UOCT

Innovator S&P 500 Ultra Buffer ETF - October
*Unless otherwise stated, data provided by FactSet.

UOCT Fund Description

UOCT aims for specific buffered losses and capped gains on the S&P 500 over a specific holdings period. The actively-managed fund holds options and collateral.

UOCT Factset Analytics Insight

UOCT uses options in an effort to moderate losses on the S&P 500 over a one-year period starting each October. The fund foregoes some upside return as well as the S&P 500’s dividend component, because the options are written on the price (not total) return version of the index. In exchange for preventing realization of the first 30% of the S&P 500’s losses, investors forego upside participation above a certain threshold, which is reset annually.  Investors who buy at any other time than the annual reset day may have a very different protection and buffer zone. The issuer publishes effective interim levels daily on its website.  The fund must be held to the end of the period to achieve the intended results. The targeted buffers and caps do not include the fund’s expense ratio. The fund is actively managed, resets annually and uses listed options exclusively.

UOCT Charts And Performance

Price Chart ($)
Total Return Chart (%)
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  • 3 Months
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Select ETFs to compare their performance:
PERFORMANCE [as of 11/19/19] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
UOCT 1.17% 2.63% 9.69% 6.36% -- -- --
UOCT (NAV) 1.37% 2.89% 10.11% 7.39% -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index 4.89% 7.30% 26.80% 18.73% 15.45% 11.30% 13.33%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

UOCT Summary Data

Innovator
10/01/18
Open-Ended Fund
0.79%
$137.20M
$1.55M
0.23%

UOCT Portfolio Data

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N/A
9

UOCT Index Data

No Underlying Index
Proprietary
Proprietary
MSCI USA Large Cap Index

UOCT Portfolio Management

0.79%
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UOCT Tax Exposures

20.00% / 39.60%
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Qualified dividends
No

UOCT Fund Structure

Open-Ended Fund
Yes
No
No Policy
N/A
N/A
Low
Daily
Cboe Book Viewer
Top Of Book
Last 10 Trades
Bats BZX Real-time Quote -

UOCT Factset Analytics Block Liquidity

As of 11/20/19
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of UOCT. UOCT is rated a N/A out of 5.

UOCT Tradability

62,510
$1.55M
25,333
$639.84K
0.23%
$0.06
0.11%
0.90% / -0.47%
None
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25,000
1.01
0.04%
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0
$24.71
N/A

UOCT Top 10 Holdings

99.99%
2.35%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
-2.35%
99.99%

UOCT Countries


UOCT
Segment Benchmark
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100.00%

UOCT Regions


UOCT
Segment Benchmark
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100.00%

UOCT Economic Development


UOCT
Segment Benchmark
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100.00%

UOCT Performance Statistics

0.78
0.47
0.39
0.46
0.53%
MSCI USA Large Cap Index

UOCT Benchmark Comparison Holdings

9
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UOCT Benchmark Comparison Summary


UOCT
Segment Benchmark
9
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UOCT Benchmark Comparison Market Cap Size


UOCT
Segment Benchmark
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