ROCI ROC ETF

*Unless otherwise stated, data provided by FactSet.

ROCI Fund Description

ROCI is an actively managed fund of 75 to 150 large-cap US companies that are led by Chief Executive Officers (CEOs) considered to be of high-character as defined by the Issuer.

ROCI Factset Analytics Insight

ROCI is the first ETF to select companies based on the perceived character of their Chief Executive Officer s (CEOs). The fund manager believes that exceptional character in a CEO can positively affect a company’s return on assets and workforce engagement while reducing overall business risk. Starting with the largest 1,000 US companies, the fund manager assigns an Integrity Score based on disclosure materials, such as shareholder letters and management discussion sections from public shareholder reports. The highest ranking 150 to 250 names are then assessed based on behavioral aspects and controversies to determine a Supplemental Assessment Score. Using a statistical methodology, these initial scores are consolidated to form a Composite Character Score. The top 75 to 150 companies, as measured by CEOs with the highest composite score, are selected for inclusion. Holdings are weighted based on their general corporate attributes (e.g., market-cap) and are reviewed on an annual basis.

PERFORMANCE [as of 09/29/22] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
ROCI -9.53% -3.62% -- -- -- -- --
ROCI (NAV) -9.47% -3.67% -- -- -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index -9.42% -4.23% -23.54% -16.45% 9.12% 9.82% 11.99%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

ROCI Summary Data

ROC
03/24/22
Open-Ended Fund
0.49%
$6.13M
$30.51K
0.37%

ROCI Portfolio Data

$449.29B
24.58
3.85
--
N/A
103

ROCI Index Data

No Underlying Index
Proprietary
Proprietary
MSCI USA Large Cap Index

ROCI Portfolio Management

0.49%
--
--
--

ROCI Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

ROCI Fund Structure

Open-Ended Fund
No
--
-- / --
N/A
N/A
High
Daily

ROCI Factset Analytics Block Liquidity

As of 09/30/22
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of ROCI. ROCI is rated a 4 out of 5.

ROCI Tradability

1,462
$30.51K
56
0
0.37%
$0.09
0.06%
0.99% / -1.94%
None
100.00%
10,000
0.01
--
0.00%
0
$20.71
4

ROCI Sector/Industry Breakdown


ROCI
Segment Benchmark
14.12%
--
13.97%
--
12.70%
--
12.12%
--
11.48%
--
5.36%
--
4.39%
--
4.29%
--
3.69%
--
3.35%
--

ROCI Countries


ROCI
Segment Benchmark
99.78%
99.88%
--
0.12%

ROCI Regions


ROCI
Segment Benchmark
99.78%
100.00%

ROCI Economic Development


ROCI
Segment Benchmark
99.78%
100.00%
0.00%
0.00%

ROCI Performance Statistics

0.98
0.97
0.88
1.00
0.22%
MSCI USA Large Cap Index

ROCI Benchmark Comparison Holdings

103
297
54
36.02%

ROCI Benchmark Comparison Summary


ROCI
Segment Benchmark
103
297
$449.29B
$587.10B
24.58
19.57
3.85
4.18
1.43%
1.55%
Medium
Medium

ROCI Benchmark Comparison Market Cap Size


ROCI
Segment Benchmark
90.63%
99.92%
9.07%
0.08%
0.00%
0.00%
0.00%
0.00%

Options Strategies for Outcome Investing

A collar strategy is a protective option strategy constructed by writing a call and buying a put with the same expiration date while being long the underlying security.