UNOV

Innovator S&P 500 Ultra Buffer ETF - November
*Unless otherwise stated, data provided by FactSet.

UNOV Fund Description

UNOV aims for specific buffered losses and capped gains on the S&P 500 over a specific holdings period. The actively-managed fund holds options and collateral.

UNOV Factset Analytics Insight

UNOV uses options in an effort to moderate losses on the S&P 500 over a one-year period starting each November. The fund foregoes some upside return as well as the S&P 500’s dividend component, because the options are written on the price (not total) return version of the index. In exchange for preventing realization of the first 30% of the S&P 500’s losses, investors forego upside participation above a certain threshold, which is reset annually.  Investors who buy at any other time than the annual reset day may have a very different protection and buffer zone. The issuer publishes effective interim levels daily on its website.  The fund must be held to the end of the period to achieve the intended results. The targeted buffers and caps do not include the fund’s expense ratio. The fund is actively managed, resets annually and uses listed options exclusively.

PERFORMANCE [as of 07/22/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
UNOV 0.03% 0.80% 2.99% 10.09% -- -- --
UNOV (NAV) 0.22% 1.05% 3.42% 10.11% -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index 3.39% 6.65% 16.98% 35.78% 19.29% 18.05% 15.27%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

UNOV Summary Data

Innovator
11/01/19
Open-Ended Fund
0.79%
$12.40M
$34.31K
0.29%

UNOV Portfolio Data

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N/A
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UNOV Index Data

No Underlying Index
Fixed
Fixed
MSCI USA Large Cap Index

UNOV Portfolio Management

0.79%
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UNOV Tax Exposures

20.00% / 39.60%
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Ordinary income
No

UNOV Fund Structure

Open-Ended Fund
Yes
No
-- / --
N/A
N/A
High
Daily

UNOV Factset Analytics Block Liquidity

As of 07/23/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of UNOV. UNOV is rated a N/A out of 5.

UNOV Tradability

1,186
$34.31K
302
$8.79K
0.29%
$0.09
-0.09%
0.52% / -0.50%
None
100.00%
25,000
0.01
0.03%
--
0
$29.19
N/A

UNOV Top 10 Holdings

100.37%
-0.37%
100.00%

UNOV Countries


UNOV
Segment Benchmark
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0.10%
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99.90%

UNOV Regions


UNOV
Segment Benchmark
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100.00%

UNOV Economic Development


UNOV
Segment Benchmark
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100.00%

UNOV Performance Statistics

0.56
0.21
0.22
0.23
0.75%
MSCI USA Large Cap Index

UNOV Benchmark Comparison Holdings

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UNOV Benchmark Comparison Summary


UNOV
Segment Benchmark
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UNOV Benchmark Comparison Market Cap Size


UNOV
Segment Benchmark
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