AGOX

Adaptive Alpha Opportunities ETF
*Unless otherwise stated, data provided by FactSet.

AGOX Fund Description

AGOX is an actively-managed, multi-asset fund that tactically allocates for capital appreciation.

AGOX Factset Analytics Insight

AGOX was converted from a multi-share class mutual fund structure to an ETF, pursuing the same investment strategy. The fund manager begins with a macro view of the global economy and then looks into general market conditions to determine specific asset classes in which to invest. A variety of asset classes are considered, but primarily focuses on equities. Exposure may be provided by holding other ETFs or individual securities. Equity exposure may be of any market capitalization from issuers around the world, including emerging markets. Fixed income securities considered are investment grade, of any duration or maturity. Commodities and currencies are also tracked to identify key market cycles. The fund manager utilizes fundamental factors such as earnings growth and profitability metrics in selecting individual securities. If deemed appropriate, a significant percentage of the portfolio can be defensively allocated to cash. The fund seeks long-term capital appreciation.

AGOX MSCI ESG Analytics Insight

Adaptive Alpha Opportunities ETF has an MSCI ESG Fund Rating of A based on a score of 6.62 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. Adaptive Alpha Opportunities ETF ranks in the 58th percentile within its peer group and in the 32nd percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

PERFORMANCE [as of 10/14/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
AGOX -1.81% -1.10% -- -- -- -- --
AGOX (NAV) 0.91% 2.25% -- -- -- -- --
No Underlying Index -- -- -- -- -- -- --
N/A -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

AGOX Summary Data

Cavalier16
Adaptive
05/10/21
Open-Ended Fund
1.69%
$198.71M
0.26%
N/A

AGOX Portfolio Data

--
N/A

AGOX Index Data

No Underlying Index
Proprietary
Proprietary
N/A

AGOX Fund Structure

No
No
-- / --
N/A
N/A
Low
N/A
N/A

AGOX Tax Exposures

20.00% / 39.60%
--
No

AGOX Factset Analytics Block Liquidity

As of 10/15/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of AGOX. AGOX is rated a N/A out of 5.

AGOX Tradability

56,811
$1.49M
32,807
$848.05K
0.26%
$0.07
0.08%
0.35% / -0.55%
None
--
10,000
3.28
0.10%
--
0
$26.48
N/A

AGOX MSCI ESG Ratings

6.62 / 10
32.36
58.15
6.40%
--
93.53

Options Strategies for Outcome Investing

A collar strategy is a protective option strategy constructed by writing a call and buying a put with the same expiration date while being long the underlying security.