FTXO

First Trust Nasdaq Bank ETF
*Unless otherwise stated, data provided by FactSet.

FTXO Fund Description

FTXO tracks an index composed of the most liquid US banking companies. Holdings are selected by their liquidity, and weighted based on volatility, value, and growth factors.

FTXO Factset Analytics Insight

FTXO invests in liquid US banking companies, ranked and weighted by their volatility, value, and growth factors. The fund selects the 30 most liquid banking stocks, including companies involved in financial services, retail banking, loans, and transactions. These stocks are ranked based on their trailing one-year volatility, cash flow to price, and their average three-, six-, nine-, and twelve-month price returns, and weighted according to their respective scores. No single constituent can hold more than 8% of the total holdings. The index undergoes annual reconstitution and quarterly rebalance.

FTXO MSCI ESG Analytics Insight

First Trust Nasdaq Bank ETF has an MSCI ESG Fund Rating of BB based on a score of 4.11 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. First Trust Nasdaq Bank ETF ranks in the 12nd percentile within its peer group and in the 9th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

FTXO MSCI FaCS and Factor Box

MSCI FaCS is a standard method for evaluating and reporting the Factor characteristics of equity portfolios including ETFs. The Factor Box includes 6 Factors that MSCI has identified that historically provided a return premium. On the vertical axis, the Factor Groups, are displayed and the horizontal axis displays the Factor exposure, overweight, underweight or neutral.

PERFORMANCE [as of 09/16/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
FTXO -1.77% -0.60% 33.75% 82.73% 6.32% -- --
FTXO (NAV) -1.24% -1.24% 33.57% 79.96% 6.20% -- --
Nasdaq US Smart Banks Index -1.19% -1.07% 34.26% 81.37% 6.93% 12.94% --
Thomson Reuters US Banks -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

FTXO Summary Data

First Trust
09/20/16
Open-Ended Fund
0.60%
$221.12M
$2.61M
0.09%

FTXO Portfolio Data

$79.53B
10.56
1.34
1.69%
N/A
30

FTXO Index Data

Multi-Factor
Liquidity
Thomson Reuters US Banks

FTXO Portfolio Management

0.60%
-1.32%
-0.43%
-2.27%

FTXO Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

FTXO Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
Low
Daily

FTXO Factset Analytics Block Liquidity

As of 09/17/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of FTXO. FTXO is rated a 5 out of 5.

FTXO Tradability

84,379
$2.61M
43,641
$1.35M
0.09%
$0.03
0.01%
0.20% / -0.21%
None
100.00%
50,000
0.87
0.03%
0.09%
18
$31.52
5

FTXO Sector/Industry Breakdown


FTXO
Segment Benchmark
100.00%
99.74%

FTXO Countries


FTXO
Segment Benchmark
100.00%
100.00%

FTXO Regions


FTXO
Segment Benchmark
100.00%
100.00%

FTXO Economic Development


FTXO
Segment Benchmark
100.00%
100.00%

FTXO Performance Statistics

0.94
1.10
1.09
1.14
0.53%
Thomson Reuters US Banks

FTXO MSCI ESG Ratings

4.11 / 10
9.16
11.67
--
1.63%
6.78

FTXO Benchmark Comparison Holdings

30
143
30
46.10%

FTXO Benchmark Comparison Summary


FTXO
Segment Benchmark
30
143
$79.53B
$209.33B
10.56
10.87
1.34
1.37
2.58%
2.29%
High
High

FTXO Benchmark Comparison Market Cap Size


FTXO
Segment Benchmark
56.70%
82.71%
39.26%
11.69%
4.04%
5.57%
0.00%
0.03%