SMCP

AlphaMark Actively Managed Small Cap ETF
*Unless otherwise stated, data provided by FactSet.

SMCP Fund Description

SMCP is an actively-managed portfolio of ETFs that holds small-cap stocks.

SMCP Factset Analytics Insight

SMCP doesn't try to represent the global small-cap market, it tries to beat it. It’s an actively-managed fund-of-funds that uses other ETFs to make bets on small-caps in specific countries, regions, sectors, or styles (i.e., growth or value). SMCP has historically made large active bets toward US growth stocks, but—like any actively managed fund—holdings can change on a dime. Note that our reported expense ratio includes the cost of underlying funds. The objective of the fund is to provide less volatility for interested investors then holding individual small-cap stocks in the same space. Prior to January 9, 2019, the fund held small-cap stocks directly, selected based on fundamental metrics.

SMCP MSCI ESG Analytics Insight

AlphaMark Actively Managed Small Cap ETF has an MSCI ESG Fund Rating of BBB based on a score of 4.61 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. AlphaMark Actively Managed Small Cap ETF ranks in the 22nd percentile within its peer group and in the 11st percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

PERFORMANCE [as of 09/24/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
SMCP 1.64% -1.92% 17.87% 47.85% 5.03% 6.57% --
SMCP (NAV) 0.81% -2.61% 18.04% 50.78% -6.29% -4.39% --
No Underlying Index -- -- -- -- -- -- --
MSCI ACWI + Frontier Markets Small Cap Index 1.21% 0.61% 16.47% 48.73% 11.75% 12.67% 12.55%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

SMCP Summary Data

AlphaMark
04/21/15
Open-Ended Fund
1.22%
$26.50M
$15.91K
0.38%

SMCP Portfolio Data

$2.92B
435.90
2.05
0.47%
N/A
5,794

SMCP Index Data

No Underlying Index
Proprietary
Proprietary
MSCI ACWI + Frontier Markets Small Cap Index

SMCP Portfolio Management

1.22%
--
--
--

SMCP Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

SMCP Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
Medium
Daily

SMCP Factset Analytics Block Liquidity

As of 09/27/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of SMCP. SMCP is rated a N/A out of 5.

SMCP Tradability

578
$15.91K
199
0
0.38%
$0.12
-0.06%
2.53% / -3.76%
None
100.00%
50,000
0.00
0.02%
--
0
$31.01
N/A

SMCP Sector/Industry Breakdown


SMCP
Segment Benchmark
23.81%
21.44%
15.03%
16.70%
13.53%
10.19%
12.88%
13.60%
12.64%
14.90%
5.98%
7.86%
4.02%
5.07%
3.89%
3.18%
3.01%
2.39%
1.14%
0.94%

SMCP Top 10 Holdings

0.45%
-0.06%
100.00%

SMCP Countries


SMCP
Segment Benchmark
72.85%
51.62%
3.44%
2.60%
3.11%
9.24%
2.98%
2.24%
2.80%
2.10%
1.99%
5.91%
1.59%
1.64%
1.06%
0.95%
0.99%
2.94%
0.87%
2.58%

SMCP Regions


SMCP
Segment Benchmark
73.11%
54.64%
16.75%
23.01%
7.00%
19.28%
1.59%
1.76%
1.55%
1.31%

SMCP Economic Development


SMCP
Segment Benchmark
92.01%
93.54%
7.99%
6.46%

SMCP Performance Statistics

0.87
1.24
1.20
1.06
0.45%
MSCI ACWI + Frontier Markets Small Cap Index

SMCP MSCI ESG Ratings

4.61 / 10
10.62
22.36
4.05%
5.55%
192.21

SMCP Benchmark Comparison Holdings

5,794
6404
5,256
49.13%

SMCP Benchmark Comparison Summary


SMCP
Segment Benchmark
5,794
6404
$2.92B
$4.31B
435.90
58.24
2.05
2.07
1.35%
1.45%
Low
Low

SMCP Benchmark Comparison Market Cap Size


SMCP
Segment Benchmark
0.49%
1.66%
45.70%
59.86%
47.32%
35.78%
6.48%
2.70%