UBS ETF Channel

UBS ETF Overview

UBS has 39 ETFs traded in the U.S. markets with total assets under management of $7.34 B and an average expense ratio of 0.97%.

The largest UBS ETF is the UBS AG FI Enhanced Large Cap Growth ETN (FBGX) with $1.68 B in assets. In the last 12 months, the best performing UBS ETF was the UBS ETRACS - ProShares Daily 3x Long Crude ETN (WTIU) at 134.58%. The most-recent ETF launched by UBS was the InsightShares Patriotic Employers ETF (HONR) in January 2018.

UBS offers ETFs in the following asset classes:

Equity
Asset Allocation
Commodities
Alternatives

TOP ETF PERFORMERS

TICKER	FUND NAME	% CHANGE*
MLPQ	ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B	20.06%
MLPZ	ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B	16.33%
MLPB	ETRACS Alerian MLP Infrastructure Index ETN Series B	12.19%
MLPI	ETRACS Alerian MLP Infrastructure Index ETN	9.88%
AMU	ETRACS Alerian MLP Index ETN	8.93%

BOTTOM ETF PERFORMERS

TICKER	FUND NAME	% CHANGE*
EXIV	VelocityShares 1X Daily Inverse VSTOXX Futures ETN	-13.47%
HOML	ETRACS Monthly Reset 2xLeveraged ISE Exclusively Homebuilders ETN	-13.13%
USV	ETRACS UBS Bloomberg CMCI Silver Total Return ETN	-11.33%
OILX	ETRACS S&P GSCI Crude Oil Total Return ETN	-9.92%
WTIU	UBS ETRACS - ProShares Daily 3x Long Crude ETN	-7.45%

top creations

TICKER	FUND NAME	NET FLOWS*
FIHD	UBS AG FI Enhanced Global High Yield ETN	32.35
MLPQ	ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B	14.46
MORL	ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN	7.89
BDCS	ETRACS Linked to the Wells Fargo Business Development Company Index ETN	2.56
MRRL	ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN Series B	1.57

top redemptions

TICKER	FUND NAME	NET FLOWS*
MLPI	ETRACS Alerian MLP Infrastructure Index ETN	-12.16
EXIV	VelocityShares 1X Daily Inverse VSTOXX Futures ETN	-1.95
FUD	ETRACS UBS Bloomberg CMCI Food Total Return ETN	--
UAG	ETRACS UBS Bloomberg CMCI Agriculture Total Return ETN	--
USV	ETRACS UBS Bloomberg CMCI Silver Total Return ETN	--

AUM WINNERS

TICKER	FUND NAME	% CHANGE*
MLPQ	ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B	49.32%
MLPZ	ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B	15.20%
EVIX	VelocityShares 1X Long VSTOXX Futures ETN	10.39%
MLPI	ETRACS Alerian MLP Infrastructure Index ETN	9.44%
MLPB	ETRACS Alerian MLP Infrastructure Index ETN Series B	9.00%

AUM LOSERS

TICKER	FUND NAME	% CHANGE*
EXIV	VelocityShares 1X Daily Inverse VSTOXX Futures ETN	-39.91%
HOML	ETRACS Monthly Reset 2xLeveraged ISE Exclusively Homebuilders ETN	-14.52%
USV	ETRACS UBS Bloomberg CMCI Silver Total Return ETN	-9.03%
WTIU	UBS ETRACS - ProShares Daily 3x Long Crude ETN	-8.91%
FIEE	UBS AG FI Enhanced Europe 50 ETN	-7.79%

ETF Results:

39 ETFs

As of 08/17/2018

Display:

