SEC ETF Overview

The Securities and Exchange Commission (SEC) is an agency of the U.S. federal government. It enforces the federal securities laws as well as regulates the securities industry (e.g., stock and option exchanges) in the U.S., including the creation, responsibilities and limitations of exchange-traded funds.

Bitcoin & Crypto

Current Ether ETF Filing Updates

These ether ETFs are primed to come to market if the SEC gives the go-ahead.

Features and News

Europe ETFs May Double 2020 Flows

ETF asset growth during the first half of 2021 is just 9% short of full-year 2020.

Podcasts

ETF Prime Podcast: The Bitcoin ETF Outlook

Plus, highlighting Europe’s crypto exchange-traded products.

ETF Report

ETF Super Boost, Or Super Bummer?

The peril, the promise and the history of geared ETFs.

Daily ETF Watch

DFA Takes The Stage With ETFs

A towering name in mutual funds enters the ETF space. 

Bitcoin & Crypto

Where Art Thou Bitcoin ETF?

The long-awaited idea of a bitcoin ETF seems caught in its own regulatory saga.

Features and News

Expect More Leveraged & Inverse ETFs

The SEC's new derivatives rule makes it much easier to launch leveraged and inverse ETFs.

Features and News

New Framework For ETFs-Of-ETFs

SEC introduces new regulation to level playing field for funds-of-funds.

Features and News

Bond Markets Face Big Challenges

Highlights from the SEC's latest fixed income market structure advisory committee meeting.