DBOC

Innovator Double Stacker 9 Buffer ETF - October
*Unless otherwise stated, data provided by FactSet.

DBOC Fund Description

DBOC aims for cumulative capped gains on SPY & QQQ shares while providing a buffer on SPY’s loss over a specific holding period. The actively-managed fund holds options and collateral.

DBOC Factset Analytics Insight

DBOC uses FLEX options in an effort to moderate losses on the SPY shares over a one-year period starting each October. Unlike other ETFs with a defined outcome strategy, DBOC seeks to provide upside exposure equal to the sum of the two ETF’s return (SPY and QQQ), each subject to a return cap. As such, investors forego the upside participation above a certain threshold, which is reset annually. In a down market, the fund only offers downside exposure and a buffer protection for the first 9% losses on the SPY. Investors who buy at any other time than the annual reset day may have a very different protection and investment returns. The issuer publishes effective interim levels daily on its website. The fund must be held the entire period to achieve the intended results. The targeted buffers and caps do not include the fund’s expense ratio. The fund is actively managed, resets annually and uses FLEX options exclusively. Prior to buying or selling, investors should read the Characteristics and Risks of Standardized Options.

PERFORMANCE [as of 11/29/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
DBOC -0.37% 2.45% 9.05% 10.93% -- -- --
DBOC (NAV) 0.37% 3.29% 10.30% 12.02% -- -- --
No Underlying Index -- -- -- -- -- -- --
N/A -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

DBOC Summary Data

Innovator
10/01/20
Open-Ended Fund
0.79%
$21.45M
$112.20K
0.31%

DBOC Portfolio Data

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N/A
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DBOC Index Data

No Underlying Index
Fixed
Fixed
N/A

DBOC Portfolio Management

0.79%
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DBOC Tax Exposures

20.00% / 39.60%
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Ordinary income
No

DBOC Fund Structure

Open-Ended Fund
No
N/A
-- / --
N/A
N/A
High
Daily

DBOC Factset Analytics Block Liquidity

As of 11/30/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of DBOC. DBOC is rated a N/A out of 5.

DBOC Tradability

4,369
$112.20K
816
$23.67K
0.31%
$0.09
0.15%
0.72% / -0.59%
None
100.00%
25,000
0.03
0.03%
--
0
$29.85
N/A

DBOC Top 10 Holdings

99.30%
0.70%
100.00%

DBOC Performance Statistics

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0.00%
N/A

DBOC Benchmark Comparison Holdings

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DBOC Benchmark Comparison Summary


DBOC
Segment Benchmark
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DBOC Benchmark Comparison Market Cap Size


DBOC
Segment Benchmark
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