PLTL

Principal U.S. Small-Cap Adaptive Multi-Factor ETF
*Unless otherwise stated, data provided by FactSet.

PLTL Fund Description

PLTL is an actively-managed portfolio of US small-cap companies selected and weighted in consideration of several different factors as well as the current market risk regime, as determined by the fund adviser

PLTL Factset Analytics Insight

PLTL invests in US small-cap companies, specifically within the range of companies in the S&P 600 Index. In constructing the portfolio, the fund adviser considers the following factors: value based on yield: earnings, free cash flow, and sales, quality based on: return-on-equity, sales growth, and earnings growth, momentum ranked by evaluating recent performance, and volatility using the last 12-month standard deviation of returns. Moreover, weights are assigned according to the current market risk regime — “lower”, “higher and increasing,” or “higher and decreasing” — identified by a proprietary model. For certain securities, however, the model assigns weights equal to that of the index at all times. While fund holdings are expected to be rebalanced semi-annually, they may be done more so frequently in the event of risk regime shifts.

PLTL MSCI ESG Analytics Insight

Principal U.S. Small-Cap Adaptive Multi-Factor ETF has an MSCI ESG Fund Rating of BBB based on a score of 4.99 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. Principal U.S. Small-Cap Adaptive Multi-Factor ETF ranks in the 27th percentile within its peer group and in the 20th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

PERFORMANCE [as of 10/21/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
PLTL 5.89% 6.18% -- -- -- -- --
PLTL (NAV) 6.45% 4.82% -- -- -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Small Cap Index 5.58% 4.60% 21.04% 46.84% 17.47% 16.24% 15.08%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

PLTL Summary Data

Principal
05/19/21
Open-Ended Fund
0.19%
$6.42M
$1.99K
0.27%
N/A

PLTL Portfolio Data

$2.66B
20.45
2.17
--
10/01/21
536

PLTL Index Data

No Underlying Index
Proprietary
Proprietary
MSCI USA Small Cap Index

PLTL Portfolio Management

0.19%
--
--
--

PLTL Tax Exposures

20.00% / 39.60%
--
N/A
No

PLTL Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
Low
Daily

PLTL Factset Analytics Block Liquidity

As of 10/22/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of PLTL. PLTL is rated a 4 out of 5.

PLTL Tradability

86
$1.99K
3
0
0.27%
$0.07
-0.02%
0.60% / -0.24%
None
99.00%
50,000
0.00
0.06%
0.04%
0
$25.96
4

PLTL Sector/Industry Breakdown


PLTL
Segment Benchmark
23.69%
22.61%
21.95%
15.32%
16.76%
14.03%
12.31%
14.85%
8.52%
13.83%
6.07%
5.04%
5.06%
3.89%
3.03%
3.49%
1.05%
2.04%
0.38%
0.63%

PLTL Countries


PLTL
Segment Benchmark
100.00%
100.00%

PLTL Regions


PLTL
Segment Benchmark
100.00%
100.00%

PLTL Economic Development


PLTL
Segment Benchmark
100.00%
100.00%

PLTL Performance Statistics

--
--
--
--
0.00%
MSCI USA Small Cap Index

PLTL MSCI ESG Ratings

4.99 / 10
20.14
26.75
3.44%
--
101.97

PLTL Benchmark Comparison Holdings

536
1855
500
18.71%

PLTL Benchmark Comparison Summary


PLTL
Segment Benchmark
536
1855
$2.66B
$5.77B
20.45
49.54
2.17
2.79
1.02%
1.00%
Low
Low

PLTL Benchmark Comparison Market Cap Size


PLTL
Segment Benchmark
1.11%
4.83%
36.57%
73.12%
58.25%
21.12%
4.07%
0.93%

Options Strategies for Outcome Investing

A collar strategy is a protective option strategy constructed by writing a call and buying a put with the same expiration date while being long the underlying security.