TUSA

First Trust Total US Market AlphaDEX ETF
*Unless otherwise stated, data provided by FactSet.

TUSA Fund Description

TUSA tracks an index of US large-, mid- and small-cap stocks selected by value and growth factors and weighted in tiers.

TUSA Factset Analytics Insight

TUSA does not aim to provide investors with neutral exposure to the US equity market, and opts for a more unique approach to constructing its portfolio. This fund tracks an underlying index that selects constituents from three indices with varying market caps. Eligible securities are ranked separately within each class (small-, mid, and large-cap stocks) on the sum of ranks for both growth and value factors. With this, they are either classified as growth or value, and given a score based on the growth and value factors. The top 200, 400, 600 stocks from the large-, mid, and small-cap indices comprise the “selected stocks”, respectively. The selected stocks are divided into quintiles within their size class based on their rankings and the top ranked quintiles receive a higher weight within each sub-portfolio size class. Within each sub-portfolio, stocks are equally weighted. TUSA changed from a Value Line index to an AlphaDEX index on January 9, 2015.

TUSA MSCI ESG Analytics Insight

First Trust Total US Market AlphaDEX ETF has an MSCI ESG Fund Rating of A based on a score of 6.42 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. First Trust Total US Market AlphaDEX ETF ranks in the 51st percentile within its peer group and in the 75th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

TUSA MSCI FaCS and Factor Box

MSCI FaCS is a standard method for evaluating and reporting the Factor characteristics of equity portfolios including ETFs. The Factor Box includes 6 Factors that MSCI has identified that historically provided a return premium. On the vertical axis, the Factor Groups, are displayed and the horizontal axis displays the Factor exposure, overweight, underweight or neutral.

PERFORMANCE [as of 12/01/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
TUSA -2.57% -1.08% 20.43% 23.96% 14.12% 12.25% 10.44%
TUSA (NAV) -5.25% -2.76% 18.42% 23.92% 13.43% 11.98% 10.21%
NASDAQ AlphaDEX Total US Market -- -- -- -- -- -- --
MSCI USA IMI -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

TUSA Summary Data

First Trust
12/05/06
Open-Ended Fund
0.70%
$21.90M
$54.31K
0.46%

TUSA Portfolio Data

$50.50B
18.26
2.50
0.56%
N/A
1,198

TUSA Index Data

Tiered
Multi-Factor
MSCI USA IMI

TUSA Portfolio Management

0.70%
-2.57%
-1.86%
-4.71%

TUSA Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

TUSA Fund Structure

Open-Ended Fund
No
Yes
-- / --
N/A
N/A
High
Daily

TUSA Factset Analytics Block Liquidity

As of 12/02/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of TUSA. TUSA is rated a 5 out of 5.

TUSA Tradability

1,117
$54.31K
481
$20.19K
0.46%
$0.23
0.07%
2.11% / -3.11%
None
99.00%
50,000
0.01
0.02%
0.01%
0
$47.82
5

TUSA Sector/Industry Breakdown


TUSA
Segment Benchmark
23.71%
14.20%
15.79%
33.75%
15.65%
14.74%
12.57%
13.09%
10.34%
9.19%
7.25%
2.41%
5.29%
2.62%
5.12%
5.23%
2.34%
2.45%
1.12%
1.18%

TUSA Top 10 Holdings[View All]

Tesla Inc 0.48%
4.85%

TUSA Countries


TUSA
Segment Benchmark
100.00%
99.93%
--
0.07%

TUSA Regions


TUSA
Segment Benchmark
100.00%
100.00%

TUSA Economic Development


TUSA
Segment Benchmark
100.00%
100.00%

TUSA Performance Statistics

0.81
1.09
1.05
1.05
0.44%
MSCI USA IMI

TUSA MSCI ESG Ratings

6.42 / 10
75.31
51.18
6.90%
--
230.84

TUSA Benchmark Comparison Holdings

1,198
2469
1,185
32.40%

TUSA Benchmark Comparison Summary


TUSA
Segment Benchmark
1,198
2469
$50.50B
$504.44B
18.26
31.21
2.50
4.50
1.41%
1.21%
Low
Low

TUSA Benchmark Comparison Market Cap Size


TUSA
Segment Benchmark
58.95%
87.77%
29.98%
9.78%
10.97%
2.35%
0.10%
0.10%