UOCT

Innovator S&P 500 Ultra Buffer ETF - October
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*Unless otherwise stated, data provided by FactSet.

UOCT Fund Description

UOCT is an actively managed ETF designed to track the price return of the S&P 500 with capped gains and some buffering against losses over a predetermined period.

UOCT Factset Analytics Insight

UOCT is effectively an options spread play on the price version of the S&P 500. The fund provides exposure to the price return of the index, but limits both gains and losses over a one-year period starting each October. The fund protects investors from losses greater than 5% after each July October reset. If the index drops more than 35%, the fund will continue to participate in the losses. To compensate for this protection, gains are limited to a specified maximum. The level of this cap is determined by the options market at each reset. It is worth noting that UOCT is actively managed despite this rules-based strategy. For this specialized exposure, UOCT charges a fee on the high side.

UOCT Charts And Performance

Price Chart ($)
Total Return Chart (%)
  • 1 Month
  • 3 Months
  • YTD
  • 1 Year
  • 3 Years
  • 5 Years
  • Max
  • 1 Month
  • 3 Months
  • YTD
  • 1 Year
  • 3 Years
  • 5 Years
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Select ETFs to compare their performance:
PERFORMANCE [as of 09/19/19] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
UOCT 2.78% 1.46% 8.86% -- -- -- --
UOCT (NAV) 2.24% 1.78% 9.40% -- -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index 2.93% 3.34% 21.64% 5.87% 14.60% 10.84% 13.24%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

UOCT Summary Data

Innovator
10/01/18
Open-Ended Fund
0.79%
$115.60M
$590.98K
0.24%

UOCT Portfolio Data

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N/A
9

UOCT Index Data

No Underlying Index
Proprietary
Proprietary
MSCI USA Large Cap Index

UOCT Portfolio Management

0.79%
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UOCT Tax Exposures

20.00% / 39.60%
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Qualified dividends
No

UOCT Fund Structure

Open-Ended Fund
Yes
No
No Policy
N/A
N/A
Low
Daily
Cboe Book Viewer
Top Of Book
Last 10 Trades
Bats BZX Real-time Quote -

UOCT Factset Analytics Block Liquidity

As of 09/20/19
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of UOCT. UOCT is rated a N/A out of 5.

UOCT Tradability

23,849
$590.98K
12,310
$309.80K
0.24%
$0.06
0.16%
1.35% / -0.47%
None
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25,000
0.49
0.04%
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0
$25.13
N/A

UOCT Top 10 Holdings

100.49%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
-0.49%
100%

UOCT Countries


UOCT
Segment Benchmark
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100.00%

UOCT Regions


UOCT
Segment Benchmark
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100.00%

UOCT Economic Development


UOCT
Segment Benchmark
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100.00%

UOCT Performance Statistics

0.79
0.48
0.40
0.44
0.56%
MSCI USA Large Cap Index

UOCT Benchmark Comparison Holdings

9
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UOCT Benchmark Comparison Summary


UOCT
Segment Benchmark
9
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UOCT Benchmark Comparison Market Cap Size


UOCT
Segment Benchmark
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