SEC ETF Overview

The Securities and Exchange Commission (SEC) is an agency of the U.S. federal government. It enforces the federal securities laws as well as regulates the securities industry (e.g., stock and option exchanges) in the U.S., including the creation, responsibilities and limitations of exchange-traded funds.

ETF.com Live Chat!

Live Chat: Value's Struggle & ETF Trading

Dave Nadig answers readers' ETF questions in real time. Here’s the transcript.

Features and News

Challenge Of Launching Cannabis ETFs

Though the regulatory cloud is lifting, marijuana ETFs still face significant roadblocks on their way to launch.

ETF.com Live Chat!

Live Chat: 2019's ETF Surprises

Dave Nadig answers readers' ETF questions in real time. Here’s the transcript.

ETF Strategist Corner

Can Nontransparent ETFs Save Active Mgmt?

New ETF structure could give actively managed strategies a much-needed boost.

ETF.com Live Chat!

Live Chat: Who Judges Advisor Choices? What's A K-1?

Dave Nadig answers readers' ETF questions in real time. Here’s the transcript.

Features and News

Nontransparent Active ETFs Coming

ActiveShares filed for nontransparent active ETFs in the wake of Precidian receiving approval from the SEC.

ETF.com Live Chat!

Live Chat: Commodities Made Easy & New Pot ETF

Dave Nadig answers readers' ETF questions in real time. Here’s the transcript.

Features and News

Nontransparent ETF Structure Approved

Precidian wins footrace to launch actively managed nontransparent ETFs.

ETF.com Live Chat!

Live Chat: ETF Seed Money

Dave Nadig answers readers' ETF questions in real time. Here’s the transcript.