BOCT

Innovator U.S. Equity Buffer ETF - October
*Unless otherwise stated, data provided by FactSet.

BOCT Fund Description

BOCT aims for specific buffered losses and capped gains on the S&P 500 over a specific holdings period. The actively-managed fund holds options and collateral.

BOCT Factset Analytics Insight

BOCT uses options in an effort to moderate losses on the S&P 500 over a one-year period starting each October. The fund foregoes some upside return as well as the S&P 500’s dividend component, because the options are written on the price (not total) return version of the index. In exchange for preventing realization of the first 9% of the S&P 500’s losses, investors forego upside participation above a certain threshold, which is reset annually.  Investors who buy at any other time than the annual reset day may have a very different protection and buffer zone. The issuer publishes effective interim levels daily on its website.  The fund must be held to the end of the period to achieve the intended results. The targeted buffers and caps do not include the fund’s expense ratio. The fund is actively managed, resets annually and uses listed options exclusively.

PERFORMANCE [as of 10/20/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
BOCT 2.94% 4.83% 11.93% 19.57% 12.31% -- --
BOCT (NAV) 3.31% 4.24% 11.97% 19.10% 12.38% -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index 4.03% 4.92% 21.41% 32.92% 20.92% 19.13% 16.77%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

BOCT Summary Data

Innovator
10/01/18
Open-Ended Fund
0.79%
$108.30M
$1.11M
0.30%

BOCT Portfolio Data

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--
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0.18%
N/A
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BOCT Index Data

No Underlying Index
Fixed
Fixed
MSCI USA Large Cap Index

BOCT Portfolio Management

0.79%
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--
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BOCT Tax Exposures

20.00% / 39.60%
--
Ordinary income
No

BOCT Fund Structure

Open-Ended Fund
Yes
No
-- / --
N/A
N/A
Low
Daily

BOCT Factset Analytics Block Liquidity

As of 10/21/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of BOCT. BOCT is rated a N/A out of 5.

BOCT Tradability

33,925
$1.11M
8,898
$289.73K
0.30%
$0.10
-0.03%
0.62% / -0.52%
None
100.00%
25,000
0.36
0.03%
--
0
$33.67
N/A

BOCT Countries


BOCT
Segment Benchmark
--
99.90%
--
0.10%

BOCT Regions


BOCT
Segment Benchmark
--
100.00%

BOCT Economic Development


BOCT
Segment Benchmark
--
100.00%

BOCT Performance Statistics

0.78
0.49
0.52
0.56
0.48%
MSCI USA Large Cap Index

BOCT Benchmark Comparison Holdings

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BOCT Benchmark Comparison Summary


BOCT
Segment Benchmark
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BOCT Benchmark Comparison Market Cap Size


BOCT
Segment Benchmark
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