UMAY

Innovator U.S. Equity Ultra Buffer ETF - May
*Unless otherwise stated, data provided by FactSet.

UMAY Fund Description

UMAY aims for specific buffered losses and capped gains on the S&P 500 over a specific holdings period. The actively-managed fund holds options and collateral.

UMAY Factset Analytics Insight

UMAY uses options in an effort to moderate losses on the S&P 500 over a one-year period starting each May. The fund foregoes some upside return as well as the S&P 500s dividend component, because the options are written on the price (not total) return version of the index. In exchange for preventing realization of the first 30% of the S&P 500s losses, investors forego upside participation above a certain threshold, which is reset annually. Investors who buy at any other time than the annual reset day may have a very different protection and buffer zone. The issuer publishes effective interim levels daily on its website. The fund must be held to the end of the period to achieve the intended results. The targeted buffers and caps do not include the funds expense ratio. The fund is actively managed, resets annually and uses listed options exclusively.

PERFORMANCE [as of 08/15/22] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
UMAY 4.75% 2.67% -4.35% -2.59% -- -- --
UMAY (NAV) 4.79% 2.67% -4.25% -2.57% -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index -- -- -- -- -- -- --
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

UMAY Summary Data

Innovator
05/01/20
Open-Ended Fund
0.79%
$102.55M
$1.16M
0.26%

UMAY Portfolio Data

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N/A
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UMAY Index Data

No Underlying Index
Fixed
Fixed
MSCI USA Large Cap Index

UMAY Portfolio Management

0.79%
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UMAY Tax Exposures

20.00% / 39.60%
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Ordinary income
No

UMAY Fund Structure

Open-Ended Fund
Yes
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N/A
N/A
Low
Daily

UMAY Factset Analytics Block Liquidity

As of 08/17/22
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of UMAY. UMAY is rated a N/A out of 5.

UMAY Tradability

44,743
$1.16M
6,075
$158.43K
0.26%
$0.07
0.02%
0.42% / -1.46%
None
100.00%
25,000
0.24
0.04%
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0
$27.53
N/A

UMAY Top 10 Holdings

99.83%
0.17%
100.00%

UMAY Countries


UMAY
Segment Benchmark
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99.90%
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0.10%

UMAY Regions


UMAY
Segment Benchmark
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100.00%

UMAY Economic Development


UMAY
Segment Benchmark
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100.00%

UMAY Performance Statistics

0.84
0.45
0.44
0.52
0.77%
MSCI USA Large Cap Index

UMAY Benchmark Comparison Holdings

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UMAY Benchmark Comparison Summary


UMAY
Segment Benchmark
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UMAY Benchmark Comparison Market Cap Size


UMAY
Segment Benchmark
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