HVAL

ALPS Hillman Active Value ETF
*Unless otherwise stated, data provided by FactSet.

HVAL Fund Description

HVAL actively selects large-cap US equities believed to be value stocks with sustainable competitive advantage. Holdings are approximately equally weighted.

HVAL Factset Analytics Insight

HVAL is an actively-managed fund that will invest in undervalued large-cap companies in the US that are believed to have competitive advantages. In selecting constituents, the fund advisor begins with building and maintaining a proprietary qualified investment universe based on minimum market-cap requirements and qualitative analysis of each company including industry dominance, management prowess, pricing and purchasing power, competitive advantages, financial flexibility, product and services quality, and brand value. Eligible securities are then further evaluated based on quantitative measures that will determine their ranking among the eligible universe. These measures include calculating each company’s discounted cash flow, P/B ratio, and P/S ratio. The top 45 stocks are then selected and are approximately equally weighted and rebalanced on an as needed basis.

HVAL MSCI ESG Analytics Insight

ALPS Hillman Active Value ETF has an MSCI ESG Fund Rating of A based on a score of 6.45 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ALPS Hillman Active Value ETF ranks in the 39th percentile within its peer group and in the 9th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

PERFORMANCE [as of 01/20/22] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
HVAL 3.16% -0.33% 2.28% -- -- -- --
HVAL (NAV) 3.02% -2.16% 0.90% -- -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Value 1.29% 1.77% -2.42% 19.89% 13.66% 10.86% 12.02%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

HVAL Summary Data

SS&C
ALPS
07/14/21
Open-Ended Fund
0.55%
$5.67M
$2.27K
0.27%

HVAL Portfolio Data

$265.09B
23.61
2.68
--
N/A
45

HVAL Index Data

No Underlying Index
Proprietary
Proprietary
MSCI USA Large Cap Value

HVAL Portfolio Management

0.55%
--
--
--

HVAL Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

HVAL Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
High
Daily

HVAL Factset Analytics Block Liquidity

As of 01/21/22
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of HVAL. HVAL is rated a 4 out of 5.

HVAL Tradability

92
$2.27K
1
0
0.27%
$0.07
0.09%
0.27% / -0.07%
None
98.00%
25,000
0.00
0.01%
0.01%
0
$24.90
4

HVAL Sector/Industry Breakdown


HVAL
Segment Benchmark
20.08%
19.05%
14.77%
11.96%
14.68%
11.38%
12.94%
10.74%
8.89%
4.75%
8.03%
9.82%
7.90%
22.52%
6.54%
2.87%
3.99%
2.18%

HVAL Countries


HVAL
Segment Benchmark
95.67%
99.90%
2.44%
--
1.89%
--
--
0.10%

HVAL Regions


HVAL
Segment Benchmark
95.67%
100.00%
4.33%
--

HVAL Economic Development


HVAL
Segment Benchmark
100.00%
100.00%

HVAL Performance Statistics

0.80
0.96
0.93
0.91
0.38%
MSCI USA Large Cap Value

HVAL MSCI ESG Ratings

6.45 / 10
8.59
39.49
12.56%
--
140.50

HVAL Benchmark Comparison Holdings

45
210
28
19.46%

HVAL Benchmark Comparison Summary


HVAL
Segment Benchmark
45
210
$265.09B
$180.11B
23.61
19.24
2.68
3.02
2.80%
2.29%
Medium
Low

HVAL Benchmark Comparison Market Cap Size


HVAL
Segment Benchmark
88.44%
100.00%
9.86%
0.00%
1.70%
0.00%
0.00%
0.00%

Options Strategies for Outcome Investing

A collar strategy is a protective option strategy constructed by writing a call and buying a put with the same expiration date while being long the underlying security.