AZAO

AllianzIM U.S. Large Cap Buffer10 Oct ETF
*Unless otherwise stated, data provided by FactSet.

AZAO Fund Description

AZAO aims for specific buffered losses and capped gains on the S&P 500 index over a specific holdings period. The actively-managed fund holds options and collateral.

AZAO Factset Analytics Insight

AZAO uses options in an effort to moderate losses on the S&P 500 over a one-year period starting each October. The fund foregoes some upside return as well as the S&P 500s dividend component, because the options are written on the price (not total) return version of the index. In exchange for preventing realization of the first 10% of the S&P 500s losses, investors forego upside participation above a certain threshold, which is reset annually. Investors who buy at any other time than the annual reset day may have a very different protection and buffer zone. The issuer publishes effective interim levels daily on its website. The fund must be held to the end of the period to achieve the intended results. The targeted buffers and caps do not include the funds expense ratio. The fund is actively managed, resets annually and uses listed options exclusively. AZAO is AllianzIMs take on buffered ETFs, Innovators defined outcome ETFs have the same objectives.

PERFORMANCE [as of 10/20/21] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS
AZAO 3.02% 4.40% 10.72% 17.45% -- -- --
AZAO (NAV) 3.23% 4.11% 10.91% 17.43% -- -- --
No Underlying Index -- -- -- -- -- -- --
MSCI USA Large Cap Index 4.03% 4.92% 21.41% 32.92% 20.92% 19.13% 16.77%
All returns over 1 year are annualized. All returns are total returns unless otherwise stated.

AZAO Summary Data

Allianz
09/30/20
Open-Ended Fund
0.74%
$42.25M
$507.39K
0.28%

AZAO Portfolio Data

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N/A
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AZAO Index Data

No Underlying Index
Fixed
Fixed
MSCI USA Large Cap Index

AZAO Portfolio Management

0.74%
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AZAO Tax Exposures

20.00% / 39.60%
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Qualified dividends
No

AZAO Fund Structure

Open-Ended Fund
No
No
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N/A
N/A
Medium
Daily

AZAO Factset Analytics Block Liquidity

As of 10/21/21
5
4
3
2
1

This measurement shows how easy it is to trade a $1 million USD block of AZAO. AZAO is rated a N/A out of 5.

AZAO Tradability

17,595
$507.39K
2,989
$87.36K
0.28%
$0.08
-0.01%
0.64% / -0.35%
None
--
25,000
0.12
0.03%
--
0
$29.70
N/A

AZAO Top 10 Holdings

99.95%
0.05%
100.00%

AZAO Countries


AZAO
Segment Benchmark
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0.10%
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99.90%

AZAO Regions


AZAO
Segment Benchmark
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100.00%

AZAO Economic Development


AZAO
Segment Benchmark
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100.00%

AZAO Performance Statistics

0.77
0.45
0.50
0.52
0.51%
MSCI USA Large Cap Index

AZAO Benchmark Comparison Holdings

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AZAO Benchmark Comparison Summary


AZAO
Segment Benchmark
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AZAO Benchmark Comparison Market Cap Size


AZAO
Segment Benchmark
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