Hedged Equity ETFASHXNYSE Arca10/20/2015CSOP MSCI China A International Hedged ETFCNHXNYSE Arca10/20/2015CSOP China CSI 300 A-H Dynamic ETFHAHANYSE Arca10/14/2015Loncar Cancer Immunotherapy ETFCNCRNasdaq10/9/2015PowerShares S&amp;P 500 Momentum PortfolioSPMONYSE Arca10/9/2015PowerShares S&amp;P 500 Value PortfolioSPVUNYSE Arca10/9/2015PowerShares Developed EuroPacific Currency Hedged Low Volatility PortfolioFXEPNYSE Arca10/9/2015PowerShares Japan Currency Hedged Low Volatility PortfolioFXJPNYSE Arca10/9/2015PowerShares DWA Tactical Sector Rotation PortfolioDWTRNasdaq10/9/2015Etracs Alerian MLP Infrastructure Index ETN Series BMLPBNYSE Arca10/9/2015Etracs Alerian MLP Index ETN Series BAMUBNYSE Arca10/9/2015Etracs Monthly Pay 2xLeveraged Mortgage REIT ETN Series BMRRLNYSE Arca10/9/2015Etracs CMCI Total Return ETN Series BUCIBNYSE Arca10/9/2015Etracs Wells Fargo Business Development Company Index ETN Series BBDCZNYSE Arca10/9/2015Etracs 2xLeveraged Long Wells Fargo Business Development Company Index ETN Series BLBDCNYSE Arca10/8/2015Real Estate Select Sector SPDR FundXLFSNYSE Arca10/8/2015Financial Services Select Sector SPDR FundXLRENYSE Arca10/7/2015Guggenheim BulletShares 2023 High Yield Corporate Bond ETFBSJNNYSE Arca10/7/2015Guggenheim BulletShares 2025 Corporate Bond ETFBSCPNYSE Arca10/1/2015iShares Currency Hedged JPX-Nikkei 400 ETFHJPXNYSE Arca9/30/2015Credit Suisse X-Links Multi-Asset High Income ETNMLTINYSE Arca9/30/2015JPMorgan Diversified Return US Equity ETFJPUSNYSE Arca9/29/2015John Hancock Multifactor Mid Cap ETFJHMMNYSE Arca9/29/2015John Hancock Multifactor Large Cap ETFJHMLNYSE Arca9/29/2015John Hancock Multifactor Technology ETFJHMTNYSE Arca9/29/2015John Hancock Multifactor Healthcare ETFJHMHNYSE Arca9/29/2015John Hancock Multifactor Financials ETFJHMFNYSE Arca9/29/2015John Hancock Multifactor Consumer Discretionary ETFJHMCNYSE Arca9/29/2015Goldman Sachs ActiveBeta Emerging Markets Equity ETFGEMNYSE Arca9/24/2015ProShares S&amp;P 500 Ex-Energy ETFSPXENYSE Arca9/24/2015ProShares S&amp;P 500 Ex-Financial ETFSPXNNYSE Arca9/24/2015ProShares S&amp;P 500 Ex-Health Care ETFSPXVNYSE Arca9/24/2015ProShares S&amp;P 500 Ex-Technology ETFSPXTNYSE Arca9/24/2015Reaves Utilities ETFUTESNasdaq9/24/2015FlexShares Credit Scored U.S. Long Corporate Bond Index FundLKORNasdaq9/24/2015FlexShares U.S. Quality Large Cap Index FundQLCNasdaq9/24/2015IQ Leaders GTAA Tracker ETFQGTANYSE Arca9/21/2015Goldman Sachs Active Beta US Large Cap Equity ETFGSLCNYSE Arca9/17/2015iShares MSCI Saudi Arabia Capped ETFKSANYSE Arca9/16/2015Direxion Daily Cyber Security Bull 2X SharesHAKKNYSE Arca9/16/2015Direxion Daily Cyber Security Bear 2X SharesHAKDNYSE Arca9/16/2015Direxion Daily Pharmaceutical &amp; Medical Bull 2X SharesPILLNYSE Arca9/16/2015Direxion Daily Pharmaceutical &amp; Medical Bear 2X SharesPILSNYSE Arca9/15/2015SPDR S&amp;P International Dividend Currency Hedged ETFHDWXNYSE Arca9/15/2015SPDR MSCI International Real Estate Currency Hedged ETFHREXNYSE Arca9/10/2015ProShares MSCI Europe Dividend Growers ETFEUDVNYSE Arca9/9/2015Cambria Value and Momentum ETFVAMONYSE Arca9/3/2015iShares iBonds Dec 2021 AMT-Free Muni Bond ETFIBMJNYSE Arca9/3/2015iShares iBonds Dec 2022 AMT-Free Muni Bond ETFIBMKNYSE Arca9/2/2015EGShares EM Core ex-China ETFXCEMNYSE Arca8/25/2015Vanguard Tax-Exempt Bond Index Fund ETF SharesVTEBNYSE Arca8/25/2015O'Shares FTSE Asia Pacific Quality Dividend Hedged ETFOAPHNYSE Arca8/25/2015O'Shares FTSE Europe Quality Dividend Hedged ETFOEUHNYSE Arca8/20/2015Compass EMP International 500 Volatility Weighted Index ETFCILNYSE Arca8/20/2015Compass EMP International High Dividend 100 Volatility Weighted Index ETFCIDNYSE Arca8/19/2015Deutsche X-trackers MSCI Australia Hedged Equity ETFDBAUNYSE Arca8/19/2015Deutsche X-trackers MSCI EAFE Small-Cap Hedged Equity ETFDBESNYSE Arca8/19/2015Deutsche X-trackers MSCI Italy Hedged Equity ETFDBITNYSE Arca8/19/2015Deutsche X-trackers MSCI Southern Europe Hedged Equity ETFDBSENYSE Arca8/19/2015Deutsche X-trackers MSCI Spain Hedged Equity ETFDBSPNYSE Arca8/19/2015Deutsche X-trackers Japan JPX-Nikkei 400 Hedged Equity ETFJPNHNYSE Arca8/19/2015Direxion Daily Homebuilders &amp; Supplies Bull 3X SharesNAILNYSE Arca8/19/2015Direxion Daily Homebuilders &amp; Supplies Bear 3X SharesCLAWNYSE Arca8/19/2015Direxion Daily Regional Banks Bull 3X SharesDPSTNYSE Arca8/19/2015Direxion Daily Regional Banks Bear 3X SharesWDRWNYSE Arca8/19/2015O'Shares FTSE Asia Pacific Quality Dividend ETFOASINYSE Arca8/19/2015O'Shares FTSE Europe Quality Dividend ETFOEURNYSE Arca8/19/2015Market Vectors Oil Refiners ETFCRAKNYSE Arca8/13/2015Guggenheim S&amp;P 500 Equal Weight Real Estate ETFEWRENYSE Arca8/12/2015Deutsche X-trackers MSCI All World ex US High Dividend Yield Hedged Equity ETFHDAWNYSE Arca8/12/2015Deutsche X-trackers MSCI Emerging Markets High Dividend Yield Hedged Equity ETFHDEENYSE Arca8/12/2015Deutsche X-trackers MSCI EAFE High Dividend Yield Hedged Equity ETFHDEFNYSE Arca8/12/2015Deutsche X-trackers MSCI Eurozone High Dividend Yield Hedged Equity ETFHDEZNYSE Arca8/11/2015Virtus Newfleet Multi-Sector Unconstrained Bond ETFNFLTNYSE Arca7/30/2015iShares Currency Hedged Global ex USD High Yield Bond ETFHHYXNYSE Arca7/23/2015iShares Interest Rate Hedged Emerging Markets Bond ETFEMBHNYSE Arca7/23/2015iShares Interest Rate Hedged 10+ Year Credit Bond ETFCLYHNYSE Arca7/22/2015IQ 50 Percent Hedged FTSE International ETFHFXINYSE Arca7/22/2015IQ 50 Percent Hedged FTSE Europe ETFHFXENYSE Arca7/22/2015IQ 50 Percent Hedged FTSE Japan ETFHFXJNYSE Arca7/21/2015WisdomTree Strong Dollar U.S. Equity FundUSSDNYSE Arca7/21/2015WisdomTree Weak Dollar U.S. Equity FundUSWDNYSE Arca7/16/2015PureFunds ISE Big Data ETFBDATNYSE Arca7/16/2015PureFunds ISE Mobile Payments ETFIPAYNYSE Arca7/15/2015Etracks 2xMonthly Leveraged S&amp;P MLP Index ETNMLPVNYSE Arca7/14/2015O'Shares FTSE US Quality Dividend ETFOUSANYSE Arca7/14/2015Global X SuperDividend Alternatives ETFALTYNasdaq7/14/2015Market Vectors Morningstar International Moat ETFMOTINYSE Arca7/9/2015Principal EDGE Active Income ETFYLDNYSE Arca7/9/2015WisdomTree Barclays U.S. Aggregate Bond Enhanced Yield FundAGGYNYSE Arca7/9/2015WisdomTree