BTEC

Principal Healthcare Innovators Index ETF
*Unless otherwise stated, data provided by FactSet.

BTEC Fund Description

BTEC tracks an index of non-large-cap US health care stocks and is market cap weighted.

BTEC Factset Analytics Insight

BTEC focuses on US healthcare companies still in the developmental stage or waiting on regulatory approval, rather than selling an existing product on the market. This results in a portfolio of small- and midcap stocks. Additionally, BTEC specifically targets companies that have had negative earnings over the past four quarters. Constituents are weighted on a market cap basis, with a cap of 3% per security. For this exposure, the fund charges an expense ratio in line with its few competitors.

BTEC MSCI ESG Analytics Insight

Principal Healthcare Innovators Index ETF has an MSCI ESG Fund Rating of BBB based on a score of 4.44 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. Principal Healthcare Innovators Index ETF ranks in the 16th percentile within its peer group and in the 31st percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

BTEC MSCI FaCS and Factor Box

MSCI FaCS is a standard method for evaluating and reporting the Factor characteristics of equity portfolios including ETFs. The Factor Box includes 6 Factors that MSCI has identified that historically provided a return premium. On the vertical axis, the Factor Groups, are displayed and the horizontal axis displays the Factor exposure, overweight, underweight or neutral.

PERFORMANCE [as of 09/23/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
BTEC 6.32% -4.05% -3.09% 22.62% 15.90% 16.73% --
BTEC (NAV) 3.97% -3.66% -1.57% 27.15% 16.54% -- --
NASDAQ U.S. Healthcare Innovators Index 4.01% -3.58% -1.29% 27.63% 16.96% 16.97% --
Thomson Reuters US Healthcare -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

BTEC Summary Data

Principal
08/19/16
Open-Ended Fund
0.42%
$148.05M
$772.58K
0.27%

BTEC Portfolio Data

$7.72B
-18.97
5.30
0.37%
10/01/21
302

BTEC Index Data

Market Cap
Proprietary
Thomson Reuters US Healthcare

BTEC Portfolio Management

0.42%
-0.43%
-0.34%
-0.88%

BTEC Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

BTEC Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
Low
Daily

BTEC Factset Analytics Block Liquidity

As of 09/24/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of BTEC. BTEC is rated a 5 out of 5.

BTEC Tradability

13,636
$772.58K
5,753
$325.00K
0.27%
$0.15
0.05%
1.30% / -1.63%
None
95.00%
50,000
0.12
0.02%
0.06%
0
$57.71
5

BTEC Sector/Industry Breakdown


BTEC
Segment Benchmark
54.11%
12.92%
21.29%
36.22%
12.01%
32.42%
6.35%
17.26%
0.56%
0.04%

BTEC Countries


BTEC
Segment Benchmark
100.00%
100.00%

BTEC Regions


BTEC
Segment Benchmark
100.00%
100.00%

BTEC Economic Development


BTEC
Segment Benchmark
100.00%
100.00%

BTEC Performance Statistics

0.44
1.39
1.20
1.28
1.55%
Thomson Reuters US Healthcare

BTEC MSCI ESG Ratings

4.44 / 10
31.16
15.67
--
16.52%
25.13

BTEC Benchmark Comparison Holdings

302
512
274
9.50%

BTEC Benchmark Comparison Summary


BTEC
Segment Benchmark
302
512
$7.72B
$155.48B
-18.97
47.45
5.30
5.34
0.02%
1.22%
Low
Medium

BTEC Benchmark Comparison Market Cap Size


BTEC
Segment Benchmark
22.92%
87.48%
47.18%
8.40%
26.18%
3.57%
3.71%
0.55%