PSC

Principal U.S. Small-Cap Multi-Factor ETF
*Unless otherwise stated, data provided by FactSet.

PSC Fund Description

PSC invests in small-cap US companies that exhibit high shareholder yield, high pricing power, and momentum.

PSC Factset Analytics Insight

PSC invests in companies in the Nasdaq U.S. Small Cap Index that have high shareholder yield, pricing power, and momentum characteristics. Eligible securities are ranked according to return to shareholders, a company’s ability to raise prices of its products without reducing demand substantially, and positive price movement. If a stock does not have a dividend, the price setting and momentum ranks are averaged to arrive at a final score. The top 20th percentile of factor rank is selected for inclusion in the fund. Individual ranks are normalized by industry to remain sector-neutral. The fund is weighted according to 3-month daily dollar volume and volatility. There is a .7% weight cap for each security. The index is rebalanced semi-annually. Note: Prior to September 30, 2020, the fund name was Principal U.S. Small-Cap Multi-Factor Index ETF.

PSC MSCI ESG Analytics Insight

Principal U.S. Small-Cap Multi-Factor ETF has an MSCI ESG Fund Rating of BBB based on a score of 4.98 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. Principal U.S. Small-Cap Multi-Factor ETF ranks in the 27th percentile within its peer group and in the 28th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

PSC MSCI FaCS and Factor Box

MSCI FaCS is a standard method for evaluating and reporting the Factor characteristics of equity portfolios including ETFs. The Factor Box includes 6 Factors that MSCI has identified that historically provided a return premium. On the vertical axis, the Factor Groups, are displayed and the horizontal axis displays the Factor exposure, overweight, underweight or neutral.

PERFORMANCE [as of 08/03/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
PSC -3.18% 0.18% 25.70% 63.16% 11.75% -- --
PSC (NAV) -2.33% 0.02% 26.59% 62.13% 11.80% -- --
MSCI USA Small Cap Index -2.26% -1.20% 16.14% 49.69% 13.31% 15.25% 13.78%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

PSC Summary Data

Principal
09/21/16
Open-Ended Fund
0.38%
$1.58B
$609.68K
0.18%

PSC Portfolio Data

$3.27B
34.51
2.33
1.11%
10/01/21
517

PSC Index Data

Nasdaq US Small Cap Select Leaders Index
Technical
Multi-Factor
MSCI USA Small Cap Index

PSC Portfolio Management

0.38%
-0.34%
-0.15%
-1.47%

PSC Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

PSC Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
Low
Daily

PSC Factset Analytics Block Liquidity

As of 08/04/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of PSC. PSC is rated a 5 out of 5.

PSC Tradability

13,177
$609.68K
4,486
$210.53K
0.18%
$0.08
0.01%
1.90% / -2.65%
None
99.00%
50,000
0.09
0.07%
0.04%
0
$45.79
5

PSC Sector/Industry Breakdown


PSC
Segment Benchmark
25.12%
22.07%
14.82%
14.06%
14.66%
15.84%
13.89%
13.81%
12.45%
14.61%
7.22%
5.07%
4.49%
4.05%
3.25%
3.98%
2.83%
1.95%
0.40%
0.65%

PSC Countries


PSC
Segment Benchmark
100.00%
100.00%

PSC Regions


PSC
Segment Benchmark
100.00%
100.00%

PSC Economic Development


PSC
Segment Benchmark
100.00%
100.00%

PSC Performance Statistics

0.88
1.10
1.25
1.02
0.48%
MSCI USA Small Cap Index

PSC MSCI ESG Ratings

4.98 / 10
28.41
27.30
1.49%
6.13%
135.89

PSC Benchmark Comparison Holdings

517
1863
466
19.25%

PSC Benchmark Comparison Summary


PSC
Segment Benchmark
517
1863
$3.27B
$5.61B
34.51
157.39
2.33
2.89
1.44%
0.98%
Low
Low

PSC Benchmark Comparison Market Cap Size


PSC
Segment Benchmark
0.00%
2.84%
60.45%
74.38%
36.83%
21.80%
2.72%
0.91%