International Hedged Equity FundHDWMNYSE Arca7/8/2015Gavekal Knowledge Leaders Developed World ETFKLDWNYSE Arca7/8/2015Gavekal Knowledge Leaders Emerging Markets ETFKLEMNYSE Arca7/8/2015Compass EMP US Large Cap High Dividend 100 Volatility Weighted Index ETFCDLNasdaq7/8/2015Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETFCSBNasdaq7/8/2015Compass EMP US Small Cap 500 Volatility Weighted Index ETFCSANasdaq7/7/2015First Trust Nasdaq CEA Cybersecurity ETFCIBRNasdaq7/7/2015ALPS Enhanced Put Write Strategy ETFPUTXNYSE Arca7/1/2015iShares Currency Hedged MSCI ACWI ETFHACWNYSE Arca7/1/2015iShares Currency Hedged MSCI ACWI ex U.S. ETFHAWXNYSE Arca7/1/2015iShares Currency Hedged MSCI EAFE Small-Cap ETFHSCZNYSE Arca7/1/2015iShares Currency Hedged MSCI United Kingdom ETFHEWUNYSE Arca7/1/2015iShares Currency Hedged MSCI Australia ETFHAUDNYSE Arca7/1/2015iShares Currency Hedged MSCI Switzerland ETFHEWLNYSE Arca7/1/2015iShares Currency Hedged MSCI Spain ETFHEWPNYSE Arca7/1/2015iShares Currency Hedged MSCI South Korea ETFHEWYNYSE Arca7/1/2015iShares Currency Hedged MSCI Mexico ETFHEWWNYSE Arca7/1/2015iShares Currency Hedged MSCI Italy ETFHEWINYSE Arca7/1/2015iShares Currency Hedged MSCI Canada ETFHEWCNYSE Arca7/1/2015ALPS Sector Leaders ETFSLDRNYSE Arca7/1/2015ALPS Sector Low Volatility ETFSLOWNYSE Arca6/30/2015Tortoise North American Pipeline FundTPYPNYSE Arca6/25/2015ProShares Hedged FTSE Europe ETFHGEUNYSE Arca6/25/2015ProShares Hedged FTSE Japan ETFHGJPNYSE Arca6/25/2015Hull Tactical US ETFHTUSNYSE Arca6/24/2015Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETFJPNNYSE Arca6/23/2015ProShares UltraPro Nasdaq Biotechnology ETFUBIONasdaq6/23/2015ProShares UltraPro Short Nasdaq Biotechnology ETFZBIONasdaq6/23/2015ProShares Ultra Homebuilders &amp; Supplies ETFHBUNYSE Arca6/23/2015ProShares UltraShort Homebuilders &amp; Supplies ETFHBZNYSE Arca6/23/2015ProShares UltraShort Oil &amp; Gas Exploration &amp; Production ETFSOPNYSE Arca6/23/2015ProShares Ultra Oil &amp; Gas Exploration &amp; Production ETFUOPNYSE Arca6/18/2015iShares MSCI International Developed Size Factor ETFISZENYSE Arca6/18/2015iShares MSCI International Developed Value Factor ETFIVLUNYSE Arca6/17/2015Direxion Daily CSI 300 China A Share Bear 1X SharesCHADNYSE Arca6/12/2015Pacer 100 Trendpilot ETFPTNQBATS6/12/2015Pacer 450 Trendpilot ETFPTMCBATS6/12/2015Pacer 750 Trendpilot ETFPTLCBATS6/11/2015WisdomTree Western Asset Unconstrained Bond FundUBNDNasdaq6/10/2015Market Vectors Global Spin-Off ETFSPUNNYSE Arca6/10/2015SPDR Euro Stoxx 50 Currency Hedged ETFHFEZNYSE Arca6/10/2015Tuttle Tactical Management Multi-Strategy Income ETFTUTINasdaq6/10/2015Direxion Daily MSCI Europe Currency Hedged Bull 2x SharesHEGENYSE Arca6/10/2015Direxion Daily MSCI Japan Currency Hedged Bull 2x SharesHEGJNYSE Arca6/4/2015iShares Convertible Bond ETFICVTBATS6/4/2015WisdomTree Global ex-U.S. Hedged Dividend FundDXUSNYSE Arca6/4/2015WisdomTree International Hedged SmallCap Dividend FundHDLSNYSE Arca6/2/2015TrimTabs Intl Free-Cash-Flow ETFFCFINYSE Arca6/1/2015Highland HFR Global ETFHHFRNYSE Arca6/1/2015Highland HFR Event-Driven ETFDRVNNYSE Arca6/1/2015Highland HFR Equity Hedge ETFHHDGNYSE Arca5/28/2015WisdomTree Japan Dividend Growth FundJDGNYSE Arca5/28/2015Global X YieldCo Index ETFYLCONasdaq5/28/2015Direxion Daily S&amp;P Biotech Bull 3X SharesLABUNYSE Arca5/28/2015Direxion Daily S&amp;P Biotech Bear 3X SharesLABDNYSE Arca5/28/2015Direxion Daily S&amp;P Oil &amp; Gas Exp. &amp; Prod. Bull 3X SharesGUSHNYSE Arca5/28/2015Direxion Daily S&amp;P Oil &amp; Gas Exp. &amp; Prod. Bear 3X SharesDRIPNYSE Arca5/27/2015Elkhorn S&amp;P 500 Capital Expenditures PortfolioCAPXNasdaq5/19/2015AccuShares Spott CBOE VIX Up SharesVXUPNasdaq5/19/2015AccuShares Spott CBOE VIX Down SharesVXDNNasdaq5/13/2015Global X Scientific Beta US ETFSCIUNYSE Arca5/13/2015Global X Scientific Beta Europe ETFSCIDNYSE Arca5/13/2015Global X Scientific Beta Japan ETFSCIJNYSE Arca5/13/2015Global X Scientific Beta Asia ex-Japan ETFSCIXNYSE Arca5/12/2015Diamond Hill Valuation-Weighted 500 ETFDHVWNYSE Arca5/7/2015PowerShares Europe Currency Hedged Low Volatility PortfolioFXEUNYSE Arca5/6/2015Etracs Monthly Pay 2xLeveraged MSCI US REIT Index ETNLRETNYSE Arca4/30/2015iShares FactorSelect MSCI USA ETFLRGFNYSE Arca4/30/2015iShares FactorSelect MSCI Intl Small-Cap ETFISCFNYSE Arca4/30/2015iShares FactorSelect MSCI International ETFINTFNYSE Arca4/30/2015iShares FactorSelect MSCI Global ETFACWFNYSE Arca4/30/2015iShares FactorSelect MSCI USA Small-Cap ETFSMLFNYSE Arca4/30/2015U.S. Global JetsJETSNYSE Arca4/29/2015Recon Capital FTSE 100 ETFUKNasdaq4/29/2015Global X Guru Activist Index ETFACTXNasdaq4/23/2015Global X MSCI Pakistan ETFPAKNYSE Arca4/21/2015AlphaMark Actively Managed Small Cap ETFSMCPNasdaq4/16/2015Direxion Daily CSI 300 China A Share Bull 2X ETFCHAUNYSE Arca4/16/2015SPDR MSCI USA Quality Mix ETFQUSNYSE Arca4/9/2015WisdomTree Japan Hedged Dividend Growth ETFJHDGNYSE Arca4/9/2015Deutsche X-trackers Dow Jones Hedged International Real Estate ETFDBRENYSE Arca4/9/2015Deutsche X-trackers S&amp;P Hedged Global Infrastructure ETFDBIFNYSE Arca4/9/2015PowerShares Ex-Rate Sensitive Low Volatility S&amp;P 500 ETFXRLVNYSE Arca4/9/2015Innovator IBD 50 FundFFTYNYSE Arca3/31/2015Sprott Junior Gold Miners ETFSGDJNYSE Arca3/24/2015IQ Hedge Event-Driven Tracker ETFQEDNYSE Arca3/24/2015IQ Hedge Long/Short Tracker ETFQLSNYSE Arca3/24/2015Lattice Global Small Cap Strategy ETFROGSNYSE Arca3/23/2015iShares Exponential Technologies ETFXTNYSE Arca3/17/2015Global X SuperDividend REIT ETFSRETNasdaq3/17/2015Global X SuperDividend Emerging Markets ETFSDEMNYSE Arca3/12/2015CSOP FTSE China A50 ETFAFTYNYSE Arca3/12/2015iShares iBonds Dec 2017 Corporate ETFIBDJNYSE Arca3/12/2015iShares iBonds Dec 2019 Corporate ETFIBDKNYSE Arca3/12/2015Shares iBonds Dec 2021 Corporate ETFIBDMNYSE Arca3/12/2015iShares iBonds Dec 2022 Corporate ETFIBDNNYSE Arca3/12/2015iShares iBonds Dec 2023 Corporate ETFIBDONYSE Arca3/12/2015iShares iBonds Dec 2024 Corporate ETFIBDPNYSE Arca3/12/2015iShares iBonds Dec 2025 Corporate ETFIBDQNYSE Arca3/11/2015Direxion Value Line Mid- and Large-Cap High Dividend ETFVLMLNYSE Arca3/11/2015Direxion