100

Page of 2

Ticker	Fund Name	Issuer	Expense Ratio	AUM	Spread %	Segment
FBGX	UBS AG FI Enhanced Large Cap Growth ETN	UBS	1.29%	$1.68B	0.42%	Leveraged Equity: U.S. - Large Cap Growth
MLPI	ETRACS Alerian MLP Infrastructure Index ETN	UBS	0.85%	$1.64B	0.11%	Equity: U.S. MLPs
FIHD	UBS AG FI Enhanced Global High Yield ETN	UBS	1.65%	$1.42B	1.07%	Leveraged Equity: Developed Markets - High Dividend Yield
FIEE	UBS AG FI Enhanced Europe 50 ETN	UBS	1.95%	$547.76M	1.11%	Leveraged Equity: Developed Europe - Large Cap
MORL	ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN	UBS	0.80%	$461.81M	0.14%	Leveraged Equity: U.S. Mortgage REITs
AMU	ETRACS Alerian MLP Index ETN	UBS	0.80%	$319.63M	0.19%	Equity: U.S. MLPs
CEFL	ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN	UBS	0.90%	$245.71M	0.13%	Leveraged Asset Allocation: Target Outcome
BDCL	ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN	UBS	0.85%	$243.95M	0.20%	Leveraged Equity: U.S. Private Equity
UCI	ETRACS UBS Bloomberg Constant Maturity Commodity Index TR ETN	UBS	0.55%	$94.39M	0.51%	Commodities: Broad Market
BDCS	ETRACS Linked to the Wells Fargo Business Development Company Index ETN	UBS	0.85%	$89.46M	0.44%	Equity: U.S. Private Equity
MLPQ	ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B	UBS	0.85%	$83.03M	0.44%	Leveraged Equity: U.S. MLPs
DJCI	ETRACS Bloomberg Commodity Index Total Return ETN	UBS	0.50%	$81.45M	0.47%	Commodities: Broad Market
SMHD	ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN	UBS	1.65%	$57.54M	0.36%	Leveraged Equity: U.S. - Small Cap
MLPZ	ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B	UBS	0.95%	$51.39M	0.47%	Leveraged Equity: U.S. MLPs
DVYL	ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN	UBS	0.75%	$42.57M	0.39%	Leveraged Equity: U.S. - High Dividend Yield
LMLP	ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN	UBS	1.45%	$32.08M	0.52%	Leveraged Equity: U.S. - Total Market
PRID	InsightShares LGBT Employment Equality ETF	UBS	0.65%	$28.95M	0.09%	Equity: U.S. - Total Market
HONR	InsightShares Patriotic Employers ETF	UBS	0.65%	$28.41M	0.16%	Equity: U.S. - Total Market
DVHL	ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN	UBS	1.25%	$22.71M	0.45%	Leveraged Asset Allocation: Target Outcome
HDLV	ETRACS Monthly Pay 2xLeveraged U.S. High Dividend Low Volatility ETN	UBS	1.45%	$19.20M	0.49%	Leveraged Equity: U.S. - Large Cap

Ticker	Fund Name	1 Month	3 Month	1 Year	5 Year	10 Year	As Of
FBGX	UBS AG FI Enhanced Large Cap Growth ETN	1.46%	13.33%	53.56%	--	--	08/17/2018
MLPI	ETRACS Alerian MLP Infrastructure Index ETN	12.39%	9.72%	13.19%	-2.37%	--	08/17/2018
FIHD	UBS AG FI Enhanced Global High Yield ETN	3.58%	3.60%	13.75%	--	--	08/17/2018
FIEE	UBS AG FI Enhanced Europe 50 ETN	-5.45%	-10.95%	-0.79%	--	--	08/17/2018
MORL	ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN	3.26%	13.22%	9.08%	21.30%	--	08/17/2018
AMU	ETRACS Alerian MLP Index ETN	11.15%	9.20%	14.14%	-2.39%	--	08/17/2018
CEFL	ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN	3.03%	3.99%	4.83%	--	--	08/17/2018
BDCL	ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN	5.49%	9.59%	7.31%	6.86%	--	08/17/2018
UCI	ETRACS UBS Bloomberg Constant Maturity Commodity Index TR ETN	-0.27%	-8.07%	7.06%	-6.83%	-5.05%	08/17/2018
BDCS	ETRACS Linked to the Wells Fargo Business Development Company Index ETN	2.51%	5.54%	5.24%	3.93%	--	08/17/2018
MLPQ	ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B	24.11%	18.60%	21.00%	--	--	08/17/2018
DJCI	ETRACS Bloomberg Commodity Index Total Return ETN	1.32%	-6.95%	2.88%	-8.66%	--	08/17/2018
SMHD	ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN	0.32%	14.74%	27.52%	--	--	08/17/2018
MLPZ	ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B	20.94%	18.30%	25.37%	--	--	08/17/2018
DVYL	ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN	5.44%	9.53%	28.61%	23.66%	--	08/17/2018
LMLP	ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN	-1.81%	10.50%	32.82%	--	--	08/17/2018
PRID	InsightShares LGBT Employment Equality ETF	0.53%	3.62%	--	--	--	08/17/2018
HONR	InsightShares Patriotic Employers ETF	1.33%	3.06%	--	--	--	08/17/2018
DVHL	ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN	6.61%	11.41%	11.85%	--	--	08/17/2018
HDLV	ETRACS Monthly Pay 2xLeveraged U.S. High Dividend Low Volatility ETN	4.25%	18.76%	-0.88%	--	--	08/17/2018

