DIVS

SmartETFs Dividend Builder ETF
*Unless otherwise stated, data provided by FactSet.

DIVS Fund Description

DIVS is an actively-managed portfolio of dividend-paying companies from both developed and emerging markets. The fund seeks income and consistent dividend growth.

DIVS Factset Analytics Insight

DIVS is an active take on the dividend-paying market. The fund targets firms that maintain consistent, real (after inflation) dividend growth over a medium term of three to five years. The fund adviser uses fundamental analysis to screen for factors such as consistent return on capital, persistent cash flow, sound balance sheet, value, dividend history and real dividend growth. DIVS typically holds a concentrated portfolio of around 35 globally-listed firms of any market-cap. Holdings are approximately equal-weighted. Note: DIVS converted from a mutual fund structure. On March 29, 2021, Guinness Atkinson was the first provider to formally convert a mutual fund to an ETF, with the conversion of DIVS and sibling fund ADIV.

DIVS MSCI ESG Analytics Insight

SmartETFs Dividend Builder ETF has an MSCI ESG Fund Rating of AA based on a score of 7.62 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. SmartETFs Dividend Builder ETF ranks in the 85th percentile within its peer group and in the 63th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

PERFORMANCE [as of 09/16/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
DIVS -1.71% 1.34% -- -- -- -- --
DIVS (NAV) -2.40% 2.16% -- -- -- -- --
No Underlying Index 0.16% 4.12% 17.31% 31.79% 14.87% 15.02% 12.42%
MSCI ACWI + Frontier Markets IMI Index 0.40% 2.48% 15.23% 31.06% 13.92% 14.25% 11.54%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

DIVS Summary Data

SmartETFs
03/29/21
Open-Ended Fund
0.65%
$26.36M
$93.35K
0.11%

DIVS Portfolio Data

$204.63B
22.59
4.39
--
N/A
35

DIVS Index Data

No Underlying Index
Proprietary
Proprietary
MSCI ACWI + Frontier Markets IMI Index

DIVS Portfolio Management

0.65%
--
--
--

DIVS Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

DIVS Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
Low
Daily

DIVS Factset Analytics Block Liquidity

As of 09/17/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of DIVS. DIVS is rated a 4 out of 5.

DIVS Tradability

3,569
$93.35K
2,116
$56.07K
0.11%
$0.03
0.01%
0.80% / -0.33%
None
69.00%
20,000
0.11
0.08%
0.01%
0
$26.03
4

DIVS Sector/Industry Breakdown


DIVS
Segment Benchmark
24.68%
6.46%
23.96%
10.97%
17.99%
11.31%
14.25%
26.18%
14.08%
17.02%
2.67%
13.41%
2.38%
5.26%

DIVS Top 10 Holdings[View All]

3.67%
3.21%
3.07%
2.98%
31.59%

DIVS Countries


DIVS
Segment Benchmark
54.74%
58.64%
16.34%
4.12%
9.12%
2.47%
5.74%
2.69%
5.07%
2.31%
3.47%
0.68%
2.88%
1.95%
2.65%
1.87%
--
0.34%
--
2.66%

DIVS Regions


DIVS
Segment Benchmark
54.74%
61.30%
39.73%
17.52%
5.53%
18.87%
--
1.33%
--
0.98%

DIVS Economic Development


DIVS
Segment Benchmark
100.00%
94.67%
--
5.33%

DIVS Performance Statistics

--
--
--
--
0.00%
MSCI ACWI + Frontier Markets IMI Index

DIVS MSCI ESG Ratings

7.62 / 10
63.47
84.92
11.42%
6.31%
30.11

DIVS Benchmark Comparison Holdings

35
9360
35
8.78%

DIVS Benchmark Comparison Summary


DIVS
Segment Benchmark
35
9360
$204.63B
$310.56B
22.59
27.78
4.39
2.84
2.61%
1.63%
Medium
Low

DIVS Benchmark Comparison Market Cap Size


DIVS
Segment Benchmark
100.00%
80.47%
0.00%
14.53%
0.00%
4.66%
0.00%
0.34%

Options Strategies for Outcome Investing

A collar strategy is a protective option strategy constructed by writing a call and buying a put with the same expiration date while being long the underlying security.