ESIX

SPDR S&P SmallCap 600 ESG ETF
*Unless otherwise stated, data provided by FactSet.

ESIX Fund Description

ESIX tracks a market-cap-weighted index of US small-cap companies screened for environmental, social, and governance (ESG) factors.

ESIX Factset Analytics Insight

ESIX adds an ESG layer to the S&P SmallCap 600. It seeks to capture US small-caps with high ESG scores within each GICS sector, while maintaining the sector weights of the S&P 600. The index uses exclusionary screens, filtering out companies (1) involved in tobacco, controversial weapons, and thermal coal, (2) falling in the bottom 5% of the United Nations Global Compact (UNGC) score ranking, or (3) falling in the bottom 25% of ESG scores within each GICS industry group. The remaining companies are ranked in descending order based on their ESG scores, with securities in the top 75% of market capitalization within each industry group selected for inclusion. To track the index, the fund employs a sampling strategy. The index is weighted by market capitalization and rebalances on an annual basis.

PERFORMANCE [as of 08/03/22] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
ESIX -- -- -- -- -- -- --
ESIX (NAV) 9.47% 1.07% -- -- -- -- --
S&P SmallCap 600 ESG Index -- -- -- -- -- -- --
MSCI USA Small Cap Index 10.09% -0.16% -12.44% -9.86% 10.62% 9.52% 12.11%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

ESIX Summary Data

SPDR
01/10/22
Open-Ended Fund
0.12%
$2.70M
0
0.26%

ESIX Portfolio Data

$2.56B
20.93
1.89
--
03/21/22
405

ESIX Index Data

S&P SmallCap 600 ESG Index
Market Cap
Principles-based
MSCI USA Small Cap Index

ESIX Portfolio Management

0.12%
--
--
--

ESIX Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

ESIX Fund Structure

Open-Ended Fund
No
--
-- / --
N/A
N/A
High
Daily

ESIX Factset Analytics Block Liquidity

As of 08/04/22
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of ESIX. ESIX is rated a N/A out of 5.

ESIX Tradability

21
0
20
0
0.26%
$0.07
0.03%
0.22% / -0.07%
None
99.00%
--
--
--
0.09%
0
$27.24
N/A

ESIX Sector/Industry Breakdown


ESIX
Segment Benchmark
27.83%
--
8.85%
--
7.67%
--
6.87%
--
6.75%
--
5.30%
--
4.68%
--
4.64%
--
4.13%
--
3.44%
--

ESIX Countries


ESIX
Segment Benchmark
100.00%
100.00%

ESIX Regions


ESIX
Segment Benchmark
100.00%
100.00%

ESIX Economic Development


ESIX
Segment Benchmark
100.00%
100.00%

ESIX Performance Statistics

0.96
0.88
0.94
0.88
0.34%
MSCI USA Small Cap Index

ESIX Benchmark Comparison Holdings

405
1984
391
14.96%

ESIX Benchmark Comparison Summary


ESIX
Segment Benchmark
405
1984
$2.56B
$4.75B
20.93
28.12
1.89
2.24
1.35%
1.33%
Low
Low

ESIX Benchmark Comparison Market Cap Size


ESIX
Segment Benchmark
0.00%
1.40%
41.23%
69.96%
55.67%
26.30%
3.10%
2.35%

Options Strategies for Outcome Investing

A collar strategy is a protective option strategy constructed by writing a call and buying a put with the same expiration date while being long the underlying security.