UAPR

Innovator U.S. Equity Ultra Buffer ETF - April
*Unless otherwise stated, data provided by FactSet.

UAPR Fund Description

UAPR aims for specific buffered losses and capped gains on the S&P 500 over a specific holdings period. The actively-managed fund holds options and collateral.

UAPR Factset Analytics Insight

UAPR uses options in an effort to moderate losses on the S&P 500 over a one-year period starting each April. The fund foregoes some upside return as well as the S&P 500’s dividend component, because the options are written on the price (not total) return version of the index. In exchange for preventing realization of the first 30% of the S&P 500’s losses, investors forego upside participation above a certain threshold, which is reset annually.  Investors who buy at any other time than the annual reset day may have a very different protection and buffer zone. The issuer publishes effective interim levels daily on its website.  The fund must be held to the end of the period to achieve the intended results. The targeted buffers and caps do not include the fund’s expense ratio. The fund is actively managed, resets annually and uses listed options exclusively.

PERFORMANCE [as of 12/02/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
UAPR -0.65% -0.12% 3.84% 4.11% -- -- --
UAPR (NAV) -0.21% 0.41% 4.10% 4.34% -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index -1.20% 0.86% 22.39% 25.64% 21.26% 18.80% 16.58%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

UAPR Summary Data

Innovator
04/01/19
Open-Ended Fund
0.79%
$55.19M
$307.10K
0.38%

UAPR Portfolio Data

--
--
--
2.29%
N/A
2

UAPR Index Data

No Underlying Index
Fixed
Fixed
MSCI USA Large Cap Index

UAPR Portfolio Management

0.79%
--
--
--

UAPR Tax Exposures

20.00% / 39.60%
--
Ordinary income
No

UAPR Fund Structure

Open-Ended Fund
Yes
No
-- / --
N/A
N/A
Medium
Daily

UAPR Factset Analytics Block Liquidity

As of 12/03/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of UAPR. UAPR is rated a N/A out of 5.

UAPR Tradability

11,897
$307.10K
3,838
$98.30K
0.38%
$0.10
0.08%
0.42% / -0.36%
None
100.00%
25,000
0.15
0.04%
--
0
$26.02
N/A

UAPR Top 10 Holdings

99.73%
0.27%
100.00%

UAPR Countries


UAPR
Segment Benchmark
--
0.10%
--
99.90%

UAPR Regions


UAPR
Segment Benchmark
--
100.00%

UAPR Economic Development


UAPR
Segment Benchmark
--
100.00%

UAPR Performance Statistics

0.53
0.17
0.14
0.17
0.66%
MSCI USA Large Cap Index

UAPR Benchmark Comparison Holdings

2
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UAPR Benchmark Comparison Summary


UAPR
Segment Benchmark
2
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UAPR Benchmark Comparison Market Cap Size


UAPR
Segment Benchmark
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