Value Line Small- and Mid-Cap High Dividend ETFVLSMNYSE Arca3/11/2015Direxion Value Line Conservative Equity ETFVLLVNYSE Arca3/11/2015Etracs Monthly Reset 2xLeveraged ISE Exclusively Homebuilders ETNHOMLNYSE Arca3/11/2015Etracs ISE Exclusively Homebuilders ETNHOMXNYSE Arca3/5/2015iShares Short Maturity Municipal Bond ETFMEARBATS3/4/2015WisdomTree Europe Hedged SmallCap Equity FundEUSCNYSE Arca3/3/2015Deutsche X-trackers High Yield Corporate Bond - Interest Rate Hedged ETFHYIHNYSE Arca3/3/2015Deutsche X-trackers Investment Grade Bond - Interest Rate Hedged ETFIGIHNYSE Arca3/3/2015Deutsche X-trackers Emerging Markets Bond - Interest Rate Hedged ETFEMIHNYSE Arca2/27/2015Arrow QVM Equity Factor ETFQVMNYSE Arca2/26/2015iShares U.S. Fixed Income Balanced Risk ETFINCBATS2/26/2015Lattice US Equity Strategy ETFROUSNYSE Arca2/26/2015Lattice Emerging Markets Equity Strategy ETFROAMNYSE Arca2/26/2015Lattice Developed Markets (ex-US) Strategy ETFRODMNYSE Arca2/25/2015Tuttle Tactical Management U.S. Core ETFTUTTNasdaq2/24/2015SPDR DoubleLine Total Return Tactical ETFTOTLNYSE Arca2/20/2015GreenHaven Coal FundTONSNYSE Arca2/19/2015SIT Rising Rate FundRISENYSE Arca2/19/2015AdvisorShares Pacific Asset Enhanced Floating Rate ETFFLRTNYSE Arca2/13/2015ProShares Ultra Junior MinersGDJJNYSE Arca2/13/2015ProSHares UltraShort Junior MinersGDJSNYSE Arca2/13/2015ProShares UltraShort Gold MinersGDXSNYSE Arca2/13/2015ProShares Ultra Gold MinersGDXXNYSE Arca2/13/2015KraneShares FTSE Emerging Markets Plus ETFKEMPBATS2/11/2015Guggenheim S&amp;P High Income Infrastructure ETFGHIINYSE Arca2/5/2015Fidelity MSCI Real Estate Index ETFFRELNYSE Arca2/5/2015ProShares S&amp;P MidCap 400 Dividend Aristocrats ETFREGLNYSE Arca2/5/2015ProShares Russell 2000 Dividend Growers ETFSMDVNYSE Arca2/5/2015SPDR S&amp;P 500 Buyback ETFSPYBNYSE Arca2/2/2015RevenueShares Global Growth FundRGRONYSE Arca2/2/2015Etracs monthly Pay 2xLeveraged US Small Cap High Dividend ETNSMHDNYSE Arca1/28/2015ETFS Diversified-Factor U.S. Large Cap Index FundSBUSNYSE Arca1/28/2015ETFS Diversified-Factor Developed Europe Index FundSBEUNYSE Arca1/20/2015ETFS Zacks Earnings Large-Cap U.S. FundZLRGNYSE Arca1/20/2015ETFS Zacks Earnings Small-Cap U.S. FundZSMLNYSE Arca1/16/2015QuantShares Hedged Dividend Income FundDIVANYSE Arca1/13/2015iShares MSCI International Developed Momentum Factor ETFIMTMNYSE Arca1/13/2015iShares MSCI International Developed Quality Factor ETFIQLTNYSE Arca1/8/2015JPMorgan Diversified Return Emerging Markets Equity ETFJPEMNYSE Arca1/7/2015Master Income ETFHIPSNYSE Arca1/7/2015Direxion Daily S&amp;P 500 Bull 1.25X SharesLLSPNYSE Arca1/7/2015Direxion Daily Small Cap Bull 1.25X SharesLLSCNYSE Arca1/7/2015Direxion Daily FTSE Emerging Markets Bull 1.25X SharesLLEMNYSE Arca1/7/2015Direxion Daily FTSE Developed Markets Bull 1.25X SharesLLDMNYSE Arca# The following ETFs and ETNs launched in 2014:

LaunchFundTickerExchange1/7/2014First Trust High Income ETFFTHINasdaq GM1/7/2014First Trust Low Beta Income ETFFTLBNasdaq GM1/7/2014First Trust Nasdaq Rising Dividend Achievers ETFRDVYNasdaq GM1/8/2014EGShares TCW EM Short Term Investment Grade Bond ETFSEMFNYSE Arca1/8/2014EGShares TCW EM Intermediate Term Investment Grade Bond ETFIEMFNYSE Arca1/8/2014EGShares TCW EM Long Term Investment Grade Bond ETFLEMFNYSE Arca1/9/2014SPDR MFS Systematic Core Equity ETFSYENYSE Arca1/9/2014SPDR MFS Systematic Growth Equity ETFSYGNYSE Arca1/9/2014SPDR MFS Systematic Value Equity ETFSYVNYSE Arca1/14/2014Market Vectors Short High-Yield Municipal Index ETFSHYDNYSE Arca1/15/2014AdvisorShares Sage Core Reserves ETFHOLDNYSE Arca1/15/2014PowerShares NYSE Century PortfolioNYCCNYSE Arca1/22/2014Vident Core U.S. Equity ETFVUSENYSE Arca1/22/2014Direxion Daily FTSE Europe Bull 3x SharesEURLNYSE Arca1/23/2014Direxion Daily FTSE Europe Bear 3x SharesEURZNYSE Arca1/23/2014Pimco Diversified Income Exchange-Traded FundDINYSE Arca1/23/2014Pimco Low-Duration Exchange Traded FundLDURNYSE Arca1/23/2014Market Vectors MSCI International Quality ETFQXUSNYSE Arca1/23/2014Market Vectors MSCI International Quality Dividend ETFQDXUNYSE Arca1/23/2014Market Vectors MSCI Emerging Markets Quality ETFQEMNYSE Arca1/23/2014Market Vectors MSCI Emerging Markets Quality Dividend ETFQDEMNYSE Arca1/23/2014db X-trackers MSCI South Korea Hedged Equity FundDBKONYSE Arca1/23/2014db X-trackers MSCI Mexico Hedged Equity FundDBMXNYSE Arca1/23/2014db X-trackers MSCI All World ex US Hedged Equity FundDBAWNYSE Arca1/23/2014Direxion Zacks High Income MLP SharesZMLPNYSE Arca2/4/2014iShares Treasury Floating Rate ETFTFLONYSE Arca2/4/2014WisdomTree Bloomberg Floating Rate Treasury FundUSFRNYSE Arca2/4/2014iShares Currency Hedged MSCI Japan ETFHEWJNYSE Arca2/4/2014iShares Currency Hedged MSCI Germany ETFHEWGNYSE Arca2/4/2014iShares Currency Hedged MSCI EAFE ETFHEFANYSE Arca2/6/2014iShares 2019 AMT-Free Muni Term ETFMUAHNYSE Arca2/12/2014AdvisorShares International Gold ETFGLDENYSE Arca2/12/2014Gartman Gold/Yen ETFGYENNYSE Arca2/12/2014Gartman Gold/British Pound ETFGGBPNYSE Arca2/12/2014Gartman Gold/Euro ETFGEURNYSE Arca2/25/2014Workplace Equality FundEQLTNYSE Arca2/27/2014iShares Enhanced International Large-Cap ETFIEILNYSE Arca2/27/2014iShares Enhanced International Small-Cap ETFIEISNYSE Arca2/27/2014PowerShares International BuyBack Achievers PortfolioIPKWNasdaq GM2/27/2014SPDR Barclays 0-5 Year TIPS ETFSIPENYSE Arca3/4/2014Horizons Korea KOSPI 200 ETFHKORNYSE Arca3/5/2014KraneShares Bosera MSCI China A Share ETFKBANYSE Arca3/5/2014AdvisorShares YieldPro ETFYPRONasdaq3/6/2014First Trust Dorsey Wright Focus 5 ETFFVNasdaq3/11/2014Global X Guru International Index ETFGURINYSE Arca3/11/2014Global X Guru Small Cap Index ETFGURXNYSE Arca3/11/2014First Trust RBA Quality Income ETFQINCNasdaq3/11/2014First Trust RBA American Industrial Renaissance ETFAIRRNasdaq3/12/2014Cambria Global Value ETFGVALNYSE Arca3/13/2014SPDR Barclays International High Yield Bond ETFIJNKNYSE Arca3/26/2014Etracs Monthly Reset 2xLeveraged S&amp;P 500 Total Return ETNSPLXNYSE Arca3/27/2014ProShares DJ Brookfield Global Infrastructure ETFTOLZNYSE Arca3/28/2014ALPS Emerging Sector Dividend Dogs ETFEDOGNYSE Arca4/8/2014WisdomTree Japan