ETF

Understanding the ETF Names Rule

The rule is designed to protect investors, according to the SEC.

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Talk ETFs
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Oct 06, 2023
Reviewed by: Sean Allocca
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Edited by: Kent Thune
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Just a few weeks ago, the SEC adopted amendments to a rule regarding registered fund names. The SEC said the amendments were intended to “modernize and enhance investor protections… given the important information that fund names can convey to investors.” 

What does this mean for ETF fund names going forward? etf.com Senior Analyst Sumit Roy sits down with Ryan Charles, Principal at Kelley Hunt & Charles, LLC, an Asset Management Law Firm, to discuss.

Talk ETFs

Talk ETFs is a weekly video series hosted by etf.com’s Senior Analyst Sumit Roy. Episodes highlight up-to-the-minute investing trends and strategies with commentary from leading experts in the ETF industry.

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