DBJA Innovator Double Stacker 9 Buffer ETF - January

*Unless otherwise stated, data provided by FactSet.

DBJA Fund Description

The Fund seeks to provide investors with returns that match those of the SPDR S&P 500 ETF Trust, up to the upside cap of 5.29%, and 4.89% while providing a buffer against the first 9% of SPDR S&P 500 ETF Trust losses

DBJA Factset Analytics Insight

DBJA uses FLEX options in an effort to moderate losses on the SPY shares over a one-year period starting each January. Unlike other ETFs with a defined outcome strategy, DBJA seeks to provide upside exposure equal to the sum of the two ETF’s return (SPY and QQQ), each subject to a return cap. As such, investors forego the upside participation above a certain threshold, which is reset annually. In a down market, the fund only offers downside exposure and a buffer protection for the first 9% losses on the SPY. Investors who buy at any other time than the annual reset day may have a very different protection and investment returns. The issuer publishes effective interim levels daily on its website. The fund must be held the entire period to achieve the intended results. The targeted buffers and caps do not include the fund’s expense ratio. The fund is actively managed, resets annually and uses FLEX options exclusively. Prior to buying or selling, investors should read the Characteristics and Risks of Standardized Options.

PERFORMANCE [as of 09/23/22] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
DBJA -7.83% -1.38% -15.22% -13.89% -- -- --
DBJA (NAV) -7.67% -1.30% -14.64% -13.17% -- -- --
No Underlying Index -- -- -- -- -- -- --
N/A -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

DBJA Summary Data

Innovator
01/04/21
Open-Ended Fund
0.79%
$8.58M
0.31%

DBJA Portfolio Data

--
N/A

DBJA Index Data

No Underlying Index
Fixed
Fixed
N/A

DBJA Fund Structure

No
N/A
-- / --
N/A
N/A
High
Variable
N/A

DBJA Tax Exposures

20.00% / 39.60%
--
No

DBJA Factset Analytics Block Liquidity

As of 09/26/22
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of DBJA. DBJA is rated a N/A out of 5.

DBJA Tradability

2,325
$57.17K
145
$3.70K
0.31%
$0.08
-0.10%
0.41% / -1.49%
None
100.00%
25,000
0.01
0.04%
--
0
$24.17
N/A