FNY

First Trust Mid Cap Growth AlphaDEX Fund
*Unless otherwise stated, data provided by FactSet.

FNY Fund Description

FNY tracks a tiered equal-weighted index of midcap growth stocks selected by S&P's AlphaDex selection methodology from the S&P 400 Index.

FNY Factset Analytics Insight

FNY uses the S&P's AlphaDex methodology to rank and select growth stocks from the S&P 400 Index based on price appreciation, sales to price ratios, and sales growth, and then weights them equally within quintiles. It reconstitutes and rebalances its portfolio every quarter, so turnover can be high. FNY excludes the biggest midcaps—companies like Sherwin Williams and Chipotle—since the S&P 400's selection process begins with the 501st-biggest company by market cap. It charges the highest expense ratio in its segment and has thin on-screen liquidity, so make sure you're a firm believer in the methodology before buying.Note: On April 8, 2016 the fund switched underlying indexes from the old “Defined” index to the current Nasdaq version. The index universe may differ slightly but the factors and methodology are the same.

FNY MSCI ESG Analytics Insight

First Trust Mid Cap Growth AlphaDEX Fund has an MSCI ESG Fund Rating of BBB based on a score of 4.37 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. First Trust Mid Cap Growth AlphaDEX Fund ranks in the 25th percentile within its peer group and in the 68th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

FNY MSCI FaCS and Factor Box

MSCI FaCS is a standard method for evaluating and reporting the Factor characteristics of equity portfolios including ETFs. The Factor Box includes 6 Factors that MSCI has identified that historically provided a return premium. On the vertical axis, the Factor Groups, are displayed and the horizontal axis displays the Factor exposure, overweight, underweight or neutral.

FNY Charts And Performance

Price Chart ($)
Total Return Chart (%)
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Select ETFs to compare their performance:
PERFORMANCE [as of 12/04/19] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
FNY 2.13% 4.34% 30.33% 13.32% 15.35% 10.39% --
FNY (NAV) 3.01% 3.63% 30.88% 19.04% 15.50% 10.59% --
NASDAQ AlphaDEX Mid Cap Growth Index 3.06% 3.83% 31.82% 19.94% 16.35% 60.63% --
MSCI USA Mid Cap Growth Index 2.53% 5.75% 31.91% 21.63% 14.13% 9.44% 14.01%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

FNY Summary Data

First Trust
04/18/11
Open-Ended Fund
0.70%
$317.60M
$2.36M
0.40%

FNY Portfolio Data

$5.80B
31.11
4.02
0.10%
12/13/19
226

FNY Index Data

Tiered
Multi-Factor
MSCI USA Mid Cap Growth Index

FNY Portfolio Management

0.70%
-0.74%
-0.57%
-0.95%

FNY Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

FNY Fund Structure

Open-Ended Fund
No
Yes
100% / 0%
N/A
N/A
Low
Daily
Cboe Book Viewer
Top Of Book
Last 10 Trades
Bats BZX Real-time Quote -

FNY Factset Analytics Block Liquidity

As of 12/05/19
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of FNY. FNY is rated a 5 out of 5.

FNY Tradability

51,566
$2.36M
29,372
$1.35M
0.40%
$0.18
0.03%
0.41% / -0.39%
None
100.00%
50,000
0.59
0.02%
0.03%
0
$47.40
5

FNY Sector/Industry Breakdown


FNY
Segment Benchmark
23.68%
8.18%
16.17%
23.85%
15.95%
14.85%
15.02%
26.70%
14.24%
15.21%
5.01%
1.28%
3.99%
5.68%
3.47%
2.09%
1.41%
0.65%
1.06%
1.51%

FNY Countries


FNY
Segment Benchmark
100.00%
99.20%
--
0.80%

FNY Regions


FNY
Segment Benchmark
100.00%
100.00%

FNY Economic Development


FNY
Segment Benchmark
100.00%
100.00%

FNY Performance Statistics

0.93
1.06
1.13
1.07
0.31%
MSCI USA Mid Cap Growth Index

FNY MSCI ESG Ratings

4.37 / 10
67.76
25.40
4.78%
4.25%
90.62

FNY Benchmark Comparison Holdings

226
172
13
3.10%

FNY Benchmark Comparison Summary


FNY
Segment Benchmark
226
172
$5.80B
$15.72B
31.11
35.38
4.02
5.77
1.14%
0.54%
Low
Low

FNY Benchmark Comparison Market Cap Size


FNY
Segment Benchmark
0.00%
66.34%
95.89%
33.59%
4.11%
0.07%
0.00%
0.00%