MGMT

Ballast Small/Mid Cap ETF
*Unless otherwise stated, data provided by FactSet.

MGMT Fund Description

MGMT is an actively-managed fund that aims for positive risk-adjusted returns.

MGMT Factset Analytics Insight

MGMT, as an actively-managed fund, primarily invests in equity securities of small and midcap US companies which the adviser believes are underpriced, due to misperception of future earnings growth relative to their expectations for growth over the long-term. In selecting investments, emphasis is placed on those companies led by great management teams that display high quality and financially-sound attributes, leading to outperformance over the long term. Company evaluations include the following factors: (i) successful operation of their businesses in unfavorable and favorable market environments, (ii) balance sheets, (iii) cash flow, and (iv) return on capital. The fund may also invest all or substantially all of its assets in cash, cash equivalents, or, alternatively, in shares of other investment companies (including open-end and closed-end funds as well as ETFs) in order for the fund to be more fully invested.

MGMT MSCI ESG Analytics Insight

Ballast Small/Mid Cap ETF has an MSCI ESG Fund Rating of BB based on a score of 4.33 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. Ballast Small/Mid Cap ETF ranks in the 14th percentile within its peer group and in the 3th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

MGMT MSCI FaCS and Factor Box

MSCI FaCS is a standard method for evaluating and reporting the Factor characteristics of equity portfolios including ETFs. The Factor Box includes 6 Factors that MSCI has identified that historically provided a return premium. On the vertical axis, the Factor Groups, are displayed and the horizontal axis displays the Factor exposure, overweight, underweight or neutral.

PERFORMANCE [as of 10/14/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
MGMT 1.18% 0.41% 36.25% -- -- -- --
MGMT (NAV) 2.99% 2.99% 38.03% -- -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA SMID Cap Index 2.33% 4.67% 20.38% 40.59% 18.57% 16.64% 15.23%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

MGMT Summary Data

Ballast
12/02/20
Open-Ended Fund
1.10%
$36.36M
$161.53K
0.30%

MGMT Portfolio Data

$4.55B
23.47
2.35
--
N/A
50

MGMT Index Data

No Underlying Index
Proprietary
Proprietary
MSCI USA SMID Cap Index

MGMT Portfolio Management

1.10%
--
--
--

MGMT Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

MGMT Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
Medium
Daily

MGMT Factset Analytics Block Liquidity

As of 10/15/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of MGMT. MGMT is rated a N/A out of 5.

MGMT Tradability

4,485
$161.53K
2,511
$91.63K
0.30%
$0.11
0.17%
0.95% / -0.23%
None
95.00%
--
--
--
--
0
$36.80
N/A

MGMT Sector/Industry Breakdown


MGMT
Segment Benchmark
22.35%
21.41%
18.24%
13.54%
17.43%
18.70%
9.76%
5.32%
9.64%
15.16%
8.30%
3.76%
5.01%
12.08%
2.36%
3.15%
2.09%
3.30%

MGMT Countries


MGMT
Segment Benchmark
100.00%
100.00%

MGMT Regions


MGMT
Segment Benchmark
100.00%
100.00%

MGMT Economic Development


MGMT
Segment Benchmark
100.00%
100.00%

MGMT Performance Statistics

0.82
1.01
1.05
0.87
0.41%
MSCI USA SMID Cap Index

MGMT MSCI ESG Ratings

4.33 / 10
2.95
14.14
1.70%
--
265.21

MGMT Benchmark Comparison Holdings

50
2178
36
1.91%

MGMT Benchmark Comparison Summary


MGMT
Segment Benchmark
50
2178
$4.55B
$14.81B
23.47
38.85
2.35
3.17
1.13%
1.05%
Medium
Low

MGMT Benchmark Comparison Market Cap Size


MGMT
Segment Benchmark
3.86%
48.47%
50.06%
41.19%
20.72%
9.90%
25.35%
0.44%