DBJA

Innovator Double Stacker 9 Buffer ETF - January
*Unless otherwise stated, data provided by FactSet.

DBJA Fund Description

DBJA aims for cumulative capped gains on SPY & QQQ shares while providing a buffer on SPY’s loss over a specific holding period. The actively-managed fund holds options and collateral.

DBJA Factset Analytics Insight

DBJA uses FLEX options in an effort to moderate losses on the SPY shares over a one-year period starting each January. Unlike other ETFs with a defined outcome strategy, DBJA seeks to provide upside exposure equal to the sum of the two ETF’s return (SPY and QQQ), each subject to a return cap. As such, investors forego the upside participation above a certain threshold, which is reset annually. In a down market, the fund only offers downside exposure and a buffer protection for the first 9% losses on the SPY. Investors who buy at any other time than the annual reset day may have a very different protection and investment returns. The issuer publishes effective interim levels daily on its website. The fund must be held the entire period to achieve the intended results. The targeted buffers and caps do not include the fund’s expense ratio. The fund is actively managed, resets annually and uses FLEX options exclusively. Prior to buying or selling, investors should read the Characteristics and Risks of Standardized Options.

PERFORMANCE [as of 10/14/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
DBJA -0.05% 0.93% -- -- -- -- --
DBJA (NAV) 0.63% 1.60% 9.99% -- -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index -0.24% 1.52% 18.68% 28.00% 19.99% 18.68% 16.41%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

DBJA Summary Data

Innovator
01/04/21
Open-Ended Fund
0.79%
$13.94M
$97.00K
0.39%

DBJA Portfolio Data

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--
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N/A
2

DBJA Index Data

No Underlying Index
Fixed
Fixed
MSCI USA Large Cap Index

DBJA Portfolio Management

0.79%
--
--
--

DBJA Tax Exposures

20.00% / 39.60%
--
Ordinary income
No

DBJA Fund Structure

Open-Ended Fund
No
N/A
-- / --
N/A
N/A
High
Daily

DBJA Factset Analytics Block Liquidity

As of 10/15/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of DBJA. DBJA is rated a N/A out of 5.

DBJA Tradability

3,502
$97.00K
901
$24.96K
0.39%
$0.11
0.20%
1.09% / -0.28%
None
--
25,000
0.04
0.04%
--
0
$27.96
N/A

DBJA Top 10 Holdings

99.96%
0.04%
100.00%

DBJA Countries


DBJA
Segment Benchmark
--
0.10%
--
99.90%

DBJA Regions


DBJA
Segment Benchmark
--
100.00%

DBJA Economic Development


DBJA
Segment Benchmark
--
100.00%

DBJA Performance Statistics

0.78
0.48
0.51
0.51
0.47%
MSCI USA Large Cap Index

DBJA Benchmark Comparison Holdings

2
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DBJA Benchmark Comparison Summary


DBJA
Segment Benchmark
2
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DBJA Benchmark Comparison Market Cap Size


DBJA
Segment Benchmark
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