ARKX

ARK Space Exploration & Innovation ETF
*Unless otherwise stated, data provided by FactSet.

ARKX Fund Description

ARKX actively selects global companies engaged in space exploration and innovation. The fund seeks long-term capital growth.

ARKX Factset Analytics Insight

ARKX is the first actively managed fund that targets the global space exploration and innovation industry. The fund advisor defines ‘space exploration’ as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth, and ‘innovation’ as the introduction of a technologically enabled new product or service that the advisor expects to change an industry landscape. Space exploration-related companies include orbital and suborbital aerospace, enabling technologies, and beneficiaries of aerospace activities, such as agriculture, GPS, and imaging. The fund typically holds a concentrated portfolio of 40 to 55 domestic and foreign securities, selected using a proprietary methodology that combines both ‘top down’ information (economy-wide analysis) and ‘bottom up’ criteria (fundamental and quantitative metrics for individual firms), along with ESG considerations.

ARKX MSCI ESG Analytics Insight

ARK Space Exploration & Innovation ETF has an MSCI ESG Fund Rating of A based on a score of 7.11 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ARK Space Exploration & Innovation ETF ranks in the 70th percentile within its peer group and in the 72nd percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

ARKX MSCI FaCS and Factor Box

MSCI FaCS is a standard method for evaluating and reporting the Factor characteristics of equity portfolios including ETFs. The Factor Box includes 6 Factors that MSCI has identified that historically provided a return premium. On the vertical axis, the Factor Groups, are displayed and the horizontal axis displays the Factor exposure, overweight, underweight or neutral.

PERFORMANCE [as of 10/14/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
ARKX -6.11% -6.42% -- -- -- -- --
ARKX (NAV) -2.79% -3.20% -- -- -- -- --
No Underlying Index -- -- -- -- -- -- --
N/A -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

ARKX Summary Data

ARK
03/30/21
Open-Ended Fund
0.75%
$534.43M
$5.55M
0.05%

ARKX Portfolio Data

$161.27B
108.62
4.83
--
N/A
37

ARKX Index Data

No Underlying Index
Proprietary
Proprietary
N/A

ARKX Portfolio Management

0.75%
--
--
--

ARKX Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

ARKX Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
Low
Daily

ARKX Factset Analytics Block Liquidity

As of 10/15/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of ARKX. ARKX is rated a 4 out of 5.

ARKX Tradability

272,997
$5.55M
254,735
$4.98M
0.05%
$0.01
0.01%
0.68% / -0.25%
None
79.00%
50,000
5.09
0.05%
0.32%
48,187
$19.86
4

ARKX Top 10 Holdings[View All]

Trimble Inc. 9.24%
4.45%
3.84%
57.01%

ARKX Countries


ARKX
Segment Benchmark
82.05%
--
5.56%
--
4.30%
--
4.20%
--
1.86%
--
0.46%
--
0.44%
--
0.41%
--
0.31%
--
0.28%
--

ARKX Regions


ARKX
Segment Benchmark
82.15%
--
8.51%
--
7.47%
--
1.86%
--

ARKX Economic Development


ARKX
Segment Benchmark
100.00%
--

ARKX Performance Statistics

--
--
--
--
0.00%
N/A

ARKX MSCI ESG Ratings

7.11 / 10
71.96
70.13
31.34%
--
22.77

ARKX Benchmark Comparison Holdings

37
--
--
0.00%

ARKX Benchmark Comparison Summary


ARKX
Segment Benchmark
37
--
$161.27B
--
108.62
--
4.83
--
0.55%
--
High
High

ARKX Benchmark Comparison Market Cap Size


ARKX
Segment Benchmark
70.45%
--
19.46%
--
6.57%
--
3.52%
--

Options Strategies for Outcome Investing

A collar strategy is a protective option strategy constructed by writing a call and buying a put with the same expiration date while being long the underlying security.