Hedged Tech, Media and Telecom FundDXJTNYSE Arca4/8/2014WisdomTree Japan Hedged Financials FundDXJFNYSE Arca4/8/2014WisdomTree Japan Hedged Real Estate FundDXJRNYSE Arca4/8/2014WisdomTree Japan Hedged Capital Goods FundDXJCNYSE Arca4/8/2014WisdomTree Japan Hedged Health Care FundDXJHNYSE Arca4/10/2014Direxion Daily Gold Bull 3X SharesGLDLNYSE Arca4/10/2014Direxion Daily Gold Bear 3X SharesGLDSNYSE Arca4/23/2014EGShares Blue Chip ETFBCHPNYSE Arca4/24/2014iShares Yield Optimized Bond ETFBYLDNYSE Arca4/24/2014Barclays OFI SteelPath MLP ETNOSMSNYSE Arca4/30/2014db X-trackers Harvest MSCI All China Equity FundCNNYSE Arca5/1/2014PowerShares Variable Rate Preferred PortfolioVRPNYSE Arca5/1/2014db X-trackers Solactive Investment Grade Subordinated Debt FundSUBDNYSE Arca5/1/2014iShares MSCI Qatar Capped ETFQATNasdaq5/1/2014iShares UAE Capped ETFUAENasdaq5/7/2014WisdomTree Europe Dividend Growth FundEUDGNasdaq5/7/2014WisdomTree International Hedged Dividend Growth FundIHDGNasdaq5/15/2014First Trust Managed Municipal ETFFMBNasdaq5/16/2014Merk Gold TrustOUNZNYSE Arca5/21/2014db x-trackers Harvest CSI China A-Shares Small-Cap FundASHSNYSE Arca5/28/2014Direxion Daily S&amp;P 500 Bull 2X SharesSPUUNYSE Arca5/29/2014iShares Interest Rate Hedged High Yield Bond ETFHYGHNYSE Arca5/29/2014iShares Interest Rate Hedged Corporate Bond ETFLQDHNYSE Arca5/29/2014iSharesBond Dec 2016 Corporate Term ETFIBDFNYSE Arca5/29/2014iSharesBond Dec 2018 Corporate Term ETFIBDHNYSE Arca5/29/2014PowerShares Multi-Strategy Alternative PortfolioLALTNasdaq6/05/2014SPDR MSCI EAFE Quality Mix ETFQEFANYSE Arca6/05/2014SPDR MSCI Emerging Markets Quality Mix ETFQEMMNYSE Arca6/05/2014SPDR MSCI World Quality Mix ETFQWLDNYSE Arca6/05/2014iShares MSCI Japan Minimum Volatility ETFJPMVNYSE Arca6/05/2014iShares MSCI Europe Minimum Volatility ETFEUMVNYSE Arca6/05/2014iShares MSCI Asia ex-Japan Minimum Volatility ETFAXJVNYSE Arca6/05/2014SPDR Euro Stoxx Small Cap ETFSMEZNYSE Arca6/11/2014Credit Suisse FI Large Cap Growth Enhanced ETNFLGENYSE Arca6/11/2014UBS AG FI Enhanced Large Cap Growth ETNFBGXNYSE Arca6/11/2014Etracs Wells Fargo MLP ex-Energy ETNFMLPNYSE Arca6/12/2014SPDR MSCI Australia Quality Mix ETFQAUSNYSE Arca6/12/2014SPDR MSCI Canada Quality Mix ETFQCANNYSE Arca6/12/2014SPDR MSCI Germany Quality Mix ETFQDEUNYSE Arca6/12/2014SPDR MSCI Japan Quality Mix ETFQJPNNYSE Arca6/12/2014SPDR MSCI Spain Quality Mix ETFQESPNYSE Arca6/12/2014SPDR MSCI United Kingdom Quality Mix ETFQGBRNYSE Arca6/12/2014iShares Core Dividend Growth ETFDGRONYSE Arca6/12/2014iShares Core MSCI Europe ETFIEURNYSE Arca6/12/2014iShares Core MSCI Pacific ETFIPACNYSE Arca6/12/2014iShares Core Total USD Bond Market ETFIUSBNYSE Arca6/17/2014JPMorgan Diversified Return Global Equity ETFJPGENYSE Arca6/25/2014Etracs Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETNLMLPNYSE Arca7/2/2014Compass EMP U.S. EQ Income 100 Enhanced Volatility Weighted FundCDCNasdaq7/2/2014Compass EMP U.S. 500 Volatility Weighted Index ETFCFANasdaq7/2/2014Compass EMP U.S. 500 Enhanced Volatility Weighted Index ETFCFONasdaq7/09/2014AdvisorShares Sunrise Multi-Strategy ETFMULTNasdaq7/10/2014iShares Global REIT ETFREETNYSE Arca7/10/2014iShares Currency Hedged MSCI EMU ETFHEZUNYSE Arca7/10/2014Barclays Women In Leadership ETNWILNYSE Arca7/14/2014Calamos Focus Growth ETFCFGENasdaq7/15/2014Sprott Gold Miners ETFSGDMNYSE Arca7/15/2014Barclays Inverse U.S. Treasury Aggregate ETNTAPRNasdaq7/23/2014First Trust Dorsey Wright International Focus 5 ETFIFVNasdaq7/24/2014Market Vectors ChinaAMC SME-ChiNext ETFCNXTNYSE Arca7/29/2014Direxion Daily Mid Cap Bull 2X ETFMDLLNYSE Arca7/29/2014Direxion Daily Small Cap Bull 2X ETFSMLLNYSE Arca7/29/2014Direxion Daily 7-10 Year Treasury Bull 2X ETFSYTLNYSE Arca7/29/2014RBC Yorkville MLP ETNYGRONasdaq7/30/2014AdvisorShares Athena High Dividend ETFDIVINYSE Arca8/1/2014Direxion iBillionaire Index ETFIBLNNYSE Arca8/1/2014Compass EMP U.S. Discovery 500 Enhanced Volatility Weighted FundCSFNasdaq8/6/2014First Trust Enhanced Short Maturity ETFFTSMNasdaq8/7/2014ProShares CDS North American HY Credit ETFTYTEBATS8/7/2014ProShares CDS Short North American HY Credit ETFWYDEBATS8/14/2014iShares iBonds Sep 2020 AMT-Free Muni Bond ETFIBMINYSE Arca8/14/2014First Trust Strategic Income ETFFDIVNasdaq8/21/2014ProShares MSCI EAFE Dividend Growers ETFEFADNYSE Arca8/27/2014WBI SMID Tactical Growth SharesWBIANYSE Arca8/27/2014WBI SMID Tactical Value SharesWBIBNYSE Arca8/27/2014WBI SMID Tactical Yield SharesWBICNYSE Arca8/27/2014WBI SMID Tactical Select SharesWBIDNYSE Arca8/27/2014WBI Large Cap Tactical Growth SharesWBIENYSE Arca8/27/2014WBI Large Cap Tactical Value SharesWBIFNYSE Arca8/27/2014WBI Large Cap Tactical Yield SharesWBIGNYSE Arca8/27/2014WBI Large Cap Tactical Select SharesWBILNYSE Arca8/27/2014WBI Tactical Income SharesWBIINYSE Arca8/27/2014WBI Tactical High Income SharesWBIHNYSE Arca9/04/2014FlexShares Disciplined Duration MBS Index FundMBSDNasdaq9/09/2014First Trust Long/Short Equity ETFFTLSNYSE9/10/2014PowerShares LadderRite 0-5 Year Corporate Bond PortfolioLDRINasdaq9/10/2014SPDR SSGA Risk Aware ETFRORONYSE9/11/2014Barclays Return On Disability ETNRODINYSE9/16/2014Stock Split Index FundTOFRNYSE9/16/2014Guggenheim BulletShares 2023 Corporate Bond ETFBSCNNasdaq9/16/2014Guggenheim BulletShares 2024 Corporate Bond ETFBSCONasdaq9/16/2014Guggenheim BulletShares 2021 High Yield Corporate Bond ETFBSJLNasdaq9/16/2014Guggenheim BulletShares 2022 High Yield Corporate Bond ETFBSJMNasdaq9/16/2014C-Tracks Miller/Howard Strategic Dividend Reinvestor ETNDIVCNYSE9/17/2014SPDR MSCI Mexico Quality Mix ETFQMEXNYSE9/17/2014SPDR MSCI South Korea Quality Mix ETFQKORNYSE9/17/2014SPDR MSCI Taiwan Quality Mix ETFQTWNNYSE9/23/2014Source Euro Stoxx 50 ETFESTXNYSE Arca9/23/2014Deep Value ETFDVPNYSE Arca9/25/2014iShares Currency Hedged MSCI Emerging Markets ETFHEEMNYSE Arca9/29/2014Guggenheim Emerging Markets Real Estate ETFEMRENYSE Arca9/30/2014ARK Industrial Innovation ETFARKQNYSE Arca9/30/2014ARK Web x.0 ETFARKWNYSE Arca9/30/2014Etracs Monthly Pay 2xLeveraged US High Dividend Low Volatility ETNHDLVNYSE Arca10/01/2014Arrow DWA Tactical ETFDWATNasdaq10/01/2014Compass EMP Developed 500 