Ticker	Fund Name	Issuer	Segment	Grade	E	T	F
FBGX	UBS AG FI Enhanced Large Cap Growth ETN	UBS	Leveraged Equity: U.S. - Large Cap Growth	--	--	--	--
MLPI	ETRACS Alerian MLP Infrastructure Index ETN	UBS	Equity: U.S. MLPs	--	--	--	--
FIHD	UBS AG FI Enhanced Global High Yield ETN	UBS	Leveraged Equity: Developed Markets - High Dividend Yield	--	--	--	--
FIEE	UBS AG FI Enhanced Europe 50 ETN	UBS	Leveraged Equity: Developed Europe - Large Cap	--	--	--	--
MORL	ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN	UBS	Leveraged Equity: U.S. Mortgage REITs	--	--	--	--
AMU	ETRACS Alerian MLP Index ETN	UBS	Equity: U.S. MLPs	--	--	--	--
CEFL	ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN	UBS	Leveraged Asset Allocation: Target Outcome	--	--	--	--
BDCL	ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN	UBS	Leveraged Equity: U.S. Private Equity	--	--	--	--
UCI	ETRACS UBS Bloomberg Constant Maturity Commodity Index TR ETN	UBS	Commodities: Broad Market	C	76	58	51
BDCS	ETRACS Linked to the Wells Fargo Business Development Company Index ETN	UBS	Equity: U.S. Private Equity	--	--	--	--
MLPQ	ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B	UBS	Leveraged Equity: U.S. MLPs	--	--	--	--
DJCI	ETRACS Bloomberg Commodity Index Total Return ETN	UBS	Commodities: Broad Market	C	84	55	43
SMHD	ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN	UBS	Leveraged Equity: U.S. - Small Cap	--	--	--	--
MLPZ	ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B	UBS	Leveraged Equity: U.S. MLPs	--	--	--	--
DVYL	ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN	UBS	Leveraged Equity: U.S. - High Dividend Yield	--	--	--	--
LMLP	ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN	UBS	Leveraged Equity: U.S. - Total Market	--	--	--	--
PRID	InsightShares LGBT Employment Equality ETF	UBS	Equity: U.S. - Total Market	--	--	--	--
HONR	InsightShares Patriotic Employers ETF	UBS	Equity: U.S. - Total Market	--	--	--	--
DVHL	ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN	UBS	Leveraged Asset Allocation: Target Outcome	--	--	--	--
HDLV	ETRACS Monthly Pay 2xLeveraged U.S. High Dividend Low Volatility ETN	UBS	Leveraged Equity: U.S. - Large Cap	--	--	--	--

