PLTL

Principal U.S. Small-Cap Adaptive Multi-Factor ETF
*Unless otherwise stated, data provided by FactSet.

PLTL Fund Description

PLTL is an actively-managed portfolio of US small-cap companies selected and weighted in consideration of several different factors as well as the current market risk regime, as determined by the fund adviser

PLTL Factset Analytics Insight

PLTL invests in US small-cap companies, specifically within the range of companies in the S&P 600 Index. In constructing the portfolio, the fund adviser considers the following factors: value based on yield: earnings, free cash flow, and sales, quality based on: return-on-equity, sales growth, and earnings growth, momentum ranked by evaluating recent performance, and volatility using the last 12-month standard deviation of returns. Moreover, weights are assigned according to the current market risk regime — “lower”, “higher and increasing,” or “higher and decreasing” — identified by a proprietary model. For certain securities, however, the model assigns weights equal to that of the index at all times. While fund holdings are expected to be rebalanced semi-annually, they may be done more so frequently in the event of risk regime shifts.

PERFORMANCE [as of 07/28/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
PLTL -4.86% -- -- -- -- -- --
PLTL (NAV) -2.98% -- -- -- -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Small Cap Index -2.74% -2.52% 15.73% 53.14% 13.51% 15.07% 13.35%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

PLTL Summary Data

Principal
05/19/21
Open-Ended Fund
0.19%
$6.15M
$17.46K
0.23%
N/A

PLTL Portfolio Data

$2.61B
33.62
2.27
--
10/01/21
539

PLTL Index Data

No Underlying Index
Proprietary
Proprietary
MSCI USA Small Cap Index

PLTL Portfolio Management

0.19%
--
--
--

PLTL Tax Exposures

20.00% / 39.60%
--
N/A
No

PLTL Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
Low
Daily

PLTL Factset Analytics Block Liquidity

As of 07/29/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of PLTL. PLTL is rated a 4 out of 5.

PLTL Tradability

689
$17.46K
8
0
0.23%
$0.06
0.02%
0.11% / -0.19%
None
99.00%
50,000
0.00
0.06%
0.03%
0
$24.77
4

PLTL Sector/Industry Breakdown


PLTL
Segment Benchmark
23.57%
22.93%
22.71%
16.06%
16.54%
14.32%
11.58%
14.04%
8.27%
13.35%
6.64%
5.44%
5.19%
4.08%
3.26%
3.81%
0.94%
1.97%
0.39%
0.65%

PLTL Countries


PLTL
Segment Benchmark
100.00%
99.95%
--
0.05%

PLTL Regions


PLTL
Segment Benchmark
100.00%
100.00%

PLTL Economic Development


PLTL
Segment Benchmark
100.00%
100.00%

PLTL Performance Statistics

--
--
--
--
0.00%
MSCI USA Small Cap Index

PLTL Benchmark Comparison Holdings

539
1871
504
18.97%

PLTL Benchmark Comparison Summary


PLTL
Segment Benchmark
539
1871
$2.61B
$5.48B
33.62
179.65
2.27
2.87
0.97%
0.99%
Low
Low

PLTL Benchmark Comparison Market Cap Size


PLTL
Segment Benchmark
1.27%
2.84%
39.73%
74.83%
54.74%
21.42%
4.26%
0.92%

Options Strategies for Outcome Investing

A collar strategy is a protective option strategy constructed by writing a call and buying a put with the same expiration date while being long the underlying security.