Enhanced Volatility Weighted Index ETFCIZNasdaq10/02/2014InfraCap Active MLP ETFAMZANYSE Arca10/02/2014Falah Russell-IdealRatings U.S. Large Cap ETFFIANYSE Arca10/02/2014ProShares Managed Futures Strategy ETFFUTSNYSE Arca10/07/2014Renaissance International IPOIPOSNYSE Arca10/09/2014Fidelity Total Bond ETFFBNDNYSE Arca10/09/2014Fidelity Limited Term Bond ETFFLTBNYSE Arca10/09/2014Fidelity Corporate Bond ETFFCORNYSE Arca10/09/2014ProShares Morningstar Alternatives SolutionALTSNYSE Arca10/16/2014iShares MSCI Emerging Markets Horizon ETFEMHZBATS10/16/2014iShares Commodities Select Strategy ETFCOMTNasdaq10/16/2014Vident Core U.S. Bond Strategy ETFVBNDNasdaq10/22/2014First Trust Eurozone AlphaDex ETFFEUZNasdaq10/22/2014ValueShaers U.S. Quantitative Value ETFQVALBATS10/23/2014Recon Capital DAX Germany ETFDAXNasdaq10/23/2014Global X | JPMorgan US Sector Rotator Index ETFSCTONYSE Arca10/23/2014Global X | JPMorgan Efficiente Index ETFEFFENYSE Arca10/30/2014ALPS Stoxx Europe 600 ETFSTXXNYSE Arca10/31/2014ARK Genomic Revolution Multi-Sector FundARKGNYSE Arca10/31/2014ARK Innovation FundARKKNYSE Arca11/04/2014Cambria Global Momentum ETFGMOMNYSE Arca11/05/2014First Trust Emerging Markets Local Currency Bond ETFFEMBNasdaq11/05/2014First Trust Low Duration Mortgage Opportunities ETFLMBSNasdaq11/05/2014First Trust International IPO ETFFPXINasdaq11/07/2014PowerShares DB Optimum Yield Diversified CommodityPDBCNasdaq11/11/2014Market Vectors ChinaAMC China Bond ETFCBONNYSE Arca11/12/2014PureFunds ISE Cyber Security ETFHACKNYSE Arca11/13/2014Emerging Markets Internet &amp; Ecommerce ETFEMQQNYSE Arca11/14/2014FlexShares Credit-Scored US Corporate Bond Index FundSKORNasdaq11/19/2014Global X GF China Bond ETFCHNBNYSE Arca11/26/2014SPDR MSCI ACWI Low Carbon Target ETFLOWCNYSE Arca12/03/2014KraneShares E Fund China Commercial Paper ETFKCNYNYSE Arca12/03/2014E-tracs S&amp;P 500 Veqtor Switch ETNVQTSNYSE Arca12/09/2014iShares MSCI ACWI Low Carbon Target ETFCRBNNYSE Arca12/10/2014Cambria Global Asset Allocation ETFGAANYSE Arca12/10/2014WisdomTree Emerging Markets Ex-State-Owned Enterprises FundXSOENYSE Arca12/10/2014Validea Market Legends ETFVALXNasdaq12/10/2014Deutsche X-trackers MSCI EMU Hedged Equity ETFDBEZNYSE Arca12/17/2014BioShares Biotechnology Products FundBBPNasdaq12/17/2014BioShares Biotechnology Clinical Trials FundBBCNasdaq12/17/2014ValueShares International Quantitative Value ETFIVALBATS12/18/2014Reality Shares DIVS ETFDIVYNYSE Arca12/23/2014PowerShares Russell 1000 Equal Weight PortfolioEQALNYSE Arca12/31/2014ALPS Medical Breakthroughs ETFSBIONYSE Arca# The following ETFs and ETNs launched in 2013:

LaunchFundTickerExchange1/4/2013iPath S&amp;P MLP ETNIMLPNYSE Arca1/15/2013Global X Junior MLP ETFMLPJNYSE Arca1/29/2013Credit Suisse Gold Shares Covered Call ETNGLDINYSE Arca1/30/2013WisdomTree Global Corporate Bond ETFGLCBNasdaq GM1/30/2013Forensic Accounting ETFFLAGNYSE Arca2/11/2013First Trust Preferred Securities and Income ETFFPENYSE Arca2/12/2013Pimco Foreign Currency Strategy ETFFORXNYSE Arca2/12/2013Market Vectors BDC Income ETFBIZDNYSE Arca2/12/2013Yorkville High Income Infrastructure MLP ETFYMLINYSE Arca2/13/2013CurrencyShares Singapore Dollar TrustFXSGNYSE Arca2/15/2013PowerShares S&amp;P MidCap Low Volatility PortfolioXMLVNYSE Arca2/15/2013PowerShares S&amp;P SmallCap Low Volatility PortfolioXSLVNYSE Arca2/21/2013SPDR Russell 1000 Low Volatility ETFLGLVNYSE Arca2/21/2013SPDR Russell 2000 Low Volatility ETFSMLVNYSE Arca2/27/2013ProShares Global Listed Private Equity ETFPEXBATS2/27/2013First Trust High Yield Long/Short ETFHYLSNasdaq GM2/28/2013US Equity High Volatility Put Write Index FundHVPWNYSE Arca3/12/2013Global X SuperDividend U.S. ETFDIVNYSE Arca3/12/2013Barclays ETN+ Select MLP ETNATMPNYSE Arca3/20/2013iShares 2018 S&amp;P AMT-Free Municipal Series ETFMUAGNYSE Arca3/20/2013AdvisorShares Newfleet Multi-Sector Income ETFMINCNYSE Arca3/22/2013Market Vectors Treasury-Hedged High Yield Bond ETFTHHYNYSE Arca4/3/2013Global X Nigeria Index ETFNGENYSE Arca4/3/2013Global X Central Asia &amp; Mongolia Index ETFAZIANYSE Arca4/4/2013SPDR Blackstone/GSO Senior Loan ETFSRLNNYSE Arca4/8/2013VelocityShares Emerging Markets Depositary Receipt ETFEMDRNasdaq GM4/8/2013VelocityShares Russia Select Depositary Receipt ETFRUDRNasdaq GM4/8/2013VelocityShares Emerging Asia Depositary Receipt ETFADRNasdaq GM4/9/2013Direxion Daily Brazil Bull 3X SharesBRZUNYSE Arca4/9/2013Direxion Daily South Korea 3X SharesKORUNYSE Arca4/16/2013FlexShares International Quality Dividend Index FundIQDFNYSE Arca4/16/2013FlexShares International Quality Dividend Defensive Index FundIQDENYSE Arca4/16/2013FlexShares International Quality Dividend Dynamic Index FundIQDYNYSE Arca4/17/2013Credit Suisse Silver Shares Covered Call Exchange Traded NotesSLVONYSE Arca4/18/2013iShares MSCI USA Momentum Factor Index FundMTUMNYSE Arca4/18/2013iShares MSCI USA Size Factor Index FundSIZENYSE Arca4/18/2013iShares MSCI USA Value Factor Index FundVLUENYSE Arca4/18/2013iShare Enhanced US Large-Cap ETFIELGNYSE Arca4/18/2013iShares Enhanced US Small-Cap ETFIESMNYSE Arca4/19/2013iShares 2016 Investment Grade Corporate Bond ETFIBCBNYSE Arca4/19/2013iShares 2017 Investment Grade Corporate Bond ETFIBCCNYSE Arca4/19/2013iShares 2018 Investment Grade Corporate Bond ETFIBCDNYSE Arca4/19/2013iShares 2019 Investment Grade Corporate Bond ETFIBCENYSE Arca5/1/2013Direxion Daily Brazil Bear 3X SharesBRZSNYSE Arca5/1/2013Direxion Daily South Korea Bear 3X SharesKORZNYSE Arca5/2/2013First Trust Senior Loan ETFFTSLNasdaq GM5/9/2013PowerShares Fundamental Emerging Markets Local Debt PortfolioPFEMNYSE Arca5/14/2013Cambria Shareholder Yield ETFSYLDNYSE Arca5/22/2013WisdomTree U.S. Dividend Growth FundDGRWNasdaq GM5/22/2013Barclays ETN+ FI Enhanced Global High Yield ETNFIGYNYSE Arca5/23/2013Barclays ETN+ FI Enhanced Europe 50 ETNFEEUNYSE Arca5/23/2013ProShares High Yield-Interest Rate Hedged ETFHYHGBATS5/30/2013SPDR S&amp;P Global Dividend ETFWDIVNYSE Arca5/30/2013SPDR Barclayse 1-10 Year TIPS ETFTIPXNYSE Arca5/31/2013db X-trackers MSCI Germany Hedged Equity FundDBGRNYSE Arca6/4/2013Vanguard Total International Bond ETFBNDXNasdaq GM6/4/2013Vanguard Emerging