Ticker	Fund Name	Dividend Yield	P/E	P/B	Duration	Credit Quality	YTM
FBGX	UBS AG FI Enhanced Large Cap Growth ETN	--	--	--	--	--	--
MLPI	ETRACS Alerian MLP Infrastructure Index ETN	6.38%	--	--	--	--	--
FIHD	UBS AG FI Enhanced Global High Yield ETN	--	--	--	--	--	--
FIEE	UBS AG FI Enhanced Europe 50 ETN	--	--	--	--	--	--
MORL	ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN	20.35%	--	--	--	--	--
AMU	ETRACS Alerian MLP Index ETN	6.47%	--	--	--	--	--
CEFL	ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN	17.69%	--	--	--	--	--
BDCL	ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN	15.75%	--	--	--	--	--
UCI	ETRACS UBS Bloomberg Constant Maturity Commodity Index TR ETN	--	--	--	--	--	--
BDCS	ETRACS Linked to the Wells Fargo Business Development Company Index ETN	8.44%	--	--	--	--	--
MLPQ	ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B	13.72%	--	--	--	--	--
DJCI	ETRACS Bloomberg Commodity Index Total Return ETN	--	--	--	--	--	--
SMHD	ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN	18.15%	--	--	--	--	--
MLPZ	ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B	13.21%	--	--	--	--	--
DVYL	ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN	6.79%	--	--	--	--	--
LMLP	ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN	12.66%	--	--	--	--	--
PRID	InsightShares LGBT Employment Equality ETF	--	22.59	3.55	--	--	--
HONR	InsightShares Patriotic Employers ETF	--	17.67	2.50	--	--	--
DVHL	ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN	13.48%	--	--	--	--	--
HDLV	ETRACS Monthly Pay 2xLeveraged U.S. High Dividend Low Volatility ETN	10.71%	--	--	--	--	--

Ticker	Fund Name
FBGX	UBS AG FI Enhanced Large Cap Growth ETN
MLPI	ETRACS Alerian MLP Infrastructure Index ETN
FIHD	UBS AG FI Enhanced Global High Yield ETN
FIEE	UBS AG FI Enhanced Europe 50 ETN
MORL	ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
AMU	ETRACS Alerian MLP Index ETN
CEFL	ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
BDCL	ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN
UCI	ETRACS UBS Bloomberg Constant Maturity Commodity Index TR ETN
BDCS	ETRACS Linked to the Wells Fargo Business Development Company Index ETN
MLPQ	ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B
DJCI	ETRACS Bloomberg Commodity Index Total Return ETN
SMHD	ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN
MLPZ	ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B
DVYL	ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN
LMLP	ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
PRID	InsightShares LGBT Employment Equality ETF
HONR	InsightShares Patriotic Employers ETF
DVHL	ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN
HDLV	ETRACS Monthly Pay 2xLeveraged U.S. High Dividend Low Volatility ETN

