UAUG

Innovator U.S. Equity Ultra Buffer ETF - August
*Unless otherwise stated, data provided by FactSet.

UAUG Fund Description

UAUG aims for specific buffered losses and capped gains on the S&P 500 over a specific holdings period. The actively-managed fund holds options and collateral.

UAUG Factset Analytics Insight

UAUG uses options in an effort to moderate losses on the S&P 500 over a one-year period starting each August. The fund foregoes some upside return as well as the S&P 500’s dividend component, because the options are written on the price (not total) return version of the index. In exchange for preventing realization of the first 30% of the S&P 500’s losses, investors forego upside participation above a certain threshold, which is reset annually.  Investors who buy at any other time than the annual reset day may have a very different protection and buffer zone. The issuer publishes effective interim levels daily on its website.  The fund must be held to the end of the period to achieve the intended results. The targeted buffers and caps do not include the fund’s expense ratio. The fund is actively managed, resets annually and uses listed options exclusively.

PERFORMANCE [as of 08/18/22] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
UAUG -- -- -- -- -- -- --
UAUG (NAV) 1.29% -0.06% -6.61% -4.43% 3.45% -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

UAUG Summary Data

Innovator
08/01/19
Open-Ended Fund
0.79%
$65.36M
$1.73M
0.30%

UAUG Portfolio Data

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--
--
0.77%
N/A
--

UAUG Index Data

No Underlying Index
Fixed
Fixed
MSCI USA Large Cap Index

UAUG Portfolio Management

0.79%
--
--
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UAUG Tax Exposures

20.00% / 39.60%
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Ordinary income
No

UAUG Fund Structure

Open-Ended Fund
Yes
No
-- / --
N/A
N/A
Low
Daily

UAUG Factset Analytics Block Liquidity

As of 08/19/22
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of UAUG. UAUG is rated a N/A out of 5.

UAUG Tradability

64,007
$1.73M
3,932
$106.02K
0.30%
$0.08
0.02%
0.41% / -1.12%
None
100.00%
25,000
0.16
0.03%
--
0
$27.29
N/A

UAUG Top 10 Holdings

99.78%
0.22%
100.00%

UAUG Countries


UAUG
Segment Benchmark
--
99.90%
--
0.10%

UAUG Regions


UAUG
Segment Benchmark
--
100.00%

UAUG Economic Development


UAUG
Segment Benchmark
--
100.00%

UAUG Performance Statistics

0.78
0.33
0.28
0.34
0.91%
MSCI USA Large Cap Index

UAUG Benchmark Comparison Holdings

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UAUG Benchmark Comparison Summary


UAUG
Segment Benchmark
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UAUG Benchmark Comparison Market Cap Size


UAUG
Segment Benchmark
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