Markets Government Bond ETFVWOBNasdaq GM6/4/2013db X-trackers Municipal Infrastructure Revenue Bond FundRVNUNYSE Arca6/4/2013db X-trackers Regulated Utilities Index FundUTLTNYSE Arca6/4/2013Barron's 400 ETFBFORNYSE Arca6/12/2013Credit Suisse Commodity Benchmark ETNCSCBNYSE Arca6/12/2013Credit Suisse Commodity Rotation ETNCSCRNYSE Arca6/20/2013iShares MSCI Colombia Capped ETFICOLNYSE Arca6/20/2013PowerShares Global Short Term High Yield Bond PortfolioPGHYNYSE Arca6/24/2013VelocityShares Tail Risk Hedged Large Cap ETFTRSKNYSE Arca6/24/2013VelocityShares Volatility Hedged Large Cap ETFSPXHNYSE Arca6/24/2013Horizons S&amp;P 500 Covered Call ETFHSPXNYSE Arca6/26/2013Market Vectors Israel ETFISRANYSE Arca6/26/2013Direxion Daily Japan Bull 3x SharesJPNLNYSE Arca6/26/2013Direxion Daily Japan Bear 3x SharesJPNSNYSE Arca6/28/2013WisdomTree Japan Hedged SmallCap Equity FundDXJSNasdaq GM6/28/2013WisdomTree United Kingdom Hedged Equity FundDXPSNasdaq GM6/28/2013ALPS International Sector Dividend Dogs ETFIDOGNYSE Arca7/1/2013EGShares Emerging Markets Dividend Growth ETFEMDGNYSE Arca7/9/2013SPDR Russell 2000 ETFTWOKNYSE Arca7/10/2013iSharesBond 2016 Corporate Term ETFIBDANYSE Arca7/10/2013iSharesBond 2018 Corporate Term ETFIBDBNYSE Arca7/10/2013iSharesBond 2020 Corporate Term ETFIBDCNYSE Arca7/10/2013iSharesBond 2023 Corporate Term ETFIBDDNYSE Arca7/17/2013Guggenheim BulletShares 2021 Corporate Bond ETFBSCLNYSE Arca7/17/2013Guggenheim BulletShares 2022 Corporate Bond ETFBSCMNYSE Arca7/18/2013iShares MSCI USA Quality Factor ETFQUALNYSE Arca7/19/2013Athena International Bear ETFHDGINYSE Arca7/23/2013KraneShares CSI China Five Year Plan ETFKFYPNYSE Arca7/25/2013WisdomTree US SmallCap Dividend Growth FundDGRSNasdaq7/31/2013VelocityShares Equal Risk Weighted Large Cap FundERWNasdaq GM8/1/2013KraneShares CSI China Internet ETFKWEBNasdaq GM8/1/2013WisdomTree Emerging Markets Dividend Growth FundDGRENasdaq GM8/1/2013Nashville Area ETFNASHNYSE Arca8/2/2013First Trust Morningstar Managed Futures Strategy FundFMFNYSE Arca8/7/2013Global X MLP &amp; Energy Infrastructure ETFMLPXNYSE Arca8/9/2013iShares DJ-UBS Roll Select Commodity Index TrustCMDTNYSE Arca8/15/2013Schwab Fundamental U.S. Broad Market Index ETFFNDBNYSE Arca8/15/2013Schwab Fundamental U.S. Large Company Index ETFFNDXNYSE Arca8/15/2013Schwab Fundamental U.S. Small Company Index ETFFNDANYSE Arca8/15/2013Schwab Fundamental International Large Company Index ETFFNDFNYSE Arca8/15/2013Schwab Fundamental International Small Company Index ETFFNDCNYSE Arca8/15/2013Schwab Fundamental Emerging Mkts Small Company Index ETFFNDENYSE Arca8/15/2013EGShares EM Dividend High Income ETFEMHDNYSE Arca8/23/2013First Trust International Multi-Asset Diversified Income Index FundYDIVNasdaq GM9/06/2013FI Enhanced Europe 50 ETNFIEUNYSE Arca9/19/2013ETRACS Diversified High Income ETNDVHINYSE Arca9/24/2013Guggenheim BulletShares 2019 High Yield Corporate Bond ETFBSJJNYSE Arca9/24/2013Guggenheim BulletShares 2020 High Yield Corporate Bond ETFBSJKNYSE Arca9/24/2013iShares Short Maturity Bond ETFNEARBATS9/27/2013WisdomTree Emerging Markets Consumer Growth FundEMCGNasdaq9/27/2013C-Tracks M/H MLP ETNYDIVNYSE Arca9/30/2013db X-trackers MSCI AC Asia Pacific ex Japan Hedged Equity FundDBAPNYSE Arca9/30/2013db X-trackers MSCI Europe Hedged Equity FundDBEUNYSE Arca9/30/2013db X-trackers MSCI United Kingdom Hedged Equity FundDBUKNYSE Arca10/2/2013RevenueShares Ultra Dividend FundRDIVNYSE Arca10/3/2013Direxion Daily Junior Gold Miners Index Bull 3X SharesJNUGNYSE Arca10/3/2013Direxion Daily Junior Gold Miners Index Bear 3X SharesJDSTNYSE Arca10/8/2013FI Enhanced Global High Yield ETNFIEGNYSE Arca10/9/2013RiverFront Strategic Income FundRIGSNYSE Arca10/9/2013FlexShares Stoxx Global Broad Infrastructure Index FundNFRANYSE Arca10/9/2013PowerShares China A-Share PortfolioCHNANYSE Arca10/10/2013SPDR SSgA Ultra Short Term Bond ETFULSTNYSE Arca10/10/2013ProShares S&amp;P 500 Aristocrats ETFNOBLNYSE Arca10/15/2013Renaissance IPO ETFIPONYSE Arca10/17/2013WisdomTree Germany Hedged Equity FundDXGENasdaq GM10/17/2013iShares 0-5 Year High Yield Corporate Bond ETFSHYGNYSE Arca10/17/2013iShares 0-5 Year Investment Grade Corporate Bond ETFSLQDNYSE Arca10/18/2013Credit Suisse FI Enhanced Big Cap Growth ETNFIBGNYSE Arca10/22/2013Robo-Stox Global Robotics and Automation Index ETFROBONasdaq GM10/23/2013First Trust Global Tactical Commodity Strategy FundFTGCNasdaq GM10/24/2013Fidelity MSCI Consumer Discretionary Index ETFFDISNYSE Arca10/24/2013Fidelity MSCI Utilities Index ETFFUTYNYSE Arca10/24/2013Fidelity MSCI Consumer Staples Index ETFFSTANYSE Arca10/24/2013Fidelity MSCI Energy Index ETFFENYNYSE Arca10/24/2013Fidelity MSCI Financials Index ETFFNCLNYSE Arca10/24/2013Fidelity MSCI Health Care Index ETFFHLCNYSE Arca10/24/2013Fidelity MSCI Industrials Index ETFFIDUNYSE Arca10/24/2013Fidelity MSCI Information Technology Index ETFFTECNYSE Arca10/24/2013Fidelity MSCI Materials Index ETFFMATNYSE Arca10/24/2013Fidelity MSCI Telecommunications Services Index ETFFCOMNYSE Arca10/30/2013Vident International Equity ETFVIDINasdaq GM11/1/2013Alerian Energy Infrastructure ETFENFRNYSE Arca11/5/2013Franklin Short Duration U.S. Government ETFFTSDNYSE Arca11/5/2013db X-trackers Harvest CSI 300 China A-Shares FundASHRNYSE Arca11/7/2013Global X Next Emerging &amp; Frontier ETFEMFMNYSE Arca11/7/2013FlexShares Global Quality Real Estate Index FundGQRENYSE Arca11/7/2013WisdomTree Korea Hedged Equity FundDXKWNYSE Arca11/11/2013ProShares High Yield – Interest Rate Hedged ETFIGHGBATS11/13/2013Global X FTSE Portugal 20 ETFPGALNYSE Arca11/13/2013Etracs Monthly Pay 2x Leveraged Diversified High Income ETNDVHLNYSE Arca11/11/2013ProShares High Yield – Interest Rate Hedged ETFIGHGBATS11/13/2013Global X FTSE Portugal 20 ETFPGALNYSE Arca11/13/2013Etracs Monthly Pay 2x Leveraged Diversified High Income ETNDVHLNYSE Arca11/18/2013Horizons S&amp;P Financial Select Sector Covered Call ETFHFINNYSE Arca11/21/2013ProShares Short Term USD Emerging Markets Bond ETFEMSHBATS12/03/2013Cambria Foreign Shareholder Yield ETFFYLDNYSE Arca12/05/2013SPDR MSCI EM Beyond BRIC ETFEMBBNYSE Arca12/11/2013Etracs Monthly Pay 2xLeveraged Closed-End Fund ETNCEFLNYSE Arca12/12/2013Recon Capital Nasdaq 100 Covered Call ETFQYLDNasdaq GM12/13/2013iShares Liquidity Income ETFICSHBATS12/18/2013WisdomTree Bloomberg U.S. Dollar Bullish FundUSDUNasdaq12/18/2013WisdomTree BofA Merrill Lynch High Yield Bond Negative Duration FundHYNDNasdaq12/18/2013WisdomTree Barclays U.S. Aggregate Bond Zero Duration FundAGZDNasdaq12/18/2013WisdomTree Barclays U.S. Aggregate Bond Negative Duration FundAGNDNasdaq12/18/2013WisdomTree BofA Merrill Lynch High Yield Bond Zero Duration FundHYZDNasdaq12/18/2013WisdomTree Japan Interest Rate Strategy FundJGBBNasdaq# The following ETFs and ETNs launched in 2012:

