VOTE

Engine No. 1 Transform 500 ETF
*Unless otherwise stated, data provided by FactSet.

VOTE Fund Description

VOTE tracks a market-cap-weighted index consisting of large-cap US stocks. The fund intends to encourage transformational changes in companies through shareholder activism.

VOTE Factset Analytics Insight

VOTE is a passively managed fund that provides exposure to large-cap US stocks. The fund encourages transformational change in the public companies it holds by applying proxy voting guidelines and engaging in dialogue with management. VOTE does not promote socially responsible investing by excluding companies based on any ESG criteria. Instead, the fund favors actions that encourage companies to invest in their employees, communities, customers, and the environment through its equity stake. The market-cap-weighted index is composed of 500 of the largest stocks from a universe composed of US companies from any sector. Holdings are reconstituted semi-annually and rebalanced quarterly.

VOTE MSCI ESG Analytics Insight

Engine No. 1 Transform 500 ETF has an MSCI ESG Fund Rating of undefined based on a score of 6.14 out of 10. The MSCI ESG Fund Rating measures the resiliency of portfolios to long-term risks and opportunities arising from environmental, social, and governance factors. ESG Fund Ratings range from best (AAA) to worst (CCC). Highly rated funds consist of companies that tend to show strong and/or improving management of financially relevant environmental, social and governance issues. These companies may be more resilient to disruptions arising from ESG events.

The fund’s Peer Rank reflects the ranking of a fund’s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. Engine No. 1 Transform 500 ETF ranks in the 44th percentile within its peer group and in the 33th percentile within the global universe of all funds covered by MSCI ESG Fund Ratings.

PERFORMANCE [as of 12/07/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
VOTE -2.82% 0.70% -- -- -- -- --
VOTE (NAV) -0.60% 3.28% -- -- -- -- --
Morningstar U.S. Large Cap Index -- -- -- -- -- -- --
MSCI USA Large Cap Index -0.38% 3.43% 25.23% 27.66% 24.16% 18.84% 16.68%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

VOTE Summary Data

Engine No. 1
06/22/21
Open-Ended Fund
0.05%
$262.73M
$2.08M
0.06%

VOTE Portfolio Data

$584.50B
29.80
4.96
--
N/A
495

VOTE Index Data

Morningstar U.S. Large Cap Index
Market Cap
Market Cap
MSCI USA Large Cap Index

VOTE Portfolio Management

0.05%
--
--
--

VOTE Tax Exposures

20.00% / 39.60%
--
Qualified dividends
No

VOTE Fund Structure

Open-Ended Fund
No
No
-- / --
N/A
N/A
Low
Daily

VOTE Factset Analytics Block Liquidity

As of 12/08/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of VOTE. VOTE is rated a N/A out of 5.

VOTE Tradability

38,894
$2.08M
32,624
$1.69M
0.06%
$0.03
0.11%
0.54% / -0.05%
None
99.00%
--
--
--
--
0
$55.23
N/A

VOTE Sector/Industry Breakdown


VOTE
Segment Benchmark
37.01%
38.43%
14.38%
14.61%
13.14%
13.41%
13.11%
11.96%
8.55%
7.84%
5.41%
5.87%
2.34%
2.04%
2.28%
2.14%
2.20%
1.78%
1.27%
1.44%

VOTE Top 10 Holdings[View All]

Apple Inc. 6.40%
Tesla Inc 2.19%
28.95%

VOTE Countries


VOTE
Segment Benchmark
100.00%
99.90%
--
0.10%

VOTE Regions


VOTE
Segment Benchmark
100.00%
100.00%

VOTE Economic Development


VOTE
Segment Benchmark
100.00%
100.00%

VOTE Performance Statistics

--
--
--
--
0.00%
MSCI USA Large Cap Index

VOTE MSCI ESG Ratings

--
6.14 / 10
32.56
43.82
5.78%
--
121.17

VOTE Benchmark Comparison Holdings

495
291
288
88.29%

VOTE Benchmark Comparison Summary


VOTE
Segment Benchmark
495
291
$584.50B
$656.83B
29.80
29.41
4.96
5.17
1.23%
1.27%
Low
Low

VOTE Benchmark Comparison Market Cap Size


VOTE
Segment Benchmark
99.85%
100.00%
0.15%
0.00%
0.00%
0.00%
0.00%
0.00%

Options Strategies for Outcome Investing

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