Fund Name	Ticker	Asset Class	Strategy	Region	Geography	Category	Focus	Niche	Inverse	Leveraged	ETN	Underlying Index	Index Provider	Selection Criteria	Weighting Scheme	Active per SEC
UBS AG FI Enhanced Large Cap Growth ETN	FBGX	Equity	Growth	North America	U.S.	Size and Style	Large Cap	Growth	No	Yes	Yes	Russell 1000 Growth Index	Russell	Multi-Factor	Multi-Factor	No
ETRACS Alerian MLP Infrastructure Index ETN	MLPI	Equity	Dividends	North America	U.S.	Sector	Energy	MLPs	No	No	Yes	Alerian MLP Infrastructure Index	Alerian	Distributions	Market Cap	No
UBS AG FI Enhanced Global High Yield ETN	FIHD	Equity	Dividends	Developed Markets	Developed Markets	High Dividend Yield	High Dividend Yield	Broad-based	No	Yes	Yes	MSCI World High Dividend Yield Index	MSCI	Dividends	Market Cap	No
UBS AG FI Enhanced Europe 50 ETN	FIEE	Equity	Vanilla	Europe	Developed Europe	Size and Style	Large Cap	Broad-based	No	Yes	Yes	STOXX Europe 50 Index	STOXX	Market Cap	Market Cap	No
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN	MORL	Equity	Vanilla	North America	U.S.	Sector	Financials	Mortgage REITs	No	Yes	Yes	MVIS Global Mortgage REITs Index	Van Eck	Market Cap	Market Cap	No
ETRACS Alerian MLP Index ETN	AMU	Equity	Dividends	North America	U.S.	Sector	Energy	MLPs	No	No	Yes	Alerian MLP Index	Alerian	Distributions	Market Cap	No
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN	CEFL	Asset Allocation	Multi-factor	Global	Global	Asset Allocation	Target Outcome	Income	No	Yes	Yes	ISE High Income Index	ISE	Multi-Factor	Multi-Factor	No
ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN	BDCL	Equity	Vanilla	North America	U.S.	Sector	Financials	Private Equity	No	Yes	Yes	Wells Fargo Business Development Company Index	Wells Fargo	Market Cap	Market Cap	No
ETRACS UBS Bloomberg Constant Maturity Commodity Index TR ETN	UCI	Commodities	Multi-factor	Global	Global	Broad Market	Broad Market	Laddered	No	No	Yes	UBS Bloomberg CMCI Total Return Index	Bloomberg	Committee	Multi-Factor	No
ETRACS Linked to the Wells Fargo Business Development Company Index ETN	BDCS	Equity	Vanilla	North America	U.S.	Sector	Financials	Private Equity	No	No	Yes	Wells Fargo Business Development Company Index	Wells Fargo	Market Cap	Market Cap	No
ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B	MLPQ	Equity	Dividends	North America	U.S.	Sector	Energy	MLPs	No	Yes	Yes	Alerian MLP Infrastructure Index	Alerian	Distributions	Market Cap	No
ETRACS Bloomberg Commodity Index Total Return ETN	DJCI	Commodities	Multi-factor	Global	Global	Broad Market	Broad Market	Extended Term	No	No	Yes	Bloomberg Commodity Index	Bloomberg	Fixed	Multi-Factor	No
ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN	SMHD	Equity	Dividends	North America	U.S.	Size and Style	Small Cap	Broad-based	No	Yes	Yes	Solactive US Small Cap High Dividend Index	Solactive	Dividends	Liquidity	No
ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B	MLPZ	Equity	Vanilla	North America	U.S.	Sector	Energy	MLPs	No	Yes	Yes	S&P MLP Index	S&P	Market Cap	Market Cap	No
ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN	DVYL	Equity	Dividends	North America	U.S.	High Dividend Yield	High Dividend Yield	Broad-based	No	Yes	Yes	Dow Jones U.S. Select Dividend	Dow Jones	Dividends	Dividends	No
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN	LMLP	Equity	Vanilla	North America	U.S.	Size and Style	Total Market	Broad-based	No	Yes	Yes	Wells Fargo MLP Ex-Energy Index	Wells Fargo	Committee	Market Cap	No
InsightShares LGBT Employment Equality ETF	PRID	Equity	ESG	North America	U.S.	Size and Style	Total Market	Broad-based	No	No	No	UBS LGBT Employment Equality Index	No Underlying Index	Principles-based	Market Cap	No
InsightShares Patriotic Employers ETF	HONR	Equity	ESG	North America	U.S.	Size and Style	Total Market	Broad-based	No	No	No	UBS Military Veterans Index	No Underlying Index	Principles-based	Equal	No
ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN	DVHL	Asset Allocation	Fundamental	Global	Global	Asset Allocation	Target Outcome	Income	No	Yes	Yes	NYSE Diversified High Income Index	NYSE	Fixed	Fixed	No
ETRACS Monthly Pay 2xLeveraged U.S. High Dividend Low Volatility ETN	HDLV	Equity	Multi-factor	North America	U.S.	Size and Style	Large Cap	Broad-based	No	Yes	Yes	Solactive US High Dividend Low Volatility Index	Solactive	Multi-Factor	Liquidity	No

