SEC ETF Overview

The Securities and Exchange Commission (SEC) is an agency of the U.S. federal government. It enforces the federal securities laws as well as regulates the securities industry (e.g., stock and option exchanges) in the U.S., including the creation, responsibilities and limitations of exchange-traded funds.

Features and News

SEC Shutdown's Impact On ETFs

With the agency regulating ETFs largely absent, filings march on, but not much else.

ETF Strategist Corner

5 Key Investing Truths For 2019

Thoughts on normal markets and long-term investing. 

ETF.com Live Chat!

Live Chat: Gurus & Illiquid Markets

Dave Nadig answers readers' ETF questions in real time. Here's the transcript.

ETF.com Live Chat!

Live Chat: Hidden Costs & ESG's Future

Dave Nadig answers readers' ETF questions in real time. Here's the transcript.

Features and News

Trading ETFs: Getting A Fair Price

There are many moving parts to ETF pricing and fair value, beginning with ETF arbitrage.

Podcasts

ETF Prime Podcast: Thematic Funds In Focus

Featuring Global X's Jon Maier, Exponential ETF's Phil Bak and ETF.com's Drew Voros.

Features and News

How The ETF Sausage Gets Made

Brown Brothers Harriman's head of ETF services peels back the curtain on thematic ETFs.

Features and News

CFTC’s Bitcoin Commodity Ruling & ETFs

Could the CFTC’s decision to classify bitcoin a 'commodity' help open the way for bitcoin ETFs?

Features and News

SEC Suspends Trading In Crypto ETPs

U.S. trading in popular bitcoin and ether products will pause for more than a week.