FTC

First Trust Large Cap Growth AlphaDEX Fund
*Unless otherwise stated, data provided by FactSet.

FTC Fund Description

FTC tracks an index that selects and weights growth stocks using a proprietary methodology.

FTC Factset Analytics Insight

FTC tracks an index which implements its proprietary AlphaDEX selection methodology to select large-cap growth stocks. The index starts by removing stocks from the NASDAQ US 500 Large Cap Index which do not trade on an eligible exchange, duplicate stocks, and do not meet liquidity screens. Then, all remaining securities are grouped into either “growth” or “value” buckets. Only those in the “growth” buckets are eligible for inclusion. Those eligible are then scored individually and the top 187 stocks are selected for inclusion in the index. The selected stocks are then split into quintiles based on their selection score, with higher scoring quintiles receiving a greater weight in the Index. The stocks are equally-weighted within each quintile. The index is reconstituted and rebalanced quarterly.

FTC MSCI ESG Analytics Insight

First Trust Large Cap Growth AlphaDEX Fund has an MSCI ESG Fund Rating of A based on a score of 6.11 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. First Trust Large Cap Growth AlphaDEX Fund ranks in the 54th percentile within its peer group and in the 67th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

FTC MSCI FaCS and Factor Box

MSCI FaCS is a standard method for evaluating and reporting the Factor characteristics of equity portfolios including ETFs. The Factor Box includes 6 Factors that MSCI has identified that historically provided a return premium. On the vertical axis, the Factor Groups, are displayed and the horizontal axis displays the Factor exposure, overweight, underweight or neutral.

PERFORMANCE [as of 06/17/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
FTC 7.29% 7.86% 9.65% 39.49% 16.07% 17.41% 14.75%
FTC (NAV) 7.10% 7.76% 9.62% 39.42% 16.07% 17.38% 14.75%
NASDAQ AlphaDEX Large Cap Growth Index 7.16% 7.93% 9.94% 40.31% 16.78% -- --
MSCI USA Large Cap Growth Index 6.23% 8.46% 10.17% 41.58% 24.76% 24.65% 19.32%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

FTC Summary Data

First Trust
05/08/07
Open-Ended Fund
0.60%
$1.14B
$4.77M
0.08%

FTC Portfolio Data

$100.97B
100.04
9.10
0.11%
N/A
186

FTC Index Data

Tiered
Multi-Factor
MSCI USA Large Cap Growth Index

FTC Portfolio Management

0.60%
-0.87%
-0.73%
-1.31%

FTC Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

FTC Fund Structure

Open-Ended Fund
No
Yes
-- / --
N/A
N/A
Low
Daily

FTC Factset Analytics Block Liquidity

As of 06/18/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of FTC. FTC is rated a 5 out of 5.

FTC Tradability

46,153
$4.77M
30,104
$3.09M
0.08%
$0.08
-0.01%
0.42% / -0.16%
None
100.00%
50,000
0.60
0.02%
0.02%
169
$105.88
5

FTC Sector/Industry Breakdown


FTC
Segment Benchmark
39.00%
60.67%
19.39%
8.36%
15.37%
21.45%
10.84%
4.92%
8.15%
2.42%
2.99%
0.99%
2.77%
--
1.50%
0.87%

FTC Countries


FTC
Segment Benchmark
100.00%
99.90%
--
0.10%

FTC Regions


FTC
Segment Benchmark
100.00%
100.00%

FTC Economic Development


FTC
Segment Benchmark
100.00%
100.00%

FTC Performance Statistics

0.78
0.89
0.85
0.93
0.72%
MSCI USA Large Cap Growth Index

FTC MSCI ESG Ratings

6.11 / 10
67.26
53.83
2.18%
5.38%
39.59

FTC Benchmark Comparison Holdings

186
118
64
20.25%

FTC Benchmark Comparison Summary


FTC
Segment Benchmark
186
118
$100.97B
$943.96B
100.04
44.87
9.10
12.08
0.55%
0.45%
Low
High

FTC Benchmark Comparison Market Cap Size


FTC
Segment Benchmark
98.51%
100.00%
1.49%
0.00%
0.00%
0.00%
0.00%
0.00%