Ticker	Fund Name	Legal Structure	MAX LT Capital Gains Rate	Max ST Capital Gains Rate	Tax Reporting
FBGX	UBS AG FI Enhanced Large Cap Growth ETN	Exchange-Traded Note	20.00	39.60	1099
MLPI	ETRACS Alerian MLP Infrastructure Index ETN	Exchange-Traded Note	20.00	39.60	1099
FIHD	UBS AG FI Enhanced Global High Yield ETN	Exchange-Traded Note	20.00	39.60	1099
FIEE	UBS AG FI Enhanced Europe 50 ETN	Exchange-Traded Note	20.00	39.60	1099
MORL	ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN	Exchange-Traded Note	20.00	39.60	1099
AMU	ETRACS Alerian MLP Index ETN	Exchange-Traded Note	20.00	39.60	1099
CEFL	ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN	Exchange-Traded Note	20.00	39.60	1099
BDCL	ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN	Exchange-Traded Note	20.00	39.60	1099
UCI	ETRACS UBS Bloomberg Constant Maturity Commodity Index TR ETN	Exchange-Traded Note	20.00	39.60	1099
BDCS	ETRACS Linked to the Wells Fargo Business Development Company Index ETN	Exchange-Traded Note	20.00	39.60	1099
MLPQ	ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B	Exchange-Traded Note	20.00	39.60	1099
DJCI	ETRACS Bloomberg Commodity Index Total Return ETN	Exchange-Traded Note	20.00	39.60	1099
SMHD	ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN	Exchange-Traded Note	20.00	39.60	1099
MLPZ	ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B	Exchange-Traded Note	20.00	39.60	1099
DVYL	ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN	Exchange-Traded Note	20.00	39.60	1099
LMLP	ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN	Exchange-Traded Note	20.00	39.60	1099
PRID	InsightShares LGBT Employment Equality ETF	Open-Ended Fund	20.00	39.60	1099
HONR	InsightShares Patriotic Employers ETF	Open-Ended Fund	20.00	39.60	1099
DVHL	ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN	Exchange-Traded Note	20.00	39.60	1099
HDLV	ETRACS Monthly Pay 2xLeveraged U.S. High Dividend Low Volatility ETN	Exchange-Traded Note	20.00	39.60	1099

Ticker	Fund Name	MSCI ESG Quality Score	ESG Score Peer Rank	ESG Score Global Rank	Carbon Intensity Tons CO2e/$M Sales	Sustainable Impact Exposure	SRI Screening Criteria Exposure
FBGX	UBS AG FI Enhanced Large Cap Growth ETN	--	--	--	--	--	--
MLPI	ETRACS Alerian MLP Infrastructure Index ETN	--	--	--	--	--	--
FIHD	UBS AG FI Enhanced Global High Yield ETN	--	--	--	--	--	--
FIEE	UBS AG FI Enhanced Europe 50 ETN	--	--	--	--	--	--
MORL	ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN	--	--	--	--	--	--
AMU	ETRACS Alerian MLP Index ETN	--	--	--	--	--	--
CEFL	ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN	--	--	--	--	--	--
BDCL	ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN	--	--	--	--	--	--
UCI	ETRACS UBS Bloomberg Constant Maturity Commodity Index TR ETN	--	--	--	--	--	--
BDCS	ETRACS Linked to the Wells Fargo Business Development Company Index ETN	--	--	--	--	--	--
MLPQ	ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN Series B	--	--	--	--	--	--
DJCI	ETRACS Bloomberg Commodity Index Total Return ETN	--	--	--	--	--	--
SMHD	ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN	--	--	--	--	--	--
MLPZ	ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B	--	--	--	--	--	--
DVYL	ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN	--	--	--	--	--	--
LMLP	ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN	--	--	--	--	--	--
PRID	InsightShares LGBT Employment Equality ETF	--	--	--	--	--	--
HONR	InsightShares Patriotic Employers ETF	--	--	--	--	--	--
DVHL	ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN	--	--	--	--	--	--
HDLV	ETRACS Monthly Pay 2xLeveraged U.S. High Dividend Low Volatility ETN	--	--	--	--	--	--