1/10/2012iShares MSCI Hong Kong Small Cap Index FundEWHSNYSE Arca1/10/2012iShares MSCI Singapore Small Cap Index FundEWSSNYSE Arca1/10/2012iShares MSCI World Index ETFURTHNYSE Arca1/10/2012ProShares 30 Year TIPS/TSY SpreadRINFNYSE Arca1/10/2012ProShares Short 30 Year TIPS/TSY SpreadFINFNYSE Arca1/11/2012AdvisorShares Rockledge SectorSAM ETFSSAMNYSE Arca1/11/2012Direxion S&amp;P 1500 RC Volatility Response Shares ETFVSPRNYSE Arca1/11/2012Direxion S&amp;P 500 RC Volatility Response Shares ETFVSPYNYSE Arca1/11/2012Direxion S&amp;P Latin America 40 RC Volatility Response Shares ETFVLATNYSE Arca1/12/2012SPDR S&amp;P Emerging Asia Pacific ETFGMFSNYSE Arca1/13/2012PowerShares S&amp;P Emerging Markets Low Volatility PortfolioEELVNYSE Arca1/13/2012PowerShares S&amp;P International Developed Low Volatility PortfolioIDLVNYSE Arca1/18/2012iShares MSCI Emerging Markets EMEA Index FundEEMENasdaq GM1/18/2012iShares MSCI Emerging Markets Latin AmericaEEMLNasdaq GM1/23/2012iShares MSCI Norway Capped Investable Market Index FundENORBATS1/24/2012ProShares German Sovereign/Sub-Sovereign ETFGGOVNYSE Arca1/25/2012AdvisorShares Accuvest Global Opportunities ETFACCUNYSE Arca1/25/2012iShares MSCI Australia Small Cap Index FundEWASBATS1/25/2012iShares MSCI Canada Small Cap Index FundEWCSBATS1/25/2012iShares MSCI Denmark Capped Investable Market Index FundEDENBATS1/25/2012iShares MSCI Finland Capped Investable Market Index FundEFNLBATS1/25/2012iShares MSCI Germany Small Cap Index FundEWGSBATS1/25/2012iShares MSCI United Kingdom Small Cap Index FundEWUSBATS1/31/2012iShares MSCI Global Agricultural Producers FundVEGINYSE Arca1/31/2012iShares MSCI Global Energy Producers FundFILLNYSE Arca1/31/2012iShares MSCI Global Gold Miners FundRINGNYSE Arca1/31/2012iShares MSCI Global Select Metals &amp; Mining Producers FundPICKNYSE Arca1/31/2012iShares MSCI Global Silver Miners FundSLVPNYSE Arca2/2/2012iShares MSCI All Country Asia ex Japan Small Cap Index FundAXJSNasdaq GM2/2/2012iShares MSCI India Index FundINDABATS2/7/2012Global X Permanent ETFPERMNYSE Arca2/7/2012ProShares UltraPro 10 Year TIPS/TSY Spread ETFUINFNYSE Arca2/7/2012ProShares UltraPro Short 10 Year TIPS/TSY Spread ETFSINFNYSE Arca2/7/2012VelocityShares 2x Inverse Copper ETNSCPRNYSE Arca2/7/2012VelocityShares 2x Long Copper ETNLCPRNYSE Arca2/7/2012VelocityShares 3x Inverse Brent Crude ETNDOILNYSE Arca2/7/2012VelocityShares 3x Inverse Crude Oil ETNDWTINYSE Arca2/7/2012VelocityShares 3x Inverse Natural Gas ETNDGAZNYSE Arca2/7/2012VelocityShares 3x Long Brent Crude ETNUOILNYSE Arca2/7/2012VelocityShares 3x Long Crude Oil ETNUWTINYSE Arca2/7/2012VelocityShares 3x Long Natural Gas ETNUGAZNYSE Arca2/8/2012iShares MSCI All Country Asia Information Technology Index FundAAITNasdaq GM2/8/2012iShares MSCI Emerging Markets Asia Index FundEEMANasdaq GM2/8/2012iShares MSCI Emerging Markets Consumer Discretionary Sector Index FundEMDINasdaq GM2/8/2012iShares MSCI Emerging Markets Energy Sector Capped Index FundEMEYNasdaq GM2/8/2012iShares MSCI Emerging Markets Growth Index FundEGRWNasdaq GM2/8/2012iShares MSCI Emerging Markets Value Index FundEVALNasdaq GM2/8/2012iShares MSCI India Small Cap Index FundSMINBATS2/14/2012First Trust Australia AlphaDex FundFAUSNYSE Arca2/14/2012First Trust Canada AlphaDex FundFCANNYSE Arca2/14/2012First Trust Germany AlphaDex FundFGMNYSE Arca2/14/2012First Trust Hong Kong AlphaDex FundFHKNYSE Arca2/14/2012First Trust Switzerland AlphaDex FundFSZNYSE Arca2/14/2012First Trust Taiwan AlphaDex FundFTWNYSE Arca2/14/2012First Trust United Kingdom AlphaDex FundFKUNYSE Arca2/14/2012iShares Aaa-A Rated Corporate Bond FundQLTANYSE Arca2/14/2012iShares Barclays CMBS Bond FundCMBSNYSE Arca2/14/2012iShares Barclays GNMA Bond FundGNMANYSE Arca2/14/2012iShares Barclays U.S. Treasury Bond FundGOVTNYSE Arca2/14/2012iShares Financial Sector Bond FundMONYNYSE Arca2/14/2012iShares Industrials Sector Bond FundENGNNYSE Arca2/14/2012iShares Utilities Sector Bond FundAMPSNYSE Arca2/14/2012Market Vectors Unconventional Oil &amp; Gas ETFFRAKNYSE Arca2/15/2012First Trust Developed Markets ex-US Small Cap AlphaDex FundFDTSNYSE Arca2/15/2012First Trust Emerging Markets Small Cap AlphaDex FundFEMSNYSE Arca2/23/2012iShares Asia/Pacific Dividend 30 Index FundDVYANYSE Arca2/23/2012iShares Emerging Markets Dividend Index FundDVYENYSE Arca2/24/2012PowerShares S&amp;P Emerging Markets High Beta PortfolioEEHBNYSE Arca2/24/2012PowerShares S&amp;P International Developed High Beta PortfolioIDHBNYSE Arca2/27/2012SPDR MSCI EM 50 ETFEMFTNYSE Arca2/28/2012SPDR MSCI ACWI IMI ETFACIMNYSE Arca3/1/2012Pimco Total Return ETFTRXTNYSE Arca3/8/2012WisdomTree Emerging Markets Corporate Bond FundEMCBNYSE Arca3/13/2012Yorkville High Income MLP ETFYMLPNYSE Arca3/14/2012Russell High Dividend Yield ETFHDIVNYSE Arca3/14/2012Russell Small Cap High Dividend YieldDIVSNYSE Arca3/15/2012SPDR Barclays Capital Short Term High Yield BondSJNKNYSE Arca3/20/2012Market Vectors Indonesia Small CapIDXJNYSE Arca3/21/2012Direxion Nasdaq 100 Equal Weighted Index SharesQQQENYSE Arca3/21/2012ETRACS Monthly Pay 2X Leveraged Dow Jones International Real Estate ETNRWXLNYSE Arca3/27/2012ProShares UltraPro Short 20+ Year Treasury ETFTTTNYSE Arca3/28/2012Guggenheim BulletShares 2018 Corporate Bond ETFBSCINYSE Arca3/28/2012Guggenheim BulletShares 2019 Corporate Bond ETFBSCJNYSE Arca3/28/2012Guggenheim BulletShares 2020 Corporate Bond ETFBSCKNYSE Arca3/28/2012Teucrium Agricultural FundTAGSNYSE Arca4/2/2012Market Vectors International High Yield Bond ETFIHYNYSE Arca4/3/2012iShares