What is ESIX?

ESIX tracks a market-cap-weighted index of US small-cap companies screened for environmental, social, and governance (ESG) factors.

PERFORMANCE [as of 03/28/23] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
ESIX -- -- -- -- -- -- --
ESIX (NAV) -7.69% 1.40% -0.31% -11.58% -- -- --
S&P SmallCap 600 ESG Index -7.69% 1.46% -0.26% -11.44% 23.53% 6.79% 10.91%
MSCI USA Small Cap Index -7.32% 2.70% 0.55% -11.80% 20.37% 6.66% 9.25%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

ESIX Factset Analytics Insight

ESIX adds an ESG layer to the S&P SmallCap 600. It seeks to capture US small-caps with high ESG scores within each GICS sector, while maintaining the sector weights of the S&P 600. The index uses exclusionary screens, filtering out companies (1) involved in tobacco, controversial weapons, and thermal coal, (2) falling in the bottom 5% of the United Nations Global Compact (UNGC) score ranking, or (3) falling in the bottom 25% of ESG scores within each GICS industry group. The remaining companies are ranked in descending order based on their ESG scores, with securities in the top 75% of market capitalization within each industry group selected for inclusion. To track the index, the fund employs a sampling strategy. The index is weighted by market capitalization and rebalances on an annual basis.

ESIX Summary Data

01/10/22
0.12%
$3.13M
S&P SmallCap 600 ESG Index
MSCI USA Small Cap Index
Open-Ended Fund

Peers

MSCI USA Small Cap Index

Fund Flows

$0.00B 5 Days
$0.00B 30 Days
+$0.00B 90 Days

ESIX Portfolio Data

$2.44B
16.19
1.83
1.63%
12/19/22
373

ESIX Index Data

S&P SmallCap 600 ESG Index
Market Cap
Principles-based
MSCI USA Small Cap Index

ESIX Portfolio Management

0.12%
--
--
--

ESIX Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

ESIX Fund Structure

Open-Ended Fund
No
--
-- / --
N/A
N/A
High
Daily

Factset Analytics Block Liquidity

As of 03/29/23

This measurement shows how easy it is to trade a $1 million USD block of ESIX. ESIX is rated a N/A out of 5.

ESIX Tradability

21
0
20
0
0.26%
$0.07
0.03%
0.22% / -0.07%
None
100.00%
--
--
--
0.09%
0
$25.10
N/A

ESIX Sector/Industry Breakdown

ESIX Segment
Benchmark
24.94% --
11.20% --
8.87% --
6.32% --
5.46% --
5.40% --
5.26% --
4.90% --
4.22% --
3.91% --

ESIX Performance Statistics

0.97
0.93
0.95
0.90
0.31%
MSCI USA Small Cap Index

ESIX Countries

ESIX Segment
Benchmark
100.00% 100.00%

ESIX Regions

ESIX Segment
Benchmark
100.00% 100.00%

ESIX Economic Development

ESIX Segment
Benchmark
100.00% 100.00%
0.00% 0.00%

ESIX Benchmark Comparison Holdings

373
1925
367
14.30%

ESIX Benchmark Comparison Summary

ESIX Segment
Benchmark
373 1925
$2.44B $4.93B
16.19 23.34
1.83 2.23
1.47% 1.36%
Low Low

ESIX Benchmark Comparison Market Cap Size

ESIX Segment
Benchmark
0.00% 1.23%
40.10% 71.25%
56.84% 25.30%
2.81% 2.06%

Options Strategies for Outcome Investing

A collar strategy is a protective option strategy constructed by writing a call and buying a put with the same expiration date while being long the underlying security.