Emerging Markets High Yield Bond FundEMHYBATS4/3/2012iShares Global ex USD High Yield Corporate Bond FundHYXUBATS4/3/2012iShares Global High Yield Corporate Bond FundGHYGBATS4/5/2012iShares Morningstar Multi-Asset Income Index FundIYLDBATS4/10/2012Market Vectors Fallen Angel High Yield Bond ETFANGLNYSE Arca4/13/2012RBS China Trendpilot ETNTCHINYSE Arca4/13/2012U.S. Agricultural Index FundUSAGNYSE Arca4/17/2012iShares Emerging Markets Corporate Bond FundCEMBBATS4/18/2012Global X MLP ETFMLPANYSE Arca4/24/2012iShares Baa-Ba Corporate Bond FundQLTBNYSE Arca4/24/2012iShares B-Ca Corporate Bond FundQLTCNYSE Arca4/25/2012Guggenheim BulletShares 2016 High Yield Corporate BondBSJGNYSE Arca4/25/2012Guggenheim BulletShares 2017 High Yield Corporate BondBSJHNYSE Arca4/25/2012Guggenheim BulletShares 2018 High Yield Corporate BondBSJINYSE Arca4/25/2012Market Vectors Morningstar Wide Moat ResearchMOATNYSE Arca4/25/2012SPDR SSgA Global Allocation ETFGALNYSE Arca4/25/2012SPDR SSgA Income Allocation ETFINKMNYSE Arca4/25/2012SPDR SSgA Multi-Asset Real Return ETFRLYNYSE Arca4/26/2012ETRACS DJ-UBS Commodity Index 2-4-6 Blended Futures ETNBLNDNYSE Arca4/30/2012Pimco Global Advantage Inflation-Linked Bond Strategy FundILBNYSE Arca5/8/2012Arrow Dow Jones Global Yield ETFGYLDNYSE Arca5/9/2012Market Vectors Emerging Markets High Yield Bond ETFHYEMNYSE Arca5/21/2012ProShares USD Covered Bond ETFCOBONYSE Arca5/23/2012AdvisorShares Global Echo ETFGIVENYSE Arca5/23/2012Etracs Monthly Pay 2x Leveraged Dow Jones Select Dividendd Index ETNDVYLNYSE Arca5/23/2012Etracs Monthly Pay 2x Leveraged S&amp;P Dividend ETNSDYLNYSE Arca5/31/2012AlphaClone Alternative Alpha ETFALFANYSE Arca6/4/2012Global X Top Guru Holdings Index ETFGURUNYSE Arca6/6/2012Stream S&amp;P Dynamic Roll Global Commodities FundBNPCNYSE Arca6/11/2012UBS AG FI Enhanced Big Cap Growth ETNFBGNYSE Arca6/12/2012Sustainable North American Oil Sands ETNSNDSNYSE Arca6/18/2012SPDR BofA Merrill Lynch Crossover Corporate Bond ETFXOVRNYSE Arca6/18/2012SPDR BofA Merrl Lynch Emerging Markets Coporate Bond ETFEMCDNYSE Arca6/19/2012United States Metal FundUSMINYSE Arca6/20/2012Huntington EcoLogical Strategy ETFHECONYSE Arca6/21/2012First Trust North American Energy Infrastructure FundEMLPNYSE Arca6/26/2012ProShares Short Euro ETFEUFXNYSE Arca6/29/2012ALPS Sector Dividend Dogs ETFSDOGNYSE Arca7/10/2012AdvisorShares Global Alpha &amp; Beta ETFRRGRNYSE Arca7/10/2012ProShares UltraPro Financials ETFFINUNYSE Arca7/10/2012ProShares UltraPro Short Financials ETFFINZNYSE Arca7/16/2012Market Vectors Preferred Securities Ex Financials ETFPFXFNYSE Arca7/17/2012Global X SuperIncome Preferred ETFSPFFNYSE Arca7/18/2012Etracs Alerian MLP Index ETNAMUNYSE Arca7/19/2012PowerShares DWA SmallCap Technical Leaders PortfolioDWASNYSE Arca7/19/2012ProShares Ultra Australian Dollar ETFGDAYNYSE Arca7/19/2012ProShares UltraShort Australian Dollar ETFCROCNYSE Arca7/25/2012Huntington US Equity Rotation Strategy ETFHUSENYSE Arca8/7/2012QAM Equity Hedge ETFQEHNYSE Arca8/14/2012First Trust Multi-Asset Diversified Income Index FundMDIVNasdaq GM8/14/2012First Trust Nasdaq Technology Dividend Index FundTDIVNasdaq GM8/15/2012EGShares Beyond BRICs ETFBBRCNYSE Arca8/15/2012EGShares Emerging Markets Domestic Demand ETFEMDDNYSE Arca8/30/2012First Trust CBOE S&amp;P 500 VIX Tail Hedge Index FundVIXHNYSE Arca9/5/2012RBS US Large Cap Alternator ETNALTLNYSE Arca9/13/2012iShares MSCI Frontier 100 Index FundFMNYSE Arca9/18/2012STAR Global Buy-Write ETFVEGANYSE Arca9/19/2012WisdomTree China Dividend Ex-Financials FundCHXFNasdaq GM9/28/2012FlexShares Morningstar Emerging Markets Factor Tilt Index FundTLTENYSE Arca9/28/2012FlexShares Morningstar Developed Markets ex-US Factor Tilt Index FundTLTDNYSE Arca10/4/2012IQ Hedge Market Neutral Tracker ETFQMNNYSE Arca10/11/2012Barclays ETN+ Shiller CAPE ETNCAPENYSE Arca10/11/2012FlexShares Ready Access Variable Income FundRAVINYSE Arca10/16/2012Vanguard Short-Term Inflation-Protected Securities Index FundVTIPNYSE Arca10/16/2012EGShares Emerging Markets Core ETFEMCRNYSE Arca10/17/2012Etracs Monthly Pay 2x Leveraged Mortgage REIT ETNMORLNYSE Arca10/18/2012PowerShares S&amp;P 500 High Dividend PortfolioSPHDNYSE Arca10/22/2012iShares Core MSCI Total International Stock ETFIXUSNYSE Arca10/22/2012iShares Core MSCI Emerging Markets ETFIEMGNYSE Arca10/22/2012iShares Core MSCI EAFE ETFIEFANYSE Arca10/22/2012iShares Core Short-Term U.S. Bond ETFISTBNYSE Arca10/25/2012SPDR S&amp;P 1500 Value Tilt ETFVLUNYSE Arca10/25/2012SPDR S&amp;P 1500 Momentum Tilt ETFMMTMNYSE Arca11/7/2012Pyxis/iBoxx Senior Loan ETFSNLNNYSE Arca11/15/2012RBS Rogers Enhanced Commodity Exchange Traded NotesRGRCNYSE Arca11/15/2012RBS Rogers Enhanced Agriculture Exchange Traded NotesRGRANYSE Arca11/15/2012RBS Rogers Enhanced Energy Exchange Traded NotesRGRENYSE Arca11/15/2012RBS Rogers Precious Metals Exchange Traded NotesRGRPNYSE Arca11/15/2012RBS Rogers Enhanced Industrial Metals Exchange Traded NotesRGRINYSE Arca11/29/2012PureFunds ISE Diamond/Gemstone ETFGEMSNYSE Arca11/29/2012PureFunds ISE Mining Service ETFMSXXNYSE Arca11/29/2012PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETFSILJNYSE Arca12/6/2012PowerShares S&amp;P 500 Downside Hedged PortfolioPHDGNYSE Arca12/13/2012ProShares Merger ETFMRGRNYSE Arca12/19/2012Pring Turner Dow Jones Business Cycle ETFDBIZNYSE Arca12/19/2012FlexShares Quality Dividend Index FundQDFNYSE Arca12/19/2012FlexShares Quality Dividend Defensive Index FundQDEFNYSE Arca12/19/2012FlexShares Quality Dividend Dynamic Index FundQDYNNYSE Arca12/21/2012ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETFGSGONYSE Arca12/21/2012ALPS/GS Momentum Builder Multi-Asset Index ETFGSMANYSE Arca12/21/2012ALPS/GS Momentum Builder Asia ex-Japan Equities and U.S. Treasuries Index ETFGSAXNYSE Arca12/21/2012ALPS/GS Risk-Adjusted Return U.S. Large Cap Index ETFGSRANYSE Arca

 

 

 [ Heather Bell ](/contributors/heather-bell) 

 

 

  Heather Bell is a former managing editor of etf.com. She has also held editorial positions at Dow Jones Indexes and Lehman Brothers. Bell is a…   [View Bio](/contributors/heather